ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
- Latest successful check
- Our refresh schedule
- Every 24 hours
Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- RIDGWAY, KRISTOFER PAUL GORDONASIC records a financial-services restriction for RIDGWAY, KRISTOFER PAUL GORDON. The source gives 11 Apr 2023 as the start date.PersonASIC Banned and Disqualified Persons
- TINKLER, NATHAN LESLIEASIC records a director disqualification for TINKLER, NATHAN LESLIE. The published period runs from 18 May 2017 to 18 Feb 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MOSTAFA, JIMMY MARTINASIC records a financial-services restriction for MOSTAFA, JIMMY MARTIN. The source gives 6 Jun 2011 as the start date.PersonASIC Banned and Disqualified Persons
- HOWARTH, ANTHONY JAMESASIC records a director disqualification for HOWARTH, ANTHONY JAMES. The published period runs from 8 Sep 2000 to 6 Oct 2010. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- STEWARD, SHAUN MICHAELASIC records a financial-services restriction for STEWARD, SHAUN MICHAEL. The published period runs from 7 Jun 2023 to 6 Jun 2031.PersonASIC Banned and Disqualified Persons
- DELONGA, JAKOVASIC records a director disqualification for DELONGA, JAKOV. The published period runs from 29 Oct 1993 to 28 Apr 1996. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PAL, ASHOK KUMARASIC records a securities restriction for PAL, ASHOK KUMAR. The published period runs from 2 Jan 2002 to 31 Mar 2002. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TRAVERS, ANDREW MICHAELASIC records a director disqualification for TRAVERS, ANDREW MICHAEL. The published period runs from 1 Apr 2014 to 31 Mar 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TRUBNIK, SIMONASIC records a credit restriction for TRUBNIK, SIMON. The source gives 10 May 2018 as the start date.PersonASIC Banned and Disqualified Persons
- HENLEY, JACOB ROBERTASIC records a director disqualification for HENLEY, JACOB ROBERT. The published period runs from 1 Jul 2021 to 30 Jun 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BOLTON, NICHOLASASIC records a director disqualification for BOLTON, NICHOLAS. The published period runs from 17 Nov 2015 to 19 Nov 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PETER ELFYD, LLEWELLYNASIC records a credit restriction for PETER ELFYD, LLEWELLYN. The published period runs from 24 Aug 2016 to 23 Aug 2026. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HARWOOD, DAVID LEEASIC records a financial-services restriction for HARWOOD, DAVID LEE. The source gives 26 Jun 2008 as the start date.PersonASIC Banned and Disqualified Persons
- GALLUCCIO, MICHAEL ANTHONYASIC records a director disqualification for GALLUCCIO, MICHAEL ANTHONY. The published period runs from 6 Jun 1989 to 6 Jun 1992. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- YOURELL, MATTHEW SCOTTASIC records a financial-services restriction for YOURELL, MATTHEW SCOTT. The published period runs from 1 Sep 2006 to 1 Sep 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BEATTIE, BARRIEASIC records a director disqualification for BEATTIE, BARRIE. The published period runs from 7 Nov 2005 to 7 Nov 2008. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HAMILTON, JULIEASIC records a financial-services restriction for HAMILTON, JULIE. The published period runs from 29 Nov 2017 to 28 Nov 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LOITERTON, JOHN BARRIEASIC records a director disqualification for LOITERTON, JOHN BARRIE. The published period runs from 12 Jul 2002 to 12 Jul 2019. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WANG, YINGJIEASIC records a financial-services restriction for WANG, YINGJIE. The source gives 16 Feb 2017 as the start date.PersonASIC Banned and Disqualified Persons
- CULLEY, ANNASIC records a director disqualification for CULLEY, ANN. The published period runs from 26 Feb 2007 to 26 Feb 2008. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HENDERSON, MALCOLM FOSTERASIC records a director disqualification for HENDERSON, MALCOLM FOSTER. The published period runs from 15 Mar 1988 to 15 Mar 1993. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WIDDICOMBE, EDMUND OWENASIC records a director disqualification for WIDDICOMBE, EDMUND OWEN. The published period runs from 23 May 1989 to 23 May 1994. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- STEWART, PETER PHILIPASIC records a securities restriction for STEWART, PETER PHILIP. The published period runs from 15 Sep 1998 to 15 Sep 2005. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BAKER, GREGORY PAULASIC records a director disqualification for BAKER, GREGORY PAUL. The published period runs from 15 Aug 2006 to 15 Aug 2009. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MCCORMACK, JOSEPH GERARDASIC records a financial-services restriction for MCCORMACK, JOSEPH GERARD. The published period runs from 15 Jun 2017 to 14 Aug 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TOLPIGIN, GREGORYASIC records a financial-services restriction for TOLPIGIN, GREGORY. The published period runs from 16 May 2023 to 15 May 2026. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- STRANO, RAYMOND DOMINICASIC records a securities restriction for STRANO, RAYMOND DOMINIC. The source gives 19 Dec 1995 as the start date.PersonASIC Banned and Disqualified Persons
- DALY, PETER EUGENEASIC records a financial-services restriction for DALY, PETER EUGENE. The published period runs from 19 Nov 2019 to 18 Nov 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- NG, FONG MAN JIMMYASIC records a director disqualification for NG, FONG MAN JIMMY. The published period runs from 31 Mar 2009 to 30 Mar 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- NOUVEAU, RUSSELASIC records a director disqualification for NOUVEAU, RUSSEL. The published period runs from 11 Dec 2006 to 11 Dec 2009. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
Screen customers against the ASIC Banned and Disqualified Persons
Start free250 free live screenings • One lifetime allowance • API + dashboard • No credit card
Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
Continue exploring
Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.