US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Sparks, JohnOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Sparks, John. The recorded action date is 15 May 2014.PersonOCC Enforcement Actions
- Eastern National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Eastern National Bank. The recorded action date is 26 Jun 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- U.S. Bank National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for U.S. Bank National Association. The recorded action date is 28 Feb 2013. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Adams, PatrickOffice of the Comptroller of the Currency records “Notice of Charges” for Adams, Patrick. The recorded action date is 26 Sep 2011. This source entry is excluded from current screening matches.PersonOCC Enforcement Actions
- United Fidelity Bank, F.S.B.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for United Fidelity Bank, F.S.B.. The recorded action date is 31 Oct 2023.OrganizationOCC Enforcement Actions
- Bank of ChinaOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Bank of China. The recorded action date is 17 Jan 2002.OrganizationOCC Enforcement Actions
- Stillwater National Bank and Trust CompanyOffice of the Comptroller of the Currency records “Formal Agreement” for Stillwater National Bank and Trust Company. The recorded action date is 27 Jan 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Moynahan, StephenOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Moynahan, Stephen. The recorded action date is 26 Mar 2007.PersonOCC Enforcement Actions
- Knirk, Patricia M.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Knirk, Patricia M.. The recorded action date is 13 Jun 1991.PersonOCC Enforcement Actions
- Western American National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Western American National Bank. The recorded action date is 30 Nov 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Thomason, H.AllenOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Thomason, H.Allen. The recorded action date is 21 Jun 1991.PersonOCC Enforcement Actions
- Rodriguez Arango, MarcoOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Rodriguez Arango, Marco. The recorded action date is 21 Nov 2023.PersonOCC Enforcement Actions
- First National Bank Of Hoffman EstatesOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank Of Hoffman Estates. The recorded action date is 20 Jan 1993. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The First National Bank Of StrasburgOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank Of Strasburg. The recorded action date is 12 Feb 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Ounesy, Joy S.Office of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Ounesy, Joy S.. The recorded action date is 20 Jul 2005.PersonOCC Enforcement Actions
- Garrow, WilliamOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Garrow, William. The recorded action date is 16 May 2025.PersonOCC Enforcement Actions
- Wolfswinkel, BernieOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Wolfswinkel, Bernie. The recorded action date is 1 Mar 2012.PersonOCC Enforcement Actions
- Ponder, GeneOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Ponder, Gene. The recorded action date is 24 Nov 1999.PersonOCC Enforcement Actions
- Flagstar Bank, FSBOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Flagstar Bank, FSB. The recorded action date is 28 Dec 2021.OrganizationOCC Enforcement Actions
- First United National BankOffice of the Comptroller of the Currency records “Formal Agreement” for First United National Bank. The recorded action date is 19 Jan 1993. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Myers, Harold S.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Myers, Harold S.. The recorded action date is 12 Jan 1994.PersonOCC Enforcement Actions
- Cumberland National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Cumberland National Bank. The recorded action date is 11 Apr 2002. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Celestino, MaricelaOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Celestino, Maricela. The recorded action date is 10 Jul 2025.PersonOCC Enforcement Actions
- King, Stephen A.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for King, Stephen A.. The recorded action date is 10 May 2000.PersonOCC Enforcement Actions
- Founders Trust National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Founders Trust National Bank. The recorded action date is 25 Mar 1999. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- McClelland, JackOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for McClelland, Jack. The recorded action date is 2 Oct 2017.PersonOCC Enforcement Actions
- Mitchell, TaylorOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Mitchell, Taylor. The recorded action date is 3 Jan 2018.PersonOCC Enforcement Actions
- American Eagle Savings BankOffice of the Comptroller of the Currency records “Prompt Corrective Action (PCA) Directive” for American Eagle Savings Bank. The recorded action date is 1 Jul 2011. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Johnson, Donald M.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Johnson, Donald M.. The recorded action date is 5 Jun 1996.PersonOCC Enforcement Actions
- Triad Bank, N.A.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Triad Bank, N.A.. The recorded action date is 25 Feb 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.