ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- HAMMOND, STEVEN JAMESASIC records a director disqualification for HAMMOND, STEVEN JAMES. The published period runs from 21 Dec 2015 to 20 Jul 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WALKER, ROSS CAMERONASIC records a director disqualification for WALKER, ROSS CAMERON. The published period runs from 26 Jul 2004 to 25 Jul 2005. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- NAPOLITANO, NICHOLAS PAULASIC records a director disqualification for NAPOLITANO, NICHOLAS PAUL. The published period runs from 2 May 1997 to 2 May 1998. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ROWLEY, CALVIN BERTASIC records a director disqualification for ROWLEY, CALVIN BERT. The published period runs from 24 Oct 2009 to 23 Oct 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GEORGE, EDWARD RICHARDASIC records a credit restriction for GEORGE, EDWARD RICHARD. The published period runs from 7 Aug 2013 to 31 Jul 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DE CARLI, JOHN BATTISTAASIC records a director disqualification for DE CARLI, JOHN BATTISTA. The published period runs from 29 Sep 2017 to 28 Mar 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HARTLEY, LYNETTE ANNEASIC records a securities restriction for HARTLEY, LYNETTE ANNE. The source gives 21 Jun 2000 as the start date.PersonASIC Banned and Disqualified Persons
- MEDFORD, WESLEY DALTONASIC records a director disqualification for MEDFORD, WESLEY DALTON. The published period runs from 17 Aug 2011 to 16 Aug 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SMITH, NORMANASIC records a futures restriction for SMITH, NORMAN. The published period runs from 16 Jul 1996 to 16 Jul 1999. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BELL, WILLIAM STUARTASIC records a securities restriction for BELL, WILLIAM STUART. The published period runs from 21 Dec 1999 to 5 Dec 2002. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ECONOMOU, ATHINODOROSASIC records a director disqualification for ECONOMOU, ATHINODOROS. The published period runs from 17 Jun 1993 to 17 Jun 1998. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HOULAHAN, MARIA LEONIEASIC records a director disqualification for HOULAHAN, MARIA LEONIE. The published period runs from 31 Aug 2003 to 31 Aug 2006. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CRAWLEY, MICHAEL ANDREWASIC records a financial-services restriction for CRAWLEY, MICHAEL ANDREW. The source gives 26 Oct 2009 as the start date.PersonASIC Banned and Disqualified Persons
- REDMOND, WILLIAM HANRONASIC records a director disqualification for REDMOND, WILLIAM HANRON. The published period runs from 19 Oct 2022 to 18 Oct 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CONNA, PETER ANTHONYASIC records a director disqualification for CONNA, PETER ANTHONY. The published period runs from 2 Dec 2025 to 1 Dec 2026.PersonASIC Banned and Disqualified Persons
- DUARTE, JOSE MANUEL BASTOSASIC records a director disqualification for DUARTE, JOSE MANUEL BASTOS. The published period runs from 23 Jun 2010 to 22 Jun 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HYLLA, GERDAASIC records a director disqualification for HYLLA, GERDA. The published period runs from 7 Nov 1989 to 7 Nov 1994. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DOYLE, KAY MARGARETASIC records a director disqualification for DOYLE, KAY MARGARET. The published period runs from 5 Aug 2011 to 4 Aug 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MCCLELLAND, KENNETH SYDNEYASIC records a director disqualification for MCCLELLAND, KENNETH SYDNEY. The published period runs from 7 Jul 2009 to 6 Jul 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- NARAIN, RAVI AMRITASIC records a director disqualification for NARAIN, RAVI AMRIT. The published period runs from 29 Mar 2010 to 28 Mar 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DRAGE, ANNE LOUISEASIC records a director disqualification for DRAGE, ANNE LOUISE. The published period runs from 23 Apr 1993 to 23 Apr 1997. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ROLLE, DAVID ASHLEYASIC records a director disqualification for ROLLE, DAVID ASHLEY. The published period runs from 17 Dec 2014 to 16 Sep 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LOMAS, DOUGLAS JOHNASIC records a director disqualification for LOMAS, DOUGLAS JOHN. The published period runs from 11 Jul 2014 to 10 Jul 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FAIRLAM, SUSAN ANNASIC records a director disqualification for FAIRLAM, SUSAN ANN. The published period runs from 11 Nov 1997 to 11 May 1999. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PANGANIBAN, ROMMELASIC records a financial-services restriction for PANGANIBAN, ROMMEL. The source gives 3 Aug 2016 as the start date.PersonASIC Banned and Disqualified Persons
- CORNER, JOHN STEWARTASIC records a securities restriction for CORNER, JOHN STEWART. The source gives 12 Mar 1998 as the start date.PersonASIC Banned and Disqualified Persons
- HIGGINS, JOHN MICHAELASIC records a securities restriction for HIGGINS, JOHN MICHAEL. The source gives 17 Jul 2003 as the start date.PersonASIC Banned and Disqualified Persons
- MAIKOUSIS, NICKASIC records a financial-services restriction for MAIKOUSIS, NICK. The published period runs from 25 Aug 2025 to 24 Aug 2035.PersonASIC Banned and Disqualified Persons
- WILLIAMS, DARREN JAMIEASIC records a director disqualification for WILLIAMS, DARREN JAMIE. The published period runs from 24 May 1994 to 24 May 1998. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ANDERSON, BENASIC records a director disqualification for ANDERSON, BEN. The published period runs from 23 Sep 2024 to 22 Sep 2028.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.