US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Wolf Haldenstein Adler Freeman & Herz, LLPOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Wolf Haldenstein Adler Freeman & Herz, LLP. The recorded action date is 30 Nov 2004.OrganizationOCC Enforcement Actions
- McDonald, CordiaOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for McDonald, Cordia. The recorded action date is 4 Jun 2024.PersonOCC Enforcement Actions
- El Segundo First National BankOffice of the Comptroller of the Currency records “Formal Agreement” for El Segundo First National Bank. The recorded action date is 10 Nov 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The Ripley National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for The Ripley National Bank. The recorded action date is 20 Apr 2004. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Russ Anderson, ClaudiaOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Russ Anderson, Claudia. The recorded action date is 14 Jan 2025. This source entry is excluded from current screening matches.PersonOCC Enforcement Actions
- Storey, Michael M.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Storey, Michael M.. The recorded action date is 1 Apr 2015.PersonOCC Enforcement Actions
- Bruni, Louis H.Office of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Bruni, Louis H.. The recorded action date is 8 Apr 1992. This source entry is excluded from current screening matches.PersonOCC Enforcement Actions
- Mathein, LauraOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Mathein, Laura. The recorded action date is 1 Aug 2011.PersonOCC Enforcement Actions
- U.S. Bank National AssociationOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for U.S. Bank National Association. The recorded action date is 8 Feb 2016.OrganizationOCC Enforcement Actions
- The National Iron BankOffice of the Comptroller of the Currency records “Formal Agreement” for The National Iron Bank. The recorded action date is 11 Jul 2023. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Seaway National Bank of ChicagoOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Seaway National Bank of Chicago. The source records date discrepancy: The publisher reports termination before the action date; retained as published and excluded from current screening. The recorded action date is 7 Nov 2002. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The First National Bank of WellstonOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank of Wellston. The recorded action date is 5 Jun 2012. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- McKay, JohnOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for McKay, John. The recorded action date is 15 Jun 2010.PersonOCC Enforcement Actions
- First National BankOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank. The recorded action date is 28 Apr 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Asian Pacific National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Asian Pacific National Bank. The recorded action date is 24 Jan 2005. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Native American Bank, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Native American Bank, National Association. The recorded action date is 18 Aug 2008. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Modern Bank, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Modern Bank, National Association. The recorded action date is 27 Oct 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Dodd, JamesOffice of the Comptroller of the Currency records “Securities Enforcement Action” for Dodd, James. The recorded action date is 9 Nov 1992. This source entry is excluded from current screening matches.PersonOCC Enforcement Actions
- Heritage Bank, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Heritage Bank, National Association. The recorded action date is 30 Oct 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Bank of Anderson, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Bank of Anderson, National Association. The recorded action date is 15 Oct 2008. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Muir, RichardOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Muir, Richard. The recorded action date is 24 Oct 1989.PersonOCC Enforcement Actions
- Bryant, ChristopherOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Bryant, Christopher. The recorded action date is 19 Sep 2000.PersonOCC Enforcement Actions
- Jacobs, Gary G.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Jacobs, Gary G.. The recorded action date is 1 Oct 1999.PersonOCC Enforcement Actions
- First Interstate Bank Of Des MoinesOffice of the Comptroller of the Currency records “Formal Agreement” for First Interstate Bank Of Des Moines. The recorded action date is 28 Feb 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Minnerath, AlfredOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Minnerath, Alfred. The recorded action date is 18 Nov 1991.PersonOCC Enforcement Actions
- The Casey National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for The Casey National Bank. The recorded action date is 31 Mar 1993. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Amory FS & LAOffice of the Comptroller of the Currency records “Formal Agreement” for Amory FS & LA. The recorded action date is 19 Jul 2012. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Brackett, Dara B.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Brackett, Dara B.. The recorded action date is 11 Jun 2008.PersonOCC Enforcement Actions
- City National Bank of New JerseyOffice of the Comptroller of the Currency records “Prompt Corrective Action (PCA) Directive” for City National Bank of New Jersey. The recorded action date is 1 Nov 2018. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- High Desert BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for High Desert Bank. The recorded action date is 29 Dec 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.