ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- NOVELLO, SEBASTINOASIC records a director disqualification for NOVELLO, SEBASTINO. The published period runs from 7 Feb 2007 to 7 Feb 2010. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HORNE, WILLIAM JOHNASIC records a director disqualification for HORNE, WILLIAM JOHN. The published period runs from 13 Nov 1987 to 26 Sep 1992. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ANDERSON, GRACE ELIZABETHASIC records a director disqualification for ANDERSON, GRACE ELIZABETH. The published period runs from 17 Jan 1997 to 17 Jul 1997. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- JANIAN, ALBERT ASBETASIC records a director disqualification for JANIAN, ALBERT ASBET. The published period runs from 21 Mar 2013 to 20 Mar 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- JOURNEAUX, JOHN RICHARDASIC records a securities restriction for JOURNEAUX, JOHN RICHARD. The published period runs from 5 Jul 1991 to 7 Feb 1994. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ROSE, SUSAN KATHLEENASIC records a director disqualification for ROSE, SUSAN KATHLEEN. The published period runs from 13 May 1991 to 13 May 1996. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CASSAR, EMANUELASIC records a director disqualification for CASSAR, EMANUEL. The published period runs from 28 Aug 2018 to 30 Jul 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CLOUGH, MARK WILLIAMASIC records a financial-services restriction for CLOUGH, MARK WILLIAM. The source gives 23 Jun 2009 as the start date.PersonASIC Banned and Disqualified Persons
- BROWN, BENJAMIN DAVID COVENTRYASIC records a director disqualification for BROWN, BENJAMIN DAVID COVENTRY. The published period runs from 9 May 2022 to 8 Nov 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DOYLE, ALAN DAVIDASIC records a director disqualification for DOYLE, ALAN DAVID. The published period runs from 14 Dec 2005 to 14 Jun 2006. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- NEILSEN, PAULASIC records a director disqualification for NEILSEN, PAUL. The published period runs from 10 Jan 2024 to 10 Jan 2028.PersonASIC Banned and Disqualified Persons
- DALLOW, ADRIAN MICHAELASIC records a director disqualification for DALLOW, ADRIAN MICHAEL. The published period runs from 14 Jun 1997 to 14 Jun 2000. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- VELLA, CHARLESASIC records a director disqualification for VELLA, CHARLES. The published period runs from 7 Jun 2007 to 7 Jun 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LUVARA, DOMINICASIC records a director disqualification for LUVARA, DOMINIC. The published period runs from 11 Jan 2021 to 10 Jan 2026. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WHARTON, ROBERT JOHNASIC records a director disqualification for WHARTON, ROBERT JOHN. The published period runs from 28 Aug 2013 to 27 Aug 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- YU, PATRICK HO-HANGASIC records a director disqualification for YU, PATRICK HO-HANG. The published period runs from 6 Aug 2008 to 6 Aug 2010. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- NOWAK, GEORGE JOHNASIC records a director disqualification for NOWAK, GEORGE JOHN. The published period runs from 8 May 2015 to 7 Jul 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TREVORAH R, EVANASIC records a SMSF auditor disqualification for TREVORAH R, EVAN. The source gives 18 May 2012 as the start date.PersonASIC Banned and Disqualified Persons
- BRICKWOOOD, JOHNASIC records a director disqualification for BRICKWOOOD, JOHN. The published period runs from 18 Dec 2011 to 17 Dec 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- NG, FONG CHUNG (EDDIE)ASIC records a director disqualification for NG, FONG CHUNG (EDDIE). The published period runs from 1 Jul 2005 to 1 Jul 2007. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GUPTA, ABHINAVASIC records a financial-services restriction for GUPTA, ABHINAV. The source gives 9 Jul 2015 as the start date.PersonASIC Banned and Disqualified Persons
- NONG, PATRICKASIC records a financial-services restriction for NONG, PATRICK. The source gives 13 Jan 2026 as the start date.PersonASIC Banned and Disqualified Persons
- ZATTERE, PAULAASIC records a director disqualification for ZATTERE, PAULA. The published period runs from 11 Jun 1987 to 11 Jun 1992. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BRITTON, JEFFREYASIC records a director disqualification for BRITTON, JEFFREY. The published period runs from 17 Dec 2011 to 16 Dec 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- COLE, IAN FRANCISASIC records a director disqualification for COLE, IAN FRANCIS. The source gives 12 Jul 2002 as the start date.PersonASIC Banned and Disqualified Persons
- ATKINS, MITCHELL ALEXANDER GRAYASIC records a director disqualification for ATKINS, MITCHELL ALEXANDER GRAY. The published period runs from 16 Nov 2023 to 15 Nov 2028.PersonASIC Banned and Disqualified Persons
- CATANESE, SAM JOHNASIC records a director disqualification for CATANESE, SAM JOHN. The published period runs from 23 Oct 1996 to 23 Apr 1998. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HEALEY, GREGORY HARRISONASIC records a director disqualification for HEALEY, GREGORY HARRISON. The published period runs from 21 Jan 1999 to 12 Jan 2001. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MORRISON, BRIAN JOSEPHASIC records a director disqualification for MORRISON, BRIAN JOSEPH. The published period runs from 1 Feb 2011 to 31 Jan 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FLETCHER, BENJAMIN FREDERICK GARRY CLIVE LINDSAYASIC records a financial-services restriction for FLETCHER, BENJAMIN FREDERICK GARRY CLIVE LINDSAY. The source gives 14 Sep 2018 as the start date.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.