ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- DRAKOS, FERNANDOASIC records a director disqualification for DRAKOS, FERNANDO. The published period runs from 14 May 2019 to 13 May 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TRAN, THANH HUUASIC records a financial-services restriction for TRAN, THANH HUU. The published period runs from 28 Oct 2019 to 27 Oct 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HOLGATE, KIMBERLEY RAEASIC records a financial-services restriction for HOLGATE, KIMBERLEY RAE. The published period runs from 15 Jan 2018 to 14 Jan 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GOODWIN, FRANCIS MICHAEL JOHNASIC records a director disqualification for GOODWIN, FRANCIS MICHAEL JOHN. The published period runs from 23 Apr 1993 to 23 Apr 1998. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GANNAN, JAMES ANTHONYASIC records a director disqualification for GANNAN, JAMES ANTHONY. The published period runs from 8 Mar 1988 to 3 Mar 1993. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ZEAITER, RAYMOND PAULASIC records a director disqualification for ZEAITER, RAYMOND PAUL. The published period runs from 4 May 2017 to 3 May 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GUCCIARDI, ANTONINO SALVATOREASIC records a financial-services restriction for GUCCIARDI, ANTONINO SALVATORE. The source gives 4 May 2018 as the start date.PersonASIC Banned and Disqualified Persons
- HOPKINS, ROSS ANDREWASIC records a financial-services restriction for HOPKINS, ROSS ANDREW. The source gives 14 Sep 2021 as the start date.PersonASIC Banned and Disqualified Persons
- SUTTON, DAVIDASIC records a director disqualification for SUTTON, DAVID. The published period runs from 29 Jun 2023 to 28 Jun 2028.PersonASIC Banned and Disqualified Persons
- SAPIER, IANASIC records a director disqualification for SAPIER, IAN. The published period runs from 30 Sep 2004 to 30 Sep 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HODSON, JASONASIC records a director disqualification for HODSON, JASON. The published period runs from 10 Oct 2007 to 10 Oct 2010. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LUFF, CHRISTOPHERASIC records a financial-services restriction for LUFF, CHRISTOPHER. The published period runs from 9 Apr 2024 to 8 Apr 2029.PersonASIC Banned and Disqualified Persons
- GENTLE, LESLIE ALLANASIC records a financial-services restriction for GENTLE, LESLIE ALLAN. The source gives 23 Sep 2014 as the start date.PersonASIC Banned and Disqualified Persons
- DRIFFELL, NICOLE MARREEASIC records a director disqualification for DRIFFELL, NICOLE MARREE. The published period runs from 27 Sep 2019 to 26 Sep 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FURNELL, JAMES TERENCEASIC records a financial-services restriction for FURNELL, JAMES TERENCE. The published period runs from 22 Nov 2021 to 21 Nov 2028.PersonASIC Banned and Disqualified Persons
- SPENCER, JOHN DAVIDASIC records a director disqualification for SPENCER, JOHN DAVID. The published period runs from 28 Aug 1997 to 28 Aug 1999. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HUDSON, MARK JOHNASIC records a securities restriction for HUDSON, MARK JOHN. The published period runs from 4 Aug 2000 to 4 Feb 2001. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- NEWBOUND, BRETT ANTHONYASIC records a financial-services restriction for NEWBOUND, BRETT ANTHONY. The published period runs from 1 May 2025 to 30 Apr 2035.PersonASIC Banned and Disqualified Persons
- HEWISH, JOEL JAMESASIC records a financial-services restriction for HEWISH, JOEL JAMES. The published period runs from 3 Jun 2024 to 2 Jun 2034.PersonASIC Banned and Disqualified Persons
- MCCULLOUGH, MICHELLE ANNEASIC records a director disqualification for MCCULLOUGH, MICHELLE ANNE. The published period runs from 16 Mar 2018 to 15 Mar 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- VINEY, JILLIAN MARGARETASIC records a director disqualification for VINEY, JILLIAN MARGARET. The published period runs from 20 Jan 1989 to 1 Sep 1991. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SKIDMORE, MARIA HELENAASIC records a director disqualification for SKIDMORE, MARIA HELENA. The published period runs from 2 Feb 1996 to 2 Feb 1996. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- COLGAN, JAMES HENRYASIC records a director disqualification for COLGAN, JAMES HENRY. The published period runs from 23 Aug 1996 to 23 Feb 1998. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GREGG, GUY RICHARD ALEXANDERASIC records a director disqualification for GREGG, GUY RICHARD ALEXANDER. The published period runs from 9 May 1994 to 9 May 1997. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TANDY, GRAHAM MICHAELASIC records a credit restriction for TANDY, GRAHAM MICHAEL. The published period runs from 7 Nov 2014 to 30 Oct 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BATROS, RYAN ANTHONYASIC records a financial-services restriction for BATROS, RYAN ANTHONY. The published period runs from 16 Mar 2016 to 15 Mar 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MORLEY, DAVID MICHAELASIC records a director disqualification for MORLEY, DAVID MICHAEL. The published period runs from 14 Feb 2020 to 13 Feb 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HODSON, ADRIANASIC records a director disqualification for HODSON, ADRIAN. The published period runs from 22 Sep 2007 to 22 Sep 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- REID, ANNE THERESEASIC records a director disqualification for REID, ANNE THERESE. The published period runs from 20 Feb 2017 to 19 Feb 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CHARSTONE, ALANASIC records a financial-services restriction for CHARSTONE, ALAN. The source gives 3 Apr 2012 as the start date.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.