ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- LIU, GUODONGASIC records a credit restriction for LIU, GUODONG. The published period runs from 20 Jul 2022 to 19 Jul 2029.PersonASIC Banned and Disqualified Persons
- MORAIS, FERNANDO NASCIMENTOASIC records a credit restriction for MORAIS, FERNANDO NASCIMENTO. The published period runs from 16 Sep 2015 to 15 Sep 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TAYLOR, ANTHONYASIC records a director disqualification for TAYLOR, ANTHONY. The published period runs from 6 Nov 2006 to 6 Nov 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ASPLIN, ROBIN JOHNASIC records a securities restriction for ASPLIN, ROBIN JOHN. The source gives 6 Jun 1995 as the start date.PersonASIC Banned and Disqualified Persons
- VOWLES, MATTHEW KEITHASIC records a director disqualification for VOWLES, MATTHEW KEITH. The published period runs from 10 Oct 2013 to 9 Oct 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MATTHEWS, ROWENAASIC records a director disqualification for MATTHEWS, ROWENA. The published period runs from 17 Dec 2019 to 16 Dec 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MALAK, EMAN BOSHRAASIC records a credit restriction for MALAK, EMAN BOSHRA. The source gives 21 Jul 2016 as the start date.PersonASIC Banned and Disqualified Persons
- MILLNER, CEDRIC ADRIANASIC records a director disqualification for MILLNER, CEDRIC ADRIAN. The published period runs from 14 Aug 2014 to 13 Aug 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MICHAEL, ROBERT SHANEASIC records a financial-services restriction for MICHAEL, ROBERT SHANE. The source gives 31 Jul 2019 as the start date.PersonASIC Banned and Disqualified Persons
- CON FOO, CHRISTOPHER ROBERTASIC records a financial-services restriction for CON FOO, CHRISTOPHER ROBERT. The published period runs from 11 May 2017 to 10 May 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ANTHOPOULO, THEODORE NICHOLASASIC records a director disqualification for ANTHOPOULO, THEODORE NICHOLAS. The published period runs from 5 Dec 1988 to 5 Dec 1990. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WILLIAMS, JOHNASIC records a director disqualification for WILLIAMS, JOHN. The published period runs from 16 Aug 2011 to 15 Aug 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PENNA, GIULIAASIC records a financial-services restriction for PENNA, GIULIA. The source gives 6 Apr 2016 as the start date.PersonASIC Banned and Disqualified Persons
- TRAN, TRAMASIC records a SMSF auditor disqualification for TRAN, TRAM. The source gives 15 Apr 2019 as the start date.PersonASIC Banned and Disqualified Persons
- SAYCE, KRISTAN LEWISASIC records a director disqualification for SAYCE, KRISTAN LEWIS. The published period runs from 29 Aug 2019 to 28 Aug 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DUNLOP, BRIAN MALCOLMASIC records a director disqualification for DUNLOP, BRIAN MALCOLM. The published period runs from 6 Aug 1987 to 6 Aug 1990. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BEVAN, ADAM JOHNASIC records a financial-services restriction for BEVAN, ADAM JOHN. The published period runs from 27 May 2021 to 26 May 2026. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- QUINLIVAN, DUDLEY JAMESASIC records a director disqualification for QUINLIVAN, DUDLEY JAMES. The published period runs from 23 Dec 2010 to 22 Dec 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GOUGH, GRAHAM JOHNASIC records a director disqualification for GOUGH, GRAHAM JOHN. The published period runs from 5 Sep 2008 to 4 Sep 2010. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KAVANAGH, ANDREW BRUCEASIC records a director disqualification for KAVANAGH, ANDREW BRUCE. The published period runs from 22 Jun 2009 to 21 Jun 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ALI, DANIELASIC records a financial-services restriction for ALI, DANIEL. The source gives 14 Nov 2017 as the start date.PersonASIC Banned and Disqualified Persons
- CUTHBERTSON, DONASIC records a financial-services restriction for CUTHBERTSON, DON. The source gives 8 Aug 2023 as the start date.PersonASIC Banned and Disqualified Persons
- URQUHART, PETER KENNETHASIC records a securities restriction for URQUHART, PETER KENNETH. The source gives 12 Jun 2002 as the start date.PersonASIC Banned and Disqualified Persons
- RANDALL, STEPHEN BRIANASIC records a director disqualification for RANDALL, STEPHEN BRIAN. The published period runs from 24 Dec 2007 to 24 Dec 2010. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- RICKMAN, WERNERASIC records a director disqualification for RICKMAN, WERNER. The published period runs from 31 Aug 2016 to 30 Mar 2019. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CANTARELLA, SALVATOREASIC records a director disqualification for CANTARELLA, SALVATORE. The published period runs from 25 Sep 1995 to 24 Sep 2000. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BAILEY, MARTIN BRIANASIC records a director disqualification for BAILEY, MARTIN BRIAN. The published period runs from 27 Feb 2013 to 26 Feb 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GILLAM, PETER THOMASASIC records a director disqualification for GILLAM, PETER THOMAS. The published period runs from 20 Mar 2017 to 19 Mar 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- STEELE-SMITH, ANDREWASIC records a securities restriction for STEELE-SMITH, ANDREW. The published period runs from 11 Oct 1994 to 19 Oct 2010. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TILLI, JOESPHASIC records a director disqualification for TILLI, JOESPH. The published period runs from 10 Feb 2020 to 9 Feb 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.