ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- FOSTER, PETER CLARENCEASIC records a director disqualification for FOSTER, PETER CLARENCE. The source gives 11 May 2016 as the start date.PersonASIC Banned and Disqualified Persons
- RIDDELL, ROBERT GRAEMEASIC records a director disqualification for RIDDELL, ROBERT GRAEME. The published period runs from 11 Feb 1991 to 10 Feb 1995. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BROWN, COLIN JAMESASIC records a director disqualification for BROWN, COLIN JAMES. The published period runs from 23 Jan 1990 to 23 Jan 1992. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MCIVOR, MARKASIC records a financial-services restriction for MCIVOR, MARK. The source gives 26 Nov 2015 as the start date.PersonASIC Banned and Disqualified Persons
- NOONAN, DANIEL JOSEPHASIC records a financial-services restriction for NOONAN, DANIEL JOSEPH. The source gives 15 Aug 2017 as the start date.PersonASIC Banned and Disqualified Persons
- FAKHOURY, JOHN ZOAASIC records a director disqualification for FAKHOURY, JOHN ZOA. The published period runs from 16 Jun 2010 to 15 Jun 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- NARAIN, RAVI AMRITASIC records a director disqualification for NARAIN, RAVI AMRIT. The published period runs from 29 Mar 2010 to 28 Mar 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PINO, VINCENT JOSEPHASIC records a director disqualification for PINO, VINCENT JOSEPH. The published period runs from 10 Jul 1996 to 10 Jan 1998. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- COLLARD, DAVIDASIC records a financial-services restriction for COLLARD, DAVID. The source gives 21 Feb 2013 as the start date.PersonASIC Banned and Disqualified Persons
- SANDHU, TAVANTH SINGHASIC records a director disqualification for SANDHU, TAVANTH SINGH. The published period runs from 13 Sep 2007 to 13 Sep 2010. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- VRIENS, PIETER JOHNASIC records a director disqualification for VRIENS, PIETER JOHN. The published period runs from 12 Jun 1997 to 11 Jan 2000. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CHARISIOU, MARIOASIC records a director disqualification for CHARISIOU, MARIO. The published period runs from 16 Apr 2014 to 15 Apr 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ROZARIO, GEOFFREY FRANCISASIC records a director disqualification for ROZARIO, GEOFFREY FRANCIS. The published period runs from 30 Nov 1994 to 30 Nov 1995. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GERICEVICH, MAUREEN PATRICIAASIC records a director disqualification for GERICEVICH, MAUREEN PATRICIA. The published period runs from 14 Dec 1988 to 14 Dec 1989. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LUCAS, CHRISTOPHER MARKASIC records a director disqualification for LUCAS, CHRISTOPHER MARK. The published period runs from 27 Sep 1997 to 27 Sep 1999. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SHEN, CHIA MINASIC records a credit restriction for SHEN, CHIA MIN. The source gives 20 Nov 2013 as the start date.PersonASIC Banned and Disqualified Persons
- MATAI, JENEVEASIC records a financial-services restriction for MATAI, JENEVE. The published period runs from 13 Dec 2022 to 12 Dec 2026.PersonASIC Banned and Disqualified Persons
- DE KLERK, MICHAELASIC records a director disqualification for DE KLERK, MICHAEL. The published period runs from 21 Mar 1997 to 21 Sep 1999. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WILLIAMSON, STEPHEN JOHNASIC records a director disqualification for WILLIAMSON, STEPHEN JOHN. The published period runs from 13 Dec 2007 to 12 Dec 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WALTERS, ALBERT CHRISTINASIC records a financial-services restriction for WALTERS, ALBERT CHRISTIN. The published period runs from 25 Jul 2022 to 24 Jul 2026. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PALMER, MATTHEW DAVIDASIC records a securities restriction for PALMER, MATTHEW DAVID. The source gives 11 May 2001 as the start date.PersonASIC Banned and Disqualified Persons
- MERHEB, DANNYASIC records a credit restriction for MERHEB, DANNY. The source gives 2 Jul 2018 as the start date.PersonASIC Banned and Disqualified Persons
- PARKER, GRANTASIC records a financial-services restriction for PARKER, GRANT. The source gives 26 Apr 2016 as the start date.PersonASIC Banned and Disqualified Persons
- BASHFORD, TONY LEEASIC records a financial-services restriction for BASHFORD, TONY LEE. The source gives 23 Jul 2018 as the start date.PersonASIC Banned and Disqualified Persons
- WASHBOURNE, BRIAN MAURICEASIC records a financial-services restriction for WASHBOURNE, BRIAN MAURICE. The published period runs from 2 Jun 2023 to 1 Jun 2029.PersonASIC Banned and Disqualified Persons
- MCMULLEN, PATRICIA ELAINEASIC records a director disqualification for MCMULLEN, PATRICIA ELAINE. The published period runs from 4 May 1988 to 4 May 1993. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WALTERS, ROBERT CRAIGASIC records a director disqualification for WALTERS, ROBERT CRAIG. The published period runs from 13 Sep 1996 to 13 Sep 2001. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GRATION, DAMIAN LAWRENCEASIC records a director disqualification for GRATION, DAMIAN LAWRENCE. The published period runs from 23 Jan 2008 to 23 Jan 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MASTORES, JUSTINASIC records a director disqualification for MASTORES, JUSTIN. The published period runs from 12 Nov 2018 to 11 May 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- COHEN, MICHAEL ARIELASIC records a financial-services restriction for COHEN, MICHAEL ARIEL. The source gives 11 Feb 2009 as the start date.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.