US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Riverside National Bank of FloridaOffice of the Comptroller of the Currency records “Formal Agreement” for Riverside National Bank of Florida. The recorded action date is 28 Oct 2008. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Amcore Bank, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Amcore Bank, National Association. The recorded action date is 25 Jun 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- First National Bank of Shelby CountyOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for First National Bank of Shelby County. The recorded action date is 18 May 2005. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Peoples National Bank of KewaneeOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Peoples National Bank of Kewanee. The recorded action date is 18 Oct 2004. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Escamilla Favela, IreneOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Escamilla Favela, Irene. The recorded action date is 5 Mar 1999.PersonOCC Enforcement Actions
- The Mahopac National BankOffice of the Comptroller of the Currency records “Formal Agreement” for The Mahopac National Bank. The recorded action date is 5 Nov 1993. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Moll, Marvin W.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Moll, Marvin W.. The recorded action date is 13 Nov 1989.PersonOCC Enforcement Actions
- Howell, JoeOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Howell, Joe. The recorded action date is 11 Mar 1994.PersonOCC Enforcement Actions
- Duran, Joseph P.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Duran, Joseph P.. The recorded action date is 18 Jun 1991.PersonOCC Enforcement Actions
- Lowder, PaulOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Lowder, Paul. The recorded action date is 10 Jan 1994.PersonOCC Enforcement Actions
- Rockland Savings Bank, FSBOffice of the Comptroller of the Currency records “Formal Agreement” for Rockland Savings Bank, FSB. The recorded action date is 17 Jan 2017. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- First Citizens Bank of Polson, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for First Citizens Bank of Polson, National Association. The recorded action date is 9 Nov 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Clifford, Jack M.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Clifford, Jack M.. The recorded action date is 20 Feb 1991.PersonOCC Enforcement Actions
- Lees, JayOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Lees, Jay. The recorded action date is 2 Feb 2011.PersonOCC Enforcement Actions
- First National Bank Of LucedaleOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for First National Bank Of Lucedale. The recorded action date is 20 Feb 2001. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Direct Merchants Credit Card Bank, N.A.Office of the Comptroller of the Currency records “Formal Agreement” for Direct Merchants Credit Card Bank, N.A.. The recorded action date is 16 Apr 2002. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Wachovia Bank, National AssociationOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Wachovia Bank, National Association. The recorded action date is 24 Apr 2008.OrganizationOCC Enforcement Actions
- Cbc National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Cbc National Bank. The recorded action date is 26 Aug 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Fritz, RonaldOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Fritz, Ronald. The recorded action date is 1 Apr 1992.PersonOCC Enforcement Actions
- Thiessen, JamesOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Thiessen, James. The recorded action date is 14 May 1999.PersonOCC Enforcement Actions
- The Somerville National BankOffice of the Comptroller of the Currency records “Formal Agreement” for The Somerville National Bank. The recorded action date is 12 Jun 2013. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Brown, Charles D.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Brown, Charles D.. The recorded action date is 29 Aug 2005.PersonOCC Enforcement Actions
- Rogers, PaulOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Rogers, Paul. The recorded action date is 8 Jun 2001.PersonOCC Enforcement Actions
- Parker, LamondOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Parker, Lamond. The recorded action date is 7 Sep 2016.PersonOCC Enforcement Actions
- The Farmers National Bank of ForneyOffice of the Comptroller of the Currency records “Formal Agreement” for The Farmers National Bank of Forney. The recorded action date is 6 Mar 2000. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Mauriceville National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Mauriceville National Bank. The recorded action date is 22 Aug 2001. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Crenshaw, NadineOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Crenshaw, Nadine. The recorded action date is 27 Jan 1993.PersonOCC Enforcement Actions
- Taylor, ScottOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Taylor, Scott. The recorded action date is 3 Apr 1997. This source entry is excluded from current screening matches.PersonOCC Enforcement Actions
- HSBC Bank USA, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for HSBC Bank USA, National Association. The recorded action date is 12 Apr 2016. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Lampi, KathleenOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Lampi, Kathleen. The recorded action date is 18 Feb 1992.PersonOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.