US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Jackson, AndreOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Jackson, Andre. The recorded action date is 17 Jun 2024.PersonOCC Enforcement Actions
- Metropolitan Bank and Trust CompanyOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Metropolitan Bank and Trust Company. The recorded action date is 24 Mar 2006.OrganizationOCC Enforcement Actions
- Mounts, AnneOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Mounts, Anne. The recorded action date is 2 Nov 2006.PersonOCC Enforcement Actions
- Luczak, MarianneOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Luczak, Marianne. The recorded action date is 26 Jan 1998.PersonOCC Enforcement Actions
- The Putnam County National Bank of CarmelOffice of the Comptroller of the Currency records “Formal Agreement” for The Putnam County National Bank of Carmel. The recorded action date is 4 Apr 2012. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Workman, JeffreyOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Workman, Jeffrey. The recorded action date is 7 May 2004.PersonOCC Enforcement Actions
- First National Bank & Trust Company in LarnedOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank & Trust Company in Larned. The recorded action date is 9 Apr 2004. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The Headland National BankOffice of the Comptroller of the Currency records “Formal Agreement” for The Headland National Bank. The recorded action date is 9 Nov 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Midlantic National Bank/NorthOffice of the Comptroller of the Currency records “Formal Agreement” for Midlantic National Bank/North. The recorded action date is 23 Jul 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Eads, KerryOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Eads, Kerry. The recorded action date is 12 May 1994.PersonOCC Enforcement Actions
- Dearborn FSBOffice of the Comptroller of the Currency records “Formal Agreement” for Dearborn FSB. The recorded action date is 16 Jan 2025. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Rodgers, Kathleen A.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Rodgers, Kathleen A.. The recorded action date is 23 Feb 2001.PersonOCC Enforcement Actions
- Terry, Kenneth R.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Terry, Kenneth R.. The recorded action date is 9 Oct 1991.PersonOCC Enforcement Actions
- Vinings Bank And Trust, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Vinings Bank And Trust, National Association. The recorded action date is 8 Jan 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Los Angeles National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Los Angeles National Bank. The recorded action date is 16 Jul 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Ramchandani, RohanOffice of the Comptroller of the Currency records “Notice of Charges” for Ramchandani, Rohan. The recorded action date is 11 Aug 2020. This source entry is excluded from current screening matches.PersonOCC Enforcement Actions
- Malooly, RichardOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Malooly, Richard. The recorded action date is 1 Mar 2012.PersonOCC Enforcement Actions
- Chase Bank USA, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Chase Bank USA, National Association. The recorded action date is 18 Sep 2013. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Locci, MassimilianoOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Locci, Massimiliano. The recorded action date is 8 Dec 1997.PersonOCC Enforcement Actions
- The First National Bank of PaoniaOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for The First National Bank of Paonia. The recorded action date is 18 Nov 2004. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- First Heritage Bank, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for First Heritage Bank, National Association. The recorded action date is 4 Jun 2008. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The First National Bank of WamegoOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank of Wamego. The recorded action date is 19 Apr 2012. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Randall, DwightOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Randall, Dwight. The recorded action date is 18 Nov 1991.PersonOCC Enforcement Actions
- Chicago Title Insurance CompanyOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Chicago Title Insurance Company. The recorded action date is 24 Feb 2005.OrganizationOCC Enforcement Actions
- Jacquemin, John M.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Jacquemin, John M.. The recorded action date is 22 Sep 2004.PersonOCC Enforcement Actions
- Lora Aguilera, LeopoldoOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Lora Aguilera, Leopoldo. The recorded action date is 8 Nov 2023.PersonOCC Enforcement Actions
- Cavano, SusanOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Cavano, Susan. The recorded action date is 7 Mar 2018.PersonOCC Enforcement Actions
- Carrell, CherylOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Carrell, Cheryl. The recorded action date is 17 Jul 1997.PersonOCC Enforcement Actions
- Jefferson National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Jefferson National Bank. The recorded action date is 17 Mar 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- First Data CorporationOffice of the Comptroller of the Currency records “Formal Agreement” for First Data Corporation. The recorded action date is 30 Mar 1999.OrganizationOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.