ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- SMITH, ALAN STANLEYASIC records a director disqualification for SMITH, ALAN STANLEY. The published period runs from 22 Feb 2008 to 22 Feb 2010. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MAO, JENNYASIC records a financial-services restriction for MAO, JENNY. The published period runs from 26 Oct 2015 to 22 Oct 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TAYLOR, STEPHEN JOHNASIC records a director disqualification for TAYLOR, STEPHEN JOHN. The published period runs from 2 May 2008 to 2 May 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- EGGE, MATHEW PHILLIPASIC records a director disqualification for EGGE, MATHEW PHILLIP. The published period runs from 15 Jul 2008 to 15 Jul 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HICKLING, TODDASIC records a director disqualification for HICKLING, TODD. The published period runs from 28 Nov 2011 to 27 Nov 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WILLIAMS, TROYASIC records a financial-services restriction for WILLIAMS, TROY. The published period runs from 4 Oct 2016 to 3 Oct 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SIDEY, DEREK JOHNASIC records a director disqualification for SIDEY, DEREK JOHN. The published period runs from 6 Sep 1993 to 6 Sep 1996. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BIGNOLD, JULIENASIC records a director disqualification for BIGNOLD, JULIEN. The published period runs from 12 Apr 2024 to 11 Oct 2027.PersonASIC Banned and Disqualified Persons
- TRACEY, JOHN LESLIEASIC records a director disqualification for TRACEY, JOHN LESLIE. The published period runs from 8 Jul 1992 to 7 Jul 1997. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ASH, VANESSA*ASIC records a director disqualification for ASH, VANESSA*. The published period runs from 1 Sep 2016 to 31 Aug 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MILLS, NICOLA FAYASIC records a director disqualification for MILLS, NICOLA FAY. The published period runs from 12 Feb 2020 to 11 Aug 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HALFPENNY, DENISEASIC records a director disqualification for HALFPENNY, DENISE. The published period runs from 30 Jul 2021 to 29 Jul 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HOPKINS, ROSS ANDREWASIC records a financial-services restriction for HOPKINS, ROSS ANDREW. The source gives 14 Sep 2021 as the start date.PersonASIC Banned and Disqualified Persons
- PATTISON, PAUL ANTHONYASIC records a director disqualification for PATTISON, PAUL ANTHONY. The published period runs from 22 Jan 2013 to 21 Jan 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DAWSON, LARRY JOHNASIC records a director disqualification for DAWSON, LARRY JOHN. The source gives 29 Jul 2026 as the start date.PersonASIC Banned and Disqualified Persons
- SAVVAKIS, NICHOLASASIC records a director disqualification for SAVVAKIS, NICHOLAS. The published period runs from 12 Feb 2014 to 11 Feb 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SUMMERS-BARAHONA, ADRIANASIC records a financial-services restriction for SUMMERS-BARAHONA, ADRIAN. The published period runs from 24 Nov 2021 to 23 Nov 2026.PersonASIC Banned and Disqualified Persons
- ATKINS, MITCHELLASIC records a director disqualification for ATKINS, MITCHELL. The published period runs from 16 Nov 2023 to 15 Nov 2028.PersonASIC Banned and Disqualified Persons
- PAYNE, ROBERTASIC records a financial-services restriction for PAYNE, ROBERT. The published period runs from 25 Jun 2024 to 24 Jun 2028.PersonASIC Banned and Disqualified Persons
- MOSES, HAROLD FREDERICKASIC records a securities restriction for MOSES, HAROLD FREDERICK. The source gives 10 Feb 2004 as the start date.PersonASIC Banned and Disqualified Persons
- AMMOUN, MUSTAFAASIC records a director disqualification for AMMOUN, MUSTAFA. The published period runs from 25 Sep 2013 to 24 Sep 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ZUNDOVSKIS, ANNE JULIETASIC records a director disqualification for ZUNDOVSKIS, ANNE JULIET. The published period runs from 23 Jun 1996 to 23 Jun 1997. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PODARIDIS, DIMITRIOSASIC records a director disqualification for PODARIDIS, DIMITRIOS. The published period runs from 24 May 2021 to 23 May 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ANDERSON, PAMELAASIC records a financial-services restriction for ANDERSON, PAMELA. The published period runs from 17 Nov 2023 to 10 Dec 2024. The source records documented stay: Current matching excludes 2022-07-11 through 2023-11-16; the source records resumption on 2023-11-17. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BARKLA, LUKEASIC records a director disqualification for BARKLA, LUKE. The published period runs from 8 May 2019 to 7 May 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CHEONG, CEDRIC DAMIENASIC records a director disqualification for CHEONG, CEDRIC DAMIEN. The published period runs from 30 Apr 2016 to 29 Apr 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MACKINNON, SCOTTASIC records a director disqualification for MACKINNON, SCOTT. The published period runs from 2 Nov 2012 to 1 May 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CONFOO, CHRISTOPHER ROBERTASIC records a financial-services restriction for CONFOO, CHRISTOPHER ROBERT. The published period runs from 11 May 2017 to 10 May 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- NOLAN, ALAN JOHNASIC records a director disqualification for NOLAN, ALAN JOHN. The published period runs from 21 Jan 1988 to 12 Jan 1993. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- RUSSELL, ANDREWASIC records a director disqualification for RUSSELL, ANDREW. The published period runs from 8 Jan 2007 to 8 Jan 2010. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.