US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Scb BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Scb Bank. The recorded action date is 11 May 2011. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Duhn, DavidOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Duhn, David. The recorded action date is 17 Mar 2009.PersonOCC Enforcement Actions
- The Midland National Bank of NewtonOffice of the Comptroller of the Currency records “Formal Agreement” for The Midland National Bank of Newton. The recorded action date is 3 Feb 2011. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Puzey, Lyle D.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Puzey, Lyle D.. The recorded action date is 29 Jul 2004.PersonOCC Enforcement Actions
- Harris, DonOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Harris, Don. The recorded action date is 17 May 1994.PersonOCC Enforcement Actions
- Morales, Norman A.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Morales, Norman A.. The recorded action date is 10 May 2011.PersonOCC Enforcement Actions
- The First National Bank Of BellvilleOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for The First National Bank Of Bellville. The recorded action date is 17 Sep 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Founders National Bank Of Los AngelesOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Founders National Bank Of Los Angeles. The recorded action date is 30 Dec 1993. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Docking, William R.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Docking, William R.. The recorded action date is 1 May 1992.PersonOCC Enforcement Actions
- McBride-Bey, ElijahOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for McBride-Bey, Elijah. The recorded action date is 30 Jan 2024.PersonOCC Enforcement Actions
- The Lyons National BankOffice of the Comptroller of the Currency records “Formal Agreement” for The Lyons National Bank. The recorded action date is 29 Jul 1994. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Julian, DavidOffice of the Comptroller of the Currency records “Notice of Charges” for Julian, David. The recorded action date is 23 Jan 2020. This source entry is excluded from current screening matches.PersonOCC Enforcement Actions
- Standing Stone National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Standing Stone National Bank. The recorded action date is 10 Jun 2008. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Dunlap, Mark D.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Dunlap, Mark D.. The recorded action date is 6 Jan 1992.PersonOCC Enforcement Actions
- Lovelace, KathleenOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Lovelace, Kathleen. The recorded action date is 23 Apr 2008.PersonOCC Enforcement Actions
- The Old Exchange National Bank of OkawvilleOffice of the Comptroller of the Currency records “Formal Agreement” for The Old Exchange National Bank of Okawville. The recorded action date is 14 Mar 2000. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Dowdell, Kirk N.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Dowdell, Kirk N.. The recorded action date is 20 Sep 2016.PersonOCC Enforcement Actions
- First National Bank Of HamlitonOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for First National Bank Of Hamliton. The recorded action date is 18 Jan 1990. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Colonial Bank, FSBOffice of the Comptroller of the Currency records “Formal Agreement” for Colonial Bank, FSB. The recorded action date is 30 May 2013. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- First Tennessee Bank National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for First Tennessee Bank National Association. The recorded action date is 8 Feb 2017. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Bonetti, BrianOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Bonetti, Brian. The recorded action date is 20 Sep 2005.PersonOCC Enforcement Actions
- Latham, JohnOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Latham, John. The recorded action date is 19 Jul 1993.PersonOCC Enforcement Actions
- Harrison, William T.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Harrison, William T.. The recorded action date is 29 Nov 2007.PersonOCC Enforcement Actions
- Hamilton Bank, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Hamilton Bank, National Association. The recorded action date is 8 Sep 2000. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Western Springs National Bank and TrustOffice of the Comptroller of the Currency records “Prompt Corrective Action (PCA) Directive” for Western Springs National Bank and Trust. The recorded action date is 18 Nov 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Keating, John J.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Keating, John J.. The recorded action date is 4 Mar 1994.PersonOCC Enforcement Actions
- Stevenson, Kevin W.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Stevenson, Kevin W.. The recorded action date is 23 Mar 2016.PersonOCC Enforcement Actions
- Hearon, HelenleeOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Hearon, Helenlee. The recorded action date is 18 Nov 1992.PersonOCC Enforcement Actions
- Bartholomew, Lydia WillitsOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Bartholomew, Lydia Willits. The recorded action date is 28 May 2010.PersonOCC Enforcement Actions
- Schwanke, LanceOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Schwanke, Lance. The recorded action date is 24 Oct 2005. This source entry is excluded from current screening matches.PersonOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.