ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- STREET, HAYLEYASIC records a director disqualification for STREET, HAYLEY. The published period runs from 15 Dec 2020 to 14 Dec 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KADE, JAMES TULLY HANCOCKASIC records a director disqualification for KADE, JAMES TULLY HANCOCK. The published period runs from 23 Aug 2014 to 22 Aug 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BRAIN, WARREN DOUGLASASIC records a director disqualification for BRAIN, WARREN DOUGLAS. The published period runs from 20 Jul 2011 to 19 Jul 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TILY, JOSEPHASIC records a director disqualification for TILY, JOSEPH. The published period runs from 10 Feb 2020 to 9 Feb 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MOYLAN, CHRIS ALEXANDERASIC records a director disqualification for MOYLAN, CHRIS ALEXANDER. The published period runs from 20 Feb 2015 to 27 Jul 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FARRELLY, RAYMOND JOHNASIC records a director disqualification for FARRELLY, RAYMOND JOHN. The published period runs from 26 Apr 1993 to 26 Apr 1998. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DEMPSEY, CLAYASIC records a director disqualification for DEMPSEY, CLAY. The published period runs from 12 May 2017 to 11 May 2027.PersonASIC Banned and Disqualified Persons
- CACEK, JOSEPH JOHNASIC records a director disqualification for CACEK, JOSEPH JOHN. The published period runs from 11 Feb 1997 to 11 Aug 1998. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LILBURN, MICHAEL BROWNINGASIC records a director disqualification for LILBURN, MICHAEL BROWNING. The published period runs from 23 Feb 1993 to 23 Feb 1998. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GRANDINE, KERRIN THELMAASIC records a director disqualification for GRANDINE, KERRIN THELMA. The published period runs from 30 Sep 1997 to 30 Mar 2000. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WALTERS, LESLIE RICHARDASIC records a financial-services restriction for WALTERS, LESLIE RICHARD. The published period runs from 7 Jul 2008 to 7 Jul 2010. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CRANE-GARDINER, JAYASIC records a director disqualification for CRANE-GARDINER, JAY. The published period runs from 5 Mar 2026 to 4 Mar 2030.PersonASIC Banned and Disqualified Persons
- CLARKE, JOHN ALBERTASIC records a director disqualification for CLARKE, JOHN ALBERT. The published period runs from 22 Oct 1987 to 22 Oct 1992. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DI RUSSO, MAXWELLASIC records a director disqualification for DI RUSSO, MAXWELL. The published period runs from 25 Jul 2012 to 24 Jul 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WALLACE, DAVIDASIC records a director disqualification for WALLACE, DAVID. The published period runs from 12 Nov 2020 to 11 Nov 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MAXWELL, DON RICHARDASIC records a director disqualification for MAXWELL, DON RICHARD. The source gives 26 Oct 2006 as the start date.PersonASIC Banned and Disqualified Persons
- ARNOLD-LEVY, STUART ANTHONYASIC records a financial-services restriction for ARNOLD-LEVY, STUART ANTHONY. The published period runs from 3 May 2017 to 2 May 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BELL, LOUISE ALICEASIC records a director disqualification for BELL, LOUISE ALICE. The published period runs from 30 Jan 1996 to 30 Jul 1998. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- AWAD, SAMARASIC records a financial-services restriction for AWAD, SAMAR. The source gives 2 Jul 2018 as the start date.PersonASIC Banned and Disqualified Persons
- WAWER, EUGENEASIC records a SMSF auditor disqualification for WAWER, EUGENE. The source gives 15 Dec 2010 as the start date.PersonASIC Banned and Disqualified Persons
- MUDGE, DAVID PAULASIC records a securities restriction for MUDGE, DAVID PAUL. The source gives 26 Jun 2003 as the start date.PersonASIC Banned and Disqualified Persons
- MADHOJI, SANDEEP DEVESHASIC records a financial-services restriction for MADHOJI, SANDEEP DEVESH. The source gives 22 Sep 2016 as the start date.PersonASIC Banned and Disqualified Persons
- RAHMAN, FAZL-URASIC records a director disqualification for RAHMAN, FAZL-UR. The published period runs from 25 Jan 2019 to 24 Jan 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TRUDA, NINAASIC records a director disqualification for TRUDA, NINA. The published period runs from 19 May 1988 to 19 May 1993. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MARTIN, JOHN CARLTONASIC records a director disqualification for MARTIN, JOHN CARLTON. The published period runs from 26 May 2021 to 25 May 2026. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KOADLOW, PETER MICHAEL KENNETHASIC records a director disqualification for KOADLOW, PETER MICHAEL KENNETH. The published period runs from 26 Apr 1990 to 26 Apr 1992. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ANDERSON, WILLIAM JOHNASIC records a director disqualification for ANDERSON, WILLIAM JOHN. The published period runs from 16 Jul 1990 to 12 Jul 1992. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SULEMAN, VIVIANASIC records a director disqualification for SULEMAN, VIVIAN. The published period runs from 23 Jul 2002 to 23 Jul 2027.PersonASIC Banned and Disqualified Persons
- HORNIBROOK, TIMOTHYASIC records a financial-services restriction for HORNIBROOK, TIMOTHY. The published period runs from 5 Feb 2016 to 4 Feb 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FINLAN, MICHAEL BURNSASIC records a director disqualification for FINLAN, MICHAEL BURNS. The published period runs from 11 Jan 2007 to 11 Jan 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.