US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Pais, Louis J.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Pais, Louis J.. The recorded action date is 8 Dec 1998.PersonOCC Enforcement Actions
- Little, Stephen MichaelOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Little, Stephen Michael. The recorded action date is 12 Jun 2014.PersonOCC Enforcement Actions
- Valley National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Valley National Bank. The recorded action date is 2 Jun 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Hamblin, JenniferOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Hamblin, Jennifer. The recorded action date is 29 Sep 2026.PersonOCC Enforcement Actions
- Tabor, W. WeldonOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Tabor, W. Weldon. The recorded action date is 6 Jan 2010.PersonOCC Enforcement Actions
- The Somerville National BankOffice of the Comptroller of the Currency records “Formal Agreement” for The Somerville National Bank. The recorded action date is 3 Jun 2003. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Spencer, HughOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Spencer, Hugh. The recorded action date is 11 Jul 1991.PersonOCC Enforcement Actions
- Kozsuch, AndyOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Kozsuch, Andy. The recorded action date is 2 Jun 1994.PersonOCC Enforcement Actions
- Maudlin, JohnOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Maudlin, John. The recorded action date is 1 Jul 1992.PersonOCC Enforcement Actions
- First National Bank of MarinOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for First National Bank of Marin. The recorded action date is 24 May 2004.OrganizationOCC Enforcement Actions
- Cureton, MarvinOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Cureton, Marvin. The recorded action date is 24 Nov 1999.PersonOCC Enforcement Actions
- Leonard, MarkOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Leonard, Mark. The recorded action date is 2 Sep 1999.PersonOCC Enforcement Actions
- Wen, Jian XiangOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Wen, Jian Xiang. The recorded action date is 31 Oct 2002.PersonOCC Enforcement Actions
- Brown, Jernika N.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Brown, Jernika N.. The recorded action date is 20 Feb 2004.PersonOCC Enforcement Actions
- Patel, HirenOffice of the Comptroller of the Currency records “Notice of Charges” for Patel, Hiren. The recorded action date is 7 Feb 2018. This source entry is excluded from current screening matches.PersonOCC Enforcement Actions
- Home Loan Investment Bank, F.S.B.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Home Loan Investment Bank, F.S.B.. The recorded action date is 11 Oct 2012. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Mercantile National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Mercantile National Bank. The recorded action date is 12 Dec 1995. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Hometown Bank, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Hometown Bank, National Association. The recorded action date is 18 Dec 2008. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The First National Bank of PandoraOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank of Pandora. The recorded action date is 23 Jun 2003. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- 1st National Bank of South FloridaOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for 1st National Bank of South Florida. The recorded action date is 29 Jun 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- White, Lori S.Office of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for White, Lori S.. The recorded action date is 8 Apr 2002.PersonOCC Enforcement Actions
- Eckel, Richard F.Office of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Eckel, Richard F.. The recorded action date is 28 Jan 1993.PersonOCC Enforcement Actions
- Fjellman, Scott R.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Fjellman, Scott R.. The recorded action date is 28 Aug 2009.PersonOCC Enforcement Actions
- Sequoia National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Sequoia National Bank. The recorded action date is 7 Nov 1995. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Arango, JohnOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Arango, John. The recorded action date is 5 Jan 2011.PersonOCC Enforcement Actions
- Nickel, DonaldOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Nickel, Donald. The recorded action date is 8 Sep 1989.PersonOCC Enforcement Actions
- Bank of America, National AssociationOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Bank of America, National Association. The recorded action date is 14 Jul 2022.OrganizationOCC Enforcement Actions
- Gerstenkorn, NorbertOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Gerstenkorn, Norbert. The recorded action date is 15 Jun 2010.PersonOCC Enforcement Actions
- Corinth Deposit National BankOffice of the Comptroller of the Currency records “Capital Directive” for Corinth Deposit National Bank. The recorded action date is 28 Feb 1990. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- FSGBank, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for FSGBank, National Association. The recorded action date is 28 Apr 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.