ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- BRAIN, WARREN DOUGLASASIC records a director disqualification for BRAIN, WARREN DOUGLAS. The published period runs from 20 Jul 2011 to 19 Jul 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- JANIAN, ALBERT ASBETASIC records a director disqualification for JANIAN, ALBERT ASBET. The published period runs from 21 Mar 2013 to 20 Mar 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- VICK, STEPHEN GARRYASIC records a financial-services restriction for VICK, STEPHEN GARRY. The published period runs from 5 Sep 2022 to 4 Sep 2027.PersonASIC Banned and Disqualified Persons
- PRASAD, RAGHWA NANDASIC records a credit restriction for PRASAD, RAGHWA NAND. The published period runs from 19 Aug 2015 to 18 Aug 2019. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WHITEMAN, PHILIPASIC records a director disqualification for WHITEMAN, PHILIP. The published period runs from 23 Aug 2023 to 22 Aug 2028.PersonASIC Banned and Disqualified Persons
- WILLIAMS, IAN COMRIEASIC records a financial-services restriction for WILLIAMS, IAN COMRIE. The published period runs from 19 Nov 2019 to 18 Nov 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WILLIAMSON, STEPHEN JOHNASIC records a director disqualification for WILLIAMSON, STEPHEN JOHN. The published period runs from 6 May 1993 to 6 May 1995. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ROBERTSON, MICHELE ANGELAASIC records a securities restriction for ROBERTSON, MICHELE ANGELA. The published period runs from 20 Dec 1996 to 20 Dec 2001. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HENRY, CHRISTIAN JAMESASIC records a financial-services restriction for HENRY, CHRISTIAN JAMES. The published period runs from 28 Nov 2025 to 15 Apr 2029. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PRAYSTER, IGORASIC records a director disqualification for PRAYSTER, IGOR. The published period runs from 11 Sep 2013 to 10 Sep 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KWOK, TAK SIMSONASIC records a financial-services restriction for KWOK, TAK SIMSON. The source gives 23 May 2016 as the start date.PersonASIC Banned and Disqualified Persons
- TAYLOR, MICHAEL GORDON MCILWRAITHASIC records a financial-services restriction for TAYLOR, MICHAEL GORDON MCILWRAITH. The source gives 30 Apr 2018 as the start date.PersonASIC Banned and Disqualified Persons
- NICHOLSON, MICHAELASIC records a financial-services restriction for NICHOLSON, MICHAEL. The source gives 11 Feb 2009 as the start date.PersonASIC Banned and Disqualified Persons
- MEHMET, MEHMETASIC records a director disqualification for MEHMET, MEHMET. The published period runs from 21 Nov 2012 to 30 Jun 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TAGGART, ANTHONY LINEYASIC records a securities restriction for TAGGART, ANTHONY LINEY. The published period runs from 11 Aug 1999 to 11 Aug 2005. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- JONES, BRADLEY ALLENASIC records a director disqualification for JONES, BRADLEY ALLEN. The published period runs from 15 Jul 2013 to 14 Jul 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SMITH, GORDON DOUGLASASIC records a director disqualification for SMITH, GORDON DOUGLAS. The published period runs from 23 Feb 2021 to 22 Aug 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BARRY, PHILLIP JAMESASIC records a director disqualification for BARRY, PHILLIP JAMES. The published period runs from 4 Apr 1989 to 4 Apr 1994. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TOYODA, JUNASIC records a director disqualification for TOYODA, JUN. The published period runs from 20 Jul 2023 to 19 Jul 2026. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SUTTON, DAVID HENTYASIC records a director disqualification for SUTTON, DAVID HENTY. The published period runs from 29 Jun 2023 to 28 Jun 2028.PersonASIC Banned and Disqualified Persons
- RYAN, DENIS ANTHONY RAPHAELASIC records a director disqualification for RYAN, DENIS ANTHONY RAPHAEL. The published period runs from 18 May 2016 to 17 Nov 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WU, DALY YIU CHIASIC records a director disqualification for WU, DALY YIU CHI. The published period runs from 8 May 1997 to 7 May 2002. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HEPPELL, DIANNE LESLEYASIC records a director disqualification for HEPPELL, DIANNE LESLEY. The published period runs from 5 Oct 2009 to 4 Oct 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ACWORTH, WARREN SCOTTASIC records a financial-services restriction for ACWORTH, WARREN SCOTT. The source gives 7 Feb 2020 as the start date.PersonASIC Banned and Disqualified Persons
- POWIS, GUY JAMESASIC records a director disqualification for POWIS, GUY JAMES. The published period runs from 10 Dec 2020 to 9 Dec 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HALVORSEN, ATHOLASIC records a credit restriction for HALVORSEN, ATHOL. The published period runs from 8 Oct 2012 to 8 Oct 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- POPAL, ABDULLAHASIC records a financial-services restriction for POPAL, ABDULLAH. The source gives 2 Jun 2026 as the start date.PersonASIC Banned and Disqualified Persons
- LEHMAN, KLINTON JAYASIC records a securities restriction for LEHMAN, KLINTON JAY. The published period runs from 7 Feb 2003 to 7 Feb 2007. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ORLANDO, FELICE ADRIANASIC records a director disqualification for ORLANDO, FELICE ADRIAN. The published period runs from 16 Dec 2015 to 15 Dec 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PAPANTONIOU, CHRISTODOULOSASIC records a director disqualification for PAPANTONIOU, CHRISTODOULOS. The published period runs from 24 Jul 2009 to 23 Jul 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.