ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- BYRNES, JUNE EDYTHEASIC records a director disqualification for BYRNES, JUNE EDYTHE. The published period runs from 5 Nov 1998 to 5 Nov 2002. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PECK, DESMOND DUDLEYASIC records a director disqualification for PECK, DESMOND DUDLEY. The published period runs from 21 May 1997 to 21 May 2001. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WILLIAMS, DIANA JEANASIC records a director disqualification for WILLIAMS, DIANA JEAN. The published period runs from 10 Aug 1988 to 10 Aug 1993. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CUTHBERTSON, DONALD JAMESASIC records a financial-services restriction for CUTHBERTSON, DONALD JAMES. The source gives 8 Aug 2023 as the start date.PersonASIC Banned and Disqualified Persons
- COUGHLIN, STEVEN LAURENCEASIC records a director disqualification for COUGHLIN, STEVEN LAURENCE. The published period runs from 28 Jul 1998 to 28 Jan 2000. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PUDUN, MARTENASIC records a credit restriction for PUDUN, MARTEN. The source gives 24 Jul 2018 as the start date.PersonASIC Banned and Disqualified Persons
- BECK, KARLASIC records a director disqualification for BECK, KARL. The published period runs from 8 Dec 2015 to 7 Dec 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HILL, STEPHEN PHILIPASIC records a director disqualification for HILL, STEPHEN PHILIP. The published period runs from 21 Apr 2010 to 20 Apr 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- THORN, ROBERT WILLIAMASIC records a securities restriction for THORN, ROBERT WILLIAM. The source gives 11 Oct 2001 as the start date.PersonASIC Banned and Disqualified Persons
- VIVILOS, JIMMY HARRYASIC records a director disqualification for VIVILOS, JIMMY HARRY. The published period runs from 19 Jul 2012 to 18 Jul 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DEANE, LORRAINE LEEASIC records a director disqualification for DEANE, LORRAINE LEE. The published period runs from 7 Aug 1997 to 7 Feb 1999. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DICK, ALAN MACAULAYASIC records a director disqualification for DICK, ALAN MACAULAY. The published period runs from 21 Nov 2007 to 21 Nov 2010. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- D'ARRO, GIUSEPPI PINOASIC records a director disqualification for D'ARRO, GIUSEPPI PINO. The published period runs from 12 Sep 2011 to 11 Mar 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DEMPSEY, CLAYTONASIC records a director disqualification for DEMPSEY, CLAYTON. The published period runs from 12 May 2017 to 11 May 2027.PersonASIC Banned and Disqualified Persons
- BROTHERS, JOHN WILLIAMASIC records a director disqualification for BROTHERS, JOHN WILLIAM. The published period runs from 3 Jun 1993 to 3 Jun 1995. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MCCARTHY, ROSSASIC records a director disqualification for MCCARTHY, ROSS. The published period runs from 6 Jun 2011 to 5 Dec 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KARABIDAN, NAZARASIC records a director disqualification for KARABIDAN, NAZAR. The published period runs from 24 Oct 2012 to 23 Oct 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TUKUPUA, ELTON MARKASIC records a credit restriction for TUKUPUA, ELTON MARK. The source gives 23 Aug 2005 as the start date.PersonASIC Banned and Disqualified Persons
- KING, MICHAEL CHRISTODOULOUASIC records a director disqualification for KING, MICHAEL CHRISTODOULOU. The published period runs from 26 May 2017 to 25 May 2037.PersonASIC Banned and Disqualified Persons
- POCHE, ADAM WILLIAMASIC records a director disqualification for POCHE, ADAM WILLIAM. The published period runs from 18 Dec 2020 to 17 Dec 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LI, YANASIC records a financial-services restriction for LI, YAN. The source gives 24 Mar 2011 as the start date.PersonASIC Banned and Disqualified Persons
- BEVAN, ADAM JOHNASIC records a financial-services restriction for BEVAN, ADAM JOHN. The published period runs from 27 May 2021 to 26 May 2026. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- UDUNUWARA, CHRIS JOSEPHASIC records a securities restriction for UDUNUWARA, CHRIS JOSEPH. The published period runs from 16 Nov 1999 to 16 May 2001. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KAY, ROBERT JOHNASIC records a director disqualification for KAY, ROBERT JOHN. The published period runs from 14 Oct 2005 to 14 Oct 2010. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FARBER, BRIANASIC records a financial-services restriction for FARBER, BRIAN. The published period runs from 22 Jun 2015 to 21 Jun 2019. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FUNDER, STEPHEN_ANTHONYASIC records a SMSF auditor disqualification for FUNDER, STEPHEN_ANTHONY. The source gives 8 Mar 2023 as the start date.PersonASIC Banned and Disqualified Persons
- MORRISON, BRIAN JOSEPHASIC records a director disqualification for MORRISON, BRIAN JOSEPH. The published period runs from 1 Feb 2011 to 31 Jan 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ORLANDO, VINCENT FELICEASIC records a director disqualification for ORLANDO, VINCENT FELICE. The published period runs from 22 Oct 2022 to 21 Oct 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BUTLER, GAVIN WAYNEASIC records a financial-services restriction for BUTLER, GAVIN WAYNE. The published period runs from 29 Aug 2006 to 29 Aug 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ZAICEW, JADEASIC records a credit restriction for ZAICEW, JADE. The published period runs from 1 Apr 2014 to 31 Mar 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.