ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- CATO, NEIL ANDREWASIC records a financial-services restriction for CATO, NEIL ANDREW. The published period runs from 28 Feb 2026 to 27 Feb 2031.PersonASIC Banned and Disqualified Persons
- BELARDO, SERGIOASIC records a financial-services restriction for BELARDO, SERGIO. The published period runs from 2 Nov 2017 to 1 Nov 2027.PersonASIC Banned and Disqualified Persons
- WHEAT, DEREK EDWARDASIC records a director disqualification for WHEAT, DEREK EDWARD. The published period runs from 18 Apr 1989 to 18 Apr 1994. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DEHN, GUSTAV ARTHURASIC records a director disqualification for DEHN, GUSTAV ARTHUR. The published period runs from 7 Mar 1988 to 7 Mar 1993. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- AHRENS, STUART KIRKASIC records a director disqualification for AHRENS, STUART KIRK. The published period runs from 26 Aug 2018 to 25 Aug 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MACDONALD, JOEL RICHARD STEWARTASIC records a director disqualification for MACDONALD, JOEL RICHARD STEWART. The published period runs from 16 Feb 2023 to 15 Feb 2035.PersonASIC Banned and Disqualified Persons
- VANOS, KATRINAASIC records a director disqualification for VANOS, KATRINA. The published period runs from 9 Nov 2018 to 8 Nov 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PARKER, DAVID JOHNASIC records a director disqualification for PARKER, DAVID JOHN. The published period runs from 25 Mar 2026 to 24 Mar 2031.PersonASIC Banned and Disqualified Persons
- SMALLWOOD, RUSSELL ANDREWASIC records a director disqualification for SMALLWOOD, RUSSELL ANDREW. The published period runs from 18 Nov 2010 to 17 May 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- NORTHCOTT, NOEL WILLIAM JAMESASIC records a financial-services restriction for NORTHCOTT, NOEL WILLIAM JAMES. The published period runs from 28 Apr 2025 to 27 Apr 2035.PersonASIC Banned and Disqualified Persons
- BOYLE, GLEN DAVIDASIC records a director disqualification for BOYLE, GLEN DAVID. The published period runs from 15 Feb 2008 to 15 Feb 2010. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BRERETON, MICHAEL RICHARDASIC records a director disqualification for BRERETON, MICHAEL RICHARD. The published period runs from 29 Oct 2008 to 28 Oct 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CHARLTON, PETERASIC records a director disqualification for CHARLTON, PETER. The published period runs from 11 Nov 1998 to 11 Nov 1999. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GROCHOWSKI, MICHAELASIC records a financial-services restriction for GROCHOWSKI, MICHAEL. The published period runs from 9 May 2012 to 8 May 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- STREET, ROBERT ANDREWASIC records a securities restriction for STREET, ROBERT ANDREW. The source gives 31 Mar 2003 as the start date.PersonASIC Banned and Disqualified Persons
- MILLER, WAYNE ROBERTASIC records a financial-services restriction for MILLER, WAYNE ROBERT. The published period runs from 12 Jan 2016 to 11 Jan 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BUTSON, LESLIE JOHN BENJAMINASIC records a credit restriction for BUTSON, LESLIE JOHN BENJAMIN. The source gives 31 Mar 2005 as the start date.PersonASIC Banned and Disqualified Persons
- PLATCHER, CHARLESASIC records a director disqualification for PLATCHER, CHARLES. The published period runs from 13 Jan 2003 to 13 Jan 2028.PersonASIC Banned and Disqualified Persons
- HALLIGAN, RODERICK GEORGEASIC records a financial-services restriction for HALLIGAN, RODERICK GEORGE. The source gives 14 Feb 2022 as the start date.PersonASIC Banned and Disqualified Persons
- HEALY, ALLAN MC DONALDASIC records a securities restriction for HEALY, ALLAN MC DONALD. The published period runs from 11 Jun 1998 to 11 Jun 2006. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- O'BRIEN, KENNETH FRANCISASIC records a securities restriction for O'BRIEN, KENNETH FRANCIS. The source gives 21 Mar 2000 as the start date.PersonASIC Banned and Disqualified Persons
- WILCOX, BRADLEY EDWINASIC records a director disqualification for WILCOX, BRADLEY EDWIN. The published period runs from 20 May 2011 to 19 May 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GOULD, JACKASIC records a financial-services restriction for GOULD, JACK. The published period runs from 8 Jul 2026 to 7 Jul 2030.PersonASIC Banned and Disqualified Persons
- O'SULLIVAN, MICHAEL ROGERASIC records a financial-services restriction for O'SULLIVAN, MICHAEL ROGER. The published period runs from 17 Feb 2015 to 16 Feb 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SHEFFIELD, FRANCES MARCIAASIC records a director disqualification for SHEFFIELD, FRANCES MARCIA. The published period runs from 11 Jun 1987 to 11 Jun 1992. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ROBERTSON, DALE HOWARDASIC records a director disqualification for ROBERTSON, DALE HOWARD. The published period runs from 19 Jan 2006 to 19 Jan 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MOLLISON, GREGORY IANASIC records a director disqualification for MOLLISON, GREGORY IAN. The published period runs from 17 Aug 2013 to 16 Aug 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CANTY, ROBYN JOYASIC records a director disqualification for CANTY, ROBYN JOY. The published period runs from 22 Feb 1988 to 22 Feb 1993. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ST PIERRE, DAVID GRANTASIC records a financial-services restriction for ST PIERRE, DAVID GRANT. The source gives 6 Mar 2014 as the start date.PersonASIC Banned and Disqualified Persons
- NABI, GAWADASIC records a financial-services restriction for NABI, GAWAD. The published period runs from 20 May 2024 to 19 May 2027.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.