ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- VELLA, CHARLESASIC records a director disqualification for VELLA, CHARLES. The published period runs from 7 Jun 2007 to 7 Jun 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PERRY, ALEXANDERASIC records a director disqualification for PERRY, ALEXANDER. The published period runs from 4 Dec 2017 to 3 Dec 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PHILLIPS, JAMES STANLEYASIC records a director disqualification for PHILLIPS, JAMES STANLEY. The source gives 12 Jul 2002 as the start date.PersonASIC Banned and Disqualified Persons
- MOYLAN, CHRISTOPHER ALEXANDERASIC records a director disqualification for MOYLAN, CHRISTOPHER ALEXANDER. The published period runs from 20 Feb 2015 to 27 Jul 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SACCO, AMEDEO FRANCESCOASIC records a director disqualification for SACCO, AMEDEO FRANCESCO. The published period runs from 27 Mar 1997 to 27 Mar 1999. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BROOKES, NICHOLAS DUNCAN JEREMYASIC records a financial-services restriction for BROOKES, NICHOLAS DUNCAN JEREMY. The published period runs from 15 Jul 2026 to 14 Jul 2029.PersonASIC Banned and Disqualified Persons
- PENNIMPEDE, VITOASIC records a director disqualification for PENNIMPEDE, VITO. The published period runs from 1 Jul 2021 to 30 Jun 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BENNETT, DOUGLAS JOHNASIC records a director disqualification for BENNETT, DOUGLAS JOHN. The published period runs from 21 Mar 2006 to 21 Mar 2008. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PALMER, TROYASIC records a director disqualification for PALMER, TROY. The published period runs from 12 May 2017 to 11 Feb 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ANSETT, JOHN NICOLASIC records a director disqualification for ANSETT, JOHN NICOL. The published period runs from 9 Dec 1992 to 9 Dec 1997. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ARDOOM, PETERASIC records a financial-services restriction for ARDOOM, PETER. The published period runs from 19 Feb 2025 to 18 Feb 2033.PersonASIC Banned and Disqualified Persons
- GREGORY, MICHAEL PETERASIC records a director disqualification for GREGORY, MICHAEL PETER. The published period runs from 19 Oct 2010 to 18 Oct 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PARRY, TIMOTHY WILLIAMASIC records a financial-services restriction for PARRY, TIMOTHY WILLIAM. The published period runs from 16 Jul 2021 to 15 Jul 2027.PersonASIC Banned and Disqualified Persons
- TAYLOR, ADAM JOHNASIC records a director disqualification for TAYLOR, ADAM JOHN. The published period runs from 6 Nov 2006 to 6 Nov 2008. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- OAKLANDS, BRUCEASIC records a director disqualification for OAKLANDS, BRUCE. The published period runs from 22 Jan 2011 to 29 Mar 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LYNCH, CRAIG ERICASIC records a director disqualification for LYNCH, CRAIG ERIC. The published period runs from 1 Feb 2016 to 31 Jan 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SEBO, MARK RAYMONDASIC records a financial-services restriction for SEBO, MARK RAYMOND. The source gives 6 Feb 2024 as the start date.PersonASIC Banned and Disqualified Persons
- NIELSEN, PAULASIC records a director disqualification for NIELSEN, PAUL. The published period runs from 10 Jan 2024 to 10 Jan 2028.PersonASIC Banned and Disqualified Persons
- RENNEBERG, DANIEL JOHNASIC records a financial-services restriction for RENNEBERG, DANIEL JOHN. The published period runs from 24 May 2019 to 23 May 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FORSTER, GREGORY PETERASIC records a financial-services restriction for FORSTER, GREGORY PETER. The published period runs from 12 Apr 2019 to 11 Apr 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- NONG, PATRICKASIC records a financial-services restriction for NONG, PATRICK. The source gives 13 Jan 2026 as the start date.PersonASIC Banned and Disqualified Persons
- SANDHU, TANVANTH SINGHASIC records a director disqualification for SANDHU, TANVANTH SINGH. The published period runs from 13 Sep 2007 to 13 Sep 2010. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MARKS, CHARLES VERNONASIC records a director disqualification for MARKS, CHARLES VERNON. The published period runs from 1 Dec 2006 to 1 Dec 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TESORIERO, VINCENZOASIC records a director disqualification for TESORIERO, VINCENZO. The published period runs from 24 Feb 2026 to 23 Feb 2031.PersonASIC Banned and Disqualified Persons
- MACRAE, KENNETH BURNETASIC records a director disqualification for MACRAE, KENNETH BURNET. The published period runs from 20 May 1996 to 20 Nov 1998. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MCNAUGHTON, CHRISTOPHERASIC records a director disqualification for MCNAUGHTON, CHRISTOPHER. The published period runs from 3 Feb 2016 to 2 Aug 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- YU, ALBERT HOASIC records a director disqualification for YU, ALBERT HO. The published period runs from 6 Aug 2008 to 6 Aug 2010. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SINCLAIR, KAY ELIZABETHASIC records a director disqualification for SINCLAIR, KAY ELIZABETH. The published period runs from 19 Oct 2021 to 18 Oct 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ELLERY, JO-ANNE SUSANASIC records a director disqualification for ELLERY, JO-ANNE SUSAN. The published period runs from 1 Dec 2012 to 30 Nov 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GANATZOS, CONASIC records a director disqualification for GANATZOS, CON. The published period runs from 21 Oct 2024 to 20 Oct 2029.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.