US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Liberty National BankOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Liberty National Bank. The recorded action date is 25 Mar 2008.OrganizationOCC Enforcement Actions
- Taylor, Nyema'shaOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Taylor, Nyema'sha. The recorded action date is 9 Jan 2024.PersonOCC Enforcement Actions
- Thomason, MatthewOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Thomason, Matthew. The recorded action date is 6 May 2019.PersonOCC Enforcement Actions
- McKamy, Charles S.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for McKamy, Charles S.. The recorded action date is 5 Oct 1992.PersonOCC Enforcement Actions
- Arnold, Roland L.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Arnold, Roland L.. The recorded action date is 13 Dec 1993.PersonOCC Enforcement Actions
- Roten, JoyceOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Roten, Joyce. The recorded action date is 13 May 1993.PersonOCC Enforcement Actions
- Chan, WilliamOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Chan, William. The recorded action date is 14 Jun 2022.PersonOCC Enforcement Actions
- Western Family National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Western Family National Bank. The recorded action date is 2 Dec 1993. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Diamond, Jaime J.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Diamond, Jaime J.. The recorded action date is 20 Nov 2013.PersonOCC Enforcement Actions
- First Charter Bank National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for First Charter Bank National Association. The recorded action date is 23 Sep 1994. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Kozsuch, AndyOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Kozsuch, Andy. The recorded action date is 30 Nov 1993.PersonOCC Enforcement Actions
- The First National Bank Of BarnesvilleOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank Of Barnesville. The recorded action date is 11 Dec 1990. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- First National Bank and Trust of SyracuseOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank and Trust of Syracuse. The recorded action date is 20 Dec 2001. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Eicher, Harry V.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Eicher, Harry V.. The recorded action date is 9 Dec 1991.PersonOCC Enforcement Actions
- Desembrana, NormanOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Desembrana, Norman. The recorded action date is 14 Mar 2024.PersonOCC Enforcement Actions
- Cumberland Valley National Bank & Trust CompanyOffice of the Comptroller of the Currency records “Formal Agreement” for Cumberland Valley National Bank & Trust Company. The recorded action date is 14 Nov 2008. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Kim, SunnieOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Kim, Sunnie. The recorded action date is 9 Apr 1996.PersonOCC Enforcement Actions
- Bonetti, BrianOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Bonetti, Brian. The recorded action date is 15 Sep 2005.PersonOCC Enforcement Actions
- McKim, DavidOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for McKim, David. The recorded action date is 26 Oct 1992.PersonOCC Enforcement Actions
- Johnson, DavidOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Johnson, David. The recorded action date is 6 Sep 2016.PersonOCC Enforcement Actions
- First National Bank of The LakesOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank of The Lakes. The recorded action date is 11 Jun 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Harvard, Jack C.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Harvard, Jack C.. The recorded action date is 7 May 1990.PersonOCC Enforcement Actions
- McFarlane, A. DuncanOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for McFarlane, A. Duncan. The recorded action date is 29 Jun 2006.PersonOCC Enforcement Actions
- Neal, Burnham E.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Neal, Burnham E.. The recorded action date is 6 Dec 1990.PersonOCC Enforcement Actions
- Silver, George E.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Silver, George E.. The recorded action date is 1 Nov 1993.PersonOCC Enforcement Actions
- First National Bank Of Chaves CountyOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank Of Chaves County. The recorded action date is 14 Jan 1993. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Hogg, JonOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Hogg, Jon. The recorded action date is 24 Jun 2004.PersonOCC Enforcement Actions
- Murphy, Bernard H.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Murphy, Bernard H.. The recorded action date is 23 Jan 1997.PersonOCC Enforcement Actions
- Murphy, Phillip D.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Murphy, Phillip D.. The recorded action date is 20 Jan 2015.PersonOCC Enforcement Actions
- Silverstein, IrlOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Silverstein, Irl. The recorded action date is 9 Dec 1991.PersonOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.