ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- LANE, JOHN VICTORASIC records a director disqualification for LANE, JOHN VICTOR. The published period runs from 29 Sep 1992 to 29 Sep 1994. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LEE, JANEASIC records a financial-services restriction for LEE, JANE. The published period runs from 6 May 2009 to 5 May 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ASH, VANESSAASIC records a director disqualification for ASH, VANESSA. The published period runs from 1 Sep 2016 to 31 Aug 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GABY, ADRIANASIC records a director disqualification for GABY, ADRIAN. The published period runs from 13 Jun 2013 to 12 Dec 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DONOVAN, JOHN PHILLIPASIC records a director disqualification for DONOVAN, JOHN PHILLIP. The published period runs from 20 Aug 1998 to 20 Aug 2008. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ELHELOU, BILLALASIC records a financial-services restriction for ELHELOU, BILLAL. The published period runs from 15 Mar 2017 to 14 Mar 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- NUGENT, BRADLEY PAULASIC records a director disqualification for NUGENT, BRADLEY PAUL. The published period runs from 26 Aug 1999 to 26 Feb 2003. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HELOU, GARYASIC records a director disqualification for HELOU, GARY. The published period runs from 13 Nov 2020 to 12 Nov 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DOWNEY, ANTHONY JOHNASIC records a financial-services restriction for DOWNEY, ANTHONY JOHN. The published period runs from 15 Aug 2016 to 14 Aug 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GEORGE, MATTHEW GREGORASIC records a financial-services restriction for GEORGE, MATTHEW GREGOR. The published period runs from 13 May 2013 to 12 May 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LEWIS, DAVID MYLESASIC records a director disqualification for LEWIS, DAVID MYLES. The published period runs from 4 Feb 1988 to 4 Feb 1993. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GUSS, ANTONY DAVIDASIC records a director disqualification for GUSS, ANTONY DAVID. The published period runs from 27 Sep 2005 to 27 Sep 2010. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WILLIAMS, IAN COMRIEASIC records a director disqualification for WILLIAMS, IAN COMRIE. The published period runs from 10 Jan 2024 to 10 Jan 2028.PersonASIC Banned and Disqualified Persons
- ST PIERRE, DAVID GRANTASIC records a financial-services restriction for ST PIERRE, DAVID GRANT. The source gives 6 Mar 2014 as the start date.PersonASIC Banned and Disqualified Persons
- GROCHOWSKI, MICHAELASIC records a financial-services restriction for GROCHOWSKI, MICHAEL. The published period runs from 9 May 2012 to 8 May 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GILBERT, ADAMASIC records a director disqualification for GILBERT, ADAM. The published period runs from 20 Dec 2018 to 19 Dec 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- EGGE, MATHEW PHILIPASIC records a director disqualification for EGGE, MATHEW PHILIP. The published period runs from 15 Jul 2008 to 15 Jul 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WERTHEIMER, JOHN TALBOTASIC records a credit restriction for WERTHEIMER, JOHN TALBOT. The source gives 15 Jun 2023 as the start date.PersonASIC Banned and Disqualified Persons
- GUTHRIE, ALAN KENNETHASIC records a director disqualification for GUTHRIE, ALAN KENNETH. The published period runs from 27 Sep 2010 to 26 Sep 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- JAMIESON, PETER GEOFFREYASIC records a director disqualification for JAMIESON, PETER GEOFFREY. The published period runs from 8 Aug 2022 to 7 Aug 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DEMPSTER, DUNCAN CAMPBELLASIC records a futures restriction for DEMPSTER, DUNCAN CAMPBELL. The published period runs from 5 Jun 1996 to 22 Jan 1999. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TU, THANH QUOCASIC records a financial-services restriction for TU, THANH QUOC. The source gives 15 Jul 2014 as the start date.PersonASIC Banned and Disqualified Persons
- BRINGANS, MARK JOHNASIC records a financial-services restriction for BRINGANS, MARK JOHN. The published period runs from 20 Oct 2022 to 20 Sep 2026. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PETROVIC, MILUTINASIC records a financial-services restriction for PETROVIC, MILUTIN. The published period runs from 26 Mar 2025 to 24 Jan 2028.PersonASIC Banned and Disqualified Persons
- JACKAS, CONSTANTINEASIC records a director disqualification for JACKAS, CONSTANTINE. The published period runs from 27 Jul 1987 to 27 Jul 1992. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DRENNAN, DAVID ANDREWASIC records a director disqualification for DRENNAN, DAVID ANDREW. The published period runs from 30 May 2013 to 29 May 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FLUGGE, TREVOR JAMESASIC records a director disqualification for FLUGGE, TREVOR JAMES. The published period runs from 10 Apr 2017 to 9 Apr 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HENDERSON, SAMUELASIC records a director disqualification for HENDERSON, SAMUEL. The published period runs from 11 Oct 2019 to 10 Oct 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PAPOTTO, SALVATOREASIC records a director disqualification for PAPOTTO, SALVATORE. The published period runs from 22 Aug 2000 to 21 Aug 2007. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- THOMPSON, GRANTASIC records a financial-services restriction for THOMPSON, GRANT. The source gives 12 Jun 2014 as the start date.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.