US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Greer, LannyOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Greer, Lanny. The recorded action date is 17 Jun 2014.PersonOCC Enforcement Actions
- Lewis, Robert W.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Lewis, Robert W.. The recorded action date is 17 Dec 1997.PersonOCC Enforcement Actions
- First National Bank In GarretsonOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for First National Bank In Garretson. The recorded action date is 11 Mar 1999. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Chipman, RandyOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Chipman, Randy. The recorded action date is 4 Oct 2010.PersonOCC Enforcement Actions
- Department Stores National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Department Stores National Bank. The recorded action date is 20 Jul 2015. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Heritage First BankOffice of the Comptroller of the Currency records “Formal Agreement” for Heritage First Bank. The recorded action date is 1 May 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Moritz, G.M.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Moritz, G.M.. The recorded action date is 1 Mar 1990.PersonOCC Enforcement Actions
- National Bank of CaliforniaOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for National Bank of California. The recorded action date is 27 Oct 2011. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Cannaday, AndreliquaOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Cannaday, Andreliqua. The recorded action date is 29 Sep 2019.PersonOCC Enforcement Actions
- NBC Bank - Laredo, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for NBC Bank - Laredo, National Association. The recorded action date is 31 Oct 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Bank Of America, Nt & SaOffice of the Comptroller of the Currency records “Securities Enforcement Action” for Bank Of America, Nt & Sa. The recorded action date is 14 Jan 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Glendale National Bank Of New JerseyOffice of the Comptroller of the Currency records “Formal Agreement” for Glendale National Bank Of New Jersey. The recorded action date is 1 Feb 1993. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Sink, Jere D.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Sink, Jere D.. The recorded action date is 9 May 1990.PersonOCC Enforcement Actions
- Jackson, Peggy S.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Jackson, Peggy S.. The recorded action date is 15 Sep 2006.PersonOCC Enforcement Actions
- Ash, Paul L.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Ash, Paul L.. The recorded action date is 21 Sep 2006.PersonOCC Enforcement Actions
- Capital One, National AssociationOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Capital One, National Association. The recorded action date is 5 Aug 2020.OrganizationOCC Enforcement Actions
- Crews, JosephOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Crews, Joseph. The recorded action date is 4 Nov 2004.PersonOCC Enforcement Actions
- The First National Bank Of DeerwoodOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank Of Deerwood. The recorded action date is 11 Apr 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Rancho Viejo National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Rancho Viejo National Bank. The recorded action date is 20 Mar 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- First American Bank Of Gorgia, N.A.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for First American Bank Of Gorgia, N.A.. The recorded action date is 9 May 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Judd, GaryOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Judd, Gary. The recorded action date is 20 Mar 2024.PersonOCC Enforcement Actions
- Reader, Paul H.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Reader, Paul H.. The recorded action date is 10 Jul 1992.PersonOCC Enforcement Actions
- Finklestine, Martin P.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Finklestine, Martin P.. The recorded action date is 31 Jul 2001.PersonOCC Enforcement Actions
- Blue Ridge Bank, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Blue Ridge Bank, National Association. The recorded action date is 24 Jan 2024. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Hollis, JerryOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Hollis, Jerry. The recorded action date is 21 Jun 2004.PersonOCC Enforcement Actions
- Anderson, KristenOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Anderson, Kristen. The recorded action date is 23 Oct 2003.PersonOCC Enforcement Actions
- Williams, Mary AnnOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Williams, Mary Ann. The recorded action date is 17 Jun 1993.PersonOCC Enforcement Actions
- Eagle National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Eagle National Bank. The recorded action date is 18 Mar 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Baxter, RaymondOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Baxter, Raymond. The recorded action date is 17 Jun 1991.PersonOCC Enforcement Actions
- Republic National Bank Of EnglewoodOffice of the Comptroller of the Currency records “Formal Agreement” for Republic National Bank Of Englewood. The recorded action date is 3 Sep 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.