US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- First Trade Union BankOffice of the Comptroller of the Currency records “Formal Agreement” for First Trade Union Bank. The recorded action date is 7 Jan 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Merchants Bank of California, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Merchants Bank of California, National Association. The recorded action date is 31 Mar 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Theodore Roosevelt National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Theodore Roosevelt National Bank. The recorded action date is 12 Aug 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Dibasilio, EugeneOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Dibasilio, Eugene. The recorded action date is 19 Sep 1994.PersonOCC Enforcement Actions
- First National Bank of MonahansOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for First National Bank of Monahans. The recorded action date is 23 May 2008.OrganizationOCC Enforcement Actions
- Ameritrust Company National AssociationOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Ameritrust Company National Association. The recorded action date is 17 Jan 1992.OrganizationOCC Enforcement Actions
- Conlon, MeganOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Conlon, Megan. The recorded action date is 23 Aug 2023.PersonOCC Enforcement Actions
- Fisher, AlvinOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Fisher, Alvin. The recorded action date is 29 Mar 2010.PersonOCC Enforcement Actions
- First National Bank of NewtonOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank of Newton. The recorded action date is 17 Dec 2002. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- TD Bank, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for TD Bank, National Association. The recorded action date is 9 Oct 2024.OrganizationOCC Enforcement Actions
- Johnson, Dolores A.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Johnson, Dolores A.. The recorded action date is 5 Jun 1996.PersonOCC Enforcement Actions
- National Bank Of ConroeOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for National Bank Of Conroe. The recorded action date is 14 May 1992.OrganizationOCC Enforcement Actions
- Gunville, RobertOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Gunville, Robert. The recorded action date is 8 Dec 2014.PersonOCC Enforcement Actions
- Wells, James E.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Wells, James E.. The recorded action date is 2 Aug 1990.PersonOCC Enforcement Actions
- Bank of St. AugustineOffice of the Comptroller of the Currency records “Formal Agreement” for Bank of St. Augustine. The recorded action date is 22 Mar 2012. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Santander Bank, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Santander Bank, National Association. The recorded action date is 16 Jun 2015. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Sedona Pacific Housing Partnership DBA Sedona Pacific PropertiesOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Sedona Pacific Housing Partnership DBA Sedona Pacific Properties. The recorded action date is 19 Nov 2003.OrganizationOCC Enforcement Actions
- Briggs, MichaelOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Briggs, Michael. The recorded action date is 30 Dec 1992.PersonOCC Enforcement Actions
- Wheeler, R. ScottOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Wheeler, R. Scott. The recorded action date is 20 Sep 1999.PersonOCC Enforcement Actions
- First Federal of South Carolina, FSBOffice of the Comptroller of the Currency records “Formal Agreement” for First Federal of South Carolina, FSB. The recorded action date is 18 Jul 2012. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Broadway National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Broadway National Bank. The recorded action date is 13 Apr 1998. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Dieterich Bank, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Dieterich Bank, National Association. The recorded action date is 16 Dec 2015. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Qi, ZhenyiOffice of the Comptroller of the Currency records “1829 Prohibition Notification” for Qi, Zhenyi. The recorded action date is 20 Dec 2024.PersonOCC Enforcement Actions
- Bank of America, National AssociationOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Bank of America, National Association. The recorded action date is 11 Nov 2014.OrganizationOCC Enforcement Actions
- Ponce de Leon Federal BankOffice of the Comptroller of the Currency records “Formal Agreement” for Ponce de Leon Federal Bank. The recorded action date is 11 Jul 2013. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Bank of America, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Bank of America, National Association. The recorded action date is 29 May 2015. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Webb, Kathy AngelaOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Webb, Kathy Angela. The recorded action date is 3 Jan 2017.PersonOCC Enforcement Actions
- Williams, BrianOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Williams, Brian. The recorded action date is 4 Apr 2011.PersonOCC Enforcement Actions
- Ramirez, ElsieOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Ramirez, Elsie. The recorded action date is 20 Nov 1995.PersonOCC Enforcement Actions
- Guldi, James E.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Guldi, James E.. The recorded action date is 25 Jul 2016.PersonOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.