ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- GRAY, DONALD EDGLEYASIC records a director disqualification for GRAY, DONALD EDGLEY. The published period runs from 29 Sep 1988 to 27 Sep 1989. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BAJAWRAY, AJMALASIC records a director disqualification for BAJAWRAY, AJMAL. The published period runs from 24 Aug 1998 to 24 Aug 2003. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- D'AMICO, FEDELEASIC records a director disqualification for D'AMICO, FEDELE. The published period runs from 8 Mar 2007 to 8 Mar 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TRAN, THANH HUUASIC records a financial-services restriction for TRAN, THANH HUU. The published period runs from 28 Oct 2019 to 27 Oct 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- VISNIC, MILANASIC records a director disqualification for VISNIC, MILAN. The published period runs from 31 Jan 2006 to 31 Jan 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- YU, QING SHANASIC records a credit restriction for YU, QING SHAN. The published period runs from 14 Jul 2023 to 13 Jul 2029.PersonASIC Banned and Disqualified Persons
- SOENNICHSEN, ARTHUR HELMUTASIC records a director disqualification for SOENNICHSEN, ARTHUR HELMUT. The published period runs from 7 Jan 1988 to 7 Jan 1993. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- YU, ALBERT HO-FAIASIC records a director disqualification for YU, ALBERT HO-FAI. The published period runs from 6 Aug 2008 to 6 Aug 2010. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MACNAB, ROBERT JAMESASIC records a director disqualification for MACNAB, ROBERT JAMES. The published period runs from 30 May 1994 to 30 May 1995. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CLARKE, ALLAN JOSEPHASIC records a director disqualification for CLARKE, ALLAN JOSEPH. The published period runs from 21 Feb 1996 to 20 Feb 2000. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TRAINER, RICHARD JAMESASIC records a director disqualification for TRAINER, RICHARD JAMES. The published period runs from 4 Jun 2008 to 4 Dec 2009. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LAPSLEY, ROSALYN HILLARYASIC records a securities restriction for LAPSLEY, ROSALYN HILLARY. The source gives 27 Oct 2005 as the start date.PersonASIC Banned and Disqualified Persons
- GABY, ADRIAN MICHAELASIC records a director disqualification for GABY, ADRIAN MICHAEL. The published period runs from 13 Jun 2013 to 12 Dec 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ELTAKCHI, FRANCIS JOSEPHASIC records a director disqualification for ELTAKCHI, FRANCIS JOSEPH. The published period runs from 6 Oct 2011 to 5 Oct 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BEALE, EDWARD NORMANASIC records a director disqualification for BEALE, EDWARD NORMAN. The published period runs from 7 Dec 1989 to 7 Dec 1993. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LEE, MINGASIC records a director disqualification for LEE, MING. The published period runs from 22 Nov 2006 to 22 Nov 2009. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MALAK, EMAN BOSHRAASIC records a financial-services restriction for MALAK, EMAN BOSHRA. The source gives 21 Jul 2016 as the start date.PersonASIC Banned and Disqualified Persons
- KERR, NICHOLASASIC records a financial-services restriction for KERR, NICHOLAS. The published period runs from 9 Aug 2016 to 8 Aug 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- RASKOVIC, LUBOASIC records a director disqualification for RASKOVIC, LUBO. The published period runs from 17 Nov 2008 to 16 Nov 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- COLE, REBECCAASIC records a director disqualification for COLE, REBECCA. The published period runs from 7 Feb 2017 to 6 Feb 2019. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PENNA, GIULIAASIC records a financial-services restriction for PENNA, GIULIA. The source gives 6 Apr 2016 as the start date.PersonASIC Banned and Disqualified Persons
- LYNCH, CRAIG ERICASIC records a credit restriction for LYNCH, CRAIG ERIC. The published period runs from 1 Feb 2016 to 31 Jan 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SMITH, ROBERT PRYORASIC records a financial-services restriction for SMITH, ROBERT PRYOR. The source gives 9 Jan 2018 as the start date.PersonASIC Banned and Disqualified Persons
- YOUKHANA, SAMASIC records a director disqualification for YOUKHANA, SAM. The published period runs from 30 Nov 2020 to 29 Nov 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- RICHTER, MICHAEL WILLIAMASIC records a director disqualification for RICHTER, MICHAEL WILLIAM. The published period runs from 24 May 1995 to 24 Feb 1998. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CLAIR, TIMOTHY JAMESASIC records a financial-services restriction for CLAIR, TIMOTHY JAMES. The published period runs from 14 Aug 2006 to 14 Aug 2008. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SWINDELLS, ZACCARIAH PAULASIC records a director disqualification for SWINDELLS, ZACCARIAH PAUL. The published period runs from 14 Feb 2019 to 13 Feb 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- NIVEN, SEAN COLVILLASIC records a financial-services restriction for NIVEN, SEAN COLVILL. The source gives 17 Feb 2023 as the start date.PersonASIC Banned and Disqualified Persons
- FANNING, DAVID SHANEASIC records a director disqualification for FANNING, DAVID SHANE. The published period runs from 6 Jul 2026 to 5 Jul 2031. The source records reviewed scope exception: The publisher records permission to manage a particular corporation subject to conditions. This record does not assert a blanket prohibition on managing all corporations.PersonASIC Banned and Disqualified Persons
- OVENS, JOHN ANTHONYASIC records a financial-services restriction for OVENS, JOHN ANTHONY. The source gives 29 Dec 2010 as the start date.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.