US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- First National Bank in NewtonOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for First National Bank in Newton. The recorded action date is 24 Oct 2000. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Heartland Bank, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Heartland Bank, National Association. The recorded action date is 26 Sep 2000. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Castillo, Arthur D.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Castillo, Arthur D.. The recorded action date is 8 Jul 2003.PersonOCC Enforcement Actions
- White, Jessica A.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for White, Jessica A.. The recorded action date is 10 Sep 2009.PersonOCC Enforcement Actions
- Leadership Bank National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Leadership Bank National Association. The recorded action date is 19 Feb 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Geiger, Grover J.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Geiger, Grover J.. The recorded action date is 31 May 1994.PersonOCC Enforcement Actions
- Gunville, RobertOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Gunville, Robert. The recorded action date is 17 Aug 2015.PersonOCC Enforcement Actions
- Salmon, RichardOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Salmon, Richard. The recorded action date is 8 Jul 1998.PersonOCC Enforcement Actions
- The Lake Bank, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for The Lake Bank, National Association. The recorded action date is 21 Jun 2002. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Heritage Bank, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Heritage Bank, National Association. The recorded action date is 9 Oct 2008. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Meridian National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Meridian National Bank. The recorded action date is 3 Jun 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Fifth Third Bank, National AssociationOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Fifth Third Bank, National Association. The recorded action date is 7 Sep 2005.OrganizationOCC Enforcement Actions
- Diez, RobertOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Diez, Robert. The recorded action date is 2 Jan 2013.PersonOCC Enforcement Actions
- Melancon, John GradyOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Melancon, John Grady. The recorded action date is 10 Mar 2000.PersonOCC Enforcement Actions
- Bobb, GregoryOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Bobb, Gregory. The recorded action date is 4 Feb 2009.PersonOCC Enforcement Actions
- Weaver, James T.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Weaver, James T.. The recorded action date is 29 Apr 1992.PersonOCC Enforcement Actions
- Lamb, Raymond A.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Lamb, Raymond A.. The recorded action date is 30 Aug 2011.PersonOCC Enforcement Actions
- Healey, Gregory P.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Healey, Gregory P.. The recorded action date is 19 Oct 2004.PersonOCC Enforcement Actions
- First National Bank of Sulphur SpringsOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank of Sulphur Springs. The recorded action date is 29 May 1997. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Barnett, William K.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Barnett, William K.. The recorded action date is 20 Dec 1990.PersonOCC Enforcement Actions
- Ocala National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Ocala National Bank. The recorded action date is 14 Feb 2008. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Blackstone, RonaldOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Blackstone, Ronald. The recorded action date is 25 May 1990.PersonOCC Enforcement Actions
- Excel Bank, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Excel Bank, National Association. The recorded action date is 24 Sep 2002. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- National Bank of CaliforniaOffice of the Comptroller of the Currency records “Formal Agreement” for National Bank of California. The recorded action date is 31 Aug 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Sarsfield, William C.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Sarsfield, William C.. The recorded action date is 21 Jul 1995.PersonOCC Enforcement Actions
- Johnson, DixieOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Johnson, Dixie. The recorded action date is 26 Feb 1990.PersonOCC Enforcement Actions
- The First National Bank of WayneOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank of Wayne. The recorded action date is 16 Oct 2008. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Chukwuma, Oliver O.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Chukwuma, Oliver O.. The recorded action date is 9 Jul 2007.PersonOCC Enforcement Actions
- Executive Park National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Executive Park National Bank. The recorded action date is 5 Sep 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Southwest National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Southwest National Bank. The recorded action date is 5 Oct 1990. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.