US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Priole, JohnOffice of the Comptroller of the Currency records “1829 Prohibition Notification” for Priole, John. The recorded action date is 6 Aug 2026.PersonOCC Enforcement Actions
- American National Bank Post OakOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for American National Bank Post Oak. The recorded action date is 9 Jan 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Lafayette Savings Bank, F.S.B.Office of the Comptroller of the Currency records “Formal Agreement” for Lafayette Savings Bank, F.S.B.. The recorded action date is 31 Aug 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Olson, Donald D.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Olson, Donald D.. The recorded action date is 2 Nov 2006.PersonOCC Enforcement Actions
- The Fairfield National BankOffice of the Comptroller of the Currency records “Formal Agreement” for The Fairfield National Bank. The recorded action date is 12 Nov 2024. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Doke, MauriceOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Doke, Maurice. The recorded action date is 13 Dec 1993.PersonOCC Enforcement Actions
- Shassetz, SamanthaOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Shassetz, Samantha. The recorded action date is 5 Jul 2023.PersonOCC Enforcement Actions
- Swartz, H. ThomasOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Swartz, H. Thomas. The recorded action date is 12 Jun 1995.PersonOCC Enforcement Actions
- First National Bank of Boston, TheOffice of the Comptroller of the Currency records “Securities Enforcement Action” for First National Bank of Boston, The. The recorded action date is 20 Dec 1990. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The First National Bank Of HookerOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for The First National Bank Of Hooker. The recorded action date is 25 Jul 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Sunshine Savings BankOffice of the Comptroller of the Currency records “Formal Agreement” for Sunshine Savings Bank. The recorded action date is 10 Sep 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Johnson, MarkOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Johnson, Mark. The recorded action date is 5 Aug 2005.PersonOCC Enforcement Actions
- Continental BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Continental Bank. The recorded action date is 28 Feb 2011. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Douglass, William F.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Douglass, William F.. The recorded action date is 24 Oct 1990.PersonOCC Enforcement Actions
- Hudgins, GeorgeOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Hudgins, George. The recorded action date is 17 May 1994.PersonOCC Enforcement Actions
- Bank of America, National AssociationOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Bank of America, National Association. The recorded action date is 29 Jun 2015.OrganizationOCC Enforcement Actions
- Sun National BankOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Sun National Bank. The recorded action date is 22 Jan 2016.OrganizationOCC Enforcement Actions
- Swenson, Dale E.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Swenson, Dale E.. The recorded action date is 30 Jul 1997.PersonOCC Enforcement Actions
- Burnham, JeffreyOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Burnham, Jeffrey. The recorded action date is 18 May 2015.PersonOCC Enforcement Actions
- Marquez, SamuelOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Marquez, Samuel. The recorded action date is 17 Aug 2017.PersonOCC Enforcement Actions
- Coast National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Coast National Bank. The recorded action date is 10 Feb 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Ontario National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Ontario National Bank. The recorded action date is 16 Sep 2005. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Union National BankOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Union National Bank. The recorded action date is 24 May 1990.OrganizationOCC Enforcement Actions
- Marathon National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Marathon National Bank. The recorded action date is 10 Aug 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Crown National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Crown National Bank. The recorded action date is 29 Apr 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The Herring National BankOffice of the Comptroller of the Currency records “Formal Agreement” for The Herring National Bank. The recorded action date is 25 Oct 2004. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Davis, Fred A.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Davis, Fred A.. The recorded action date is 5 Jun 2000.PersonOCC Enforcement Actions
- Medlock, JoanneOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Medlock, Joanne. The recorded action date is 21 Dec 2011.PersonOCC Enforcement Actions
- Midsouth Bank, National AssociationOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Midsouth Bank, National Association. The recorded action date is 11 Sep 2019.OrganizationOCC Enforcement Actions
- American Express Bank, FSBOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for American Express Bank, FSB. The recorded action date is 1 Oct 2012.OrganizationOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.