ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- TEW, SAMUEL BENG KEEASIC records a director disqualification for TEW, SAMUEL BENG KEE. The published period runs from 5 Jul 2019 to 4 Jul 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KOLODY, MICHAEL DAVIDASIC records a financial-services restriction for KOLODY, MICHAEL DAVID. The published period runs from 1 Sep 2015 to 28 Feb 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ALLEN, DONALD METHVENASIC records a director disqualification for ALLEN, DONALD METHVEN. The published period runs from 5 Aug 1987 to 5 Aug 1992. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PRASAD, ATISHASIC records a financial-services restriction for PRASAD, ATISH. The published period runs from 27 Apr 2015 to 26 Oct 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KANN, JAMES KEARNEYASIC records a director disqualification for KANN, JAMES KEARNEY. The published period runs from 7 Dec 1988 to 29 Nov 1990. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- APOLONY, GRAHAM ROBERTASIC records a director disqualification for APOLONY, GRAHAM ROBERT. The published period runs from 24 Aug 2000 to 24 Aug 2005. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ROSS, ALEXANDER CARRICKASIC records a financial-services restriction for ROSS, ALEXANDER CARRICK. The source gives 5 Jan 2005 as the start date.PersonASIC Banned and Disqualified Persons
- FLELLI, STEPHENASIC records a director disqualification for FLELLI, STEPHEN. The published period runs from 3 Aug 2009 to 2 Aug 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BYRNE, JAMES WARRENASIC records a director disqualification for BYRNE, JAMES WARREN. The published period runs from 1 Sep 2006 to 1 Sep 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MCCABE, MARKASIC records a financial-services restriction for MCCABE, MARK. The source gives 27 Aug 2026 as the start date.PersonASIC Banned and Disqualified Persons
- CATO, NEIL ANDREWASIC records a financial-services restriction for CATO, NEIL ANDREW. The published period runs from 28 Feb 2026 to 27 Feb 2031.PersonASIC Banned and Disqualified Persons
- CRAWLEY, CHRISTOHER WILLIAMASIC records a director disqualification for CRAWLEY, CHRISTOHER WILLIAM. The published period runs from 7 May 2019 to 6 May 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- NOFAL, SEAN NICHOLASASIC records a financial-services restriction for NOFAL, SEAN NICHOLAS. The published period runs from 1 Jun 2017 to 31 May 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FERRARO, DOMENICOASIC records a director disqualification for FERRARO, DOMENICO. The published period runs from 22 Nov 2006 to 22 Nov 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MOODY, RICHARD MASSONASIC records a securities restriction for MOODY, RICHARD MASSON. The source gives 26 Feb 2001 as the start date.PersonASIC Banned and Disqualified Persons
- HAISMAN, IAN VICTORASIC records a financial-services restriction for HAISMAN, IAN VICTOR. The published period runs from 9 Oct 2019 to 8 Oct 2026. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- YATES, RONALD JOHNASIC records a director disqualification for YATES, RONALD JOHN. The published period runs from 24 May 1995 to 24 Feb 1996. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SAHAY, SHIV PRAKASHASIC records a credit restriction for SAHAY, SHIV PRAKASH. The source gives 30 Sep 2015 as the start date.PersonASIC Banned and Disqualified Persons
- SPADARO, IGNAZIOASIC records a director disqualification for SPADARO, IGNAZIO. The published period runs from 8 Nov 2006 to 8 Nov 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TILLI, PETERASIC records a director disqualification for TILLI, PETER. The published period runs from 10 Feb 2020 to 9 Feb 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PARKER, ROGER HOWARDASIC records a director disqualification for PARKER, ROGER HOWARD. The published period runs from 19 May 1990 to 19 May 1995. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GISLER, JON IANASIC records a director disqualification for GISLER, JON IAN. The published period runs from 5 Jun 2008 to 5 Jun 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KULISIEWICZ, PAWELASIC records a financial-services restriction for KULISIEWICZ, PAWEL. The published period runs from 6 Mar 2012 to 5 Mar 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MCCORMICK, MICHAEL KENNETHASIC records a director disqualification for MCCORMICK, MICHAEL KENNETH. The published period runs from 13 May 1988 to 13 May 1993. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- EVENNETT, JOHNASIC records a SMSF auditor disqualification for EVENNETT, JOHN. The source gives 28 Apr 2017 as the start date.PersonASIC Banned and Disqualified Persons
- COSTAS, DAMIEN CHRISASIC records a director disqualification for COSTAS, DAMIEN CHRIS. The published period runs from 21 Aug 2019 to 20 Aug 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ONDARCHIE, KEITH RALPHASIC records a director disqualification for ONDARCHIE, KEITH RALPH. The published period runs from 25 Nov 2013 to 24 Nov 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WILSON, ANTON JOSEPHASIC records a director disqualification for WILSON, ANTON JOSEPH. The published period runs from 8 Feb 2022 to 7 Feb 2027.PersonASIC Banned and Disqualified Persons
- JAMES, PETERASIC records a director disqualification for JAMES, PETER. The published period runs from 13 Mar 2014 to 13 Sep 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GLASBY, GAILASIC records a financial-services restriction for GLASBY, GAIL. The published period runs from 13 Dec 2022 to 12 Dec 2032.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.