US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Eagle Valley Bank, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Eagle Valley Bank, National Association. The recorded action date is 17 Dec 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Metropolitan National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Metropolitan National Bank. The recorded action date is 22 May 2008. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- O'Neil, Susan P.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for O'Neil, Susan P.. The recorded action date is 31 Jan 2002.PersonOCC Enforcement Actions
- Cole, George J.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Cole, George J.. The recorded action date is 30 Jul 2002.PersonOCC Enforcement Actions
- Strother, JamesOffice of the Comptroller of the Currency records “Notice of Charges” for Strother, James. The recorded action date is 23 Jan 2020. This source entry is excluded from current screening matches.PersonOCC Enforcement Actions
- Padgett, James L.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Padgett, James L.. The recorded action date is 9 Jul 1993.PersonOCC Enforcement Actions
- Rathjen, Walter C.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Rathjen, Walter C.. The recorded action date is 27 May 1992.PersonOCC Enforcement Actions
- Pettway, Donisha D.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Pettway, Donisha D.. The recorded action date is 17 Nov 2009.PersonOCC Enforcement Actions
- George, MichaelOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for George, Michael. The recorded action date is 7 Jun 1993.PersonOCC Enforcement Actions
- National City BankOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for National City Bank. The recorded action date is 10 Sep 2009.OrganizationOCC Enforcement Actions
- Vidal, JuanOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Vidal, Juan. The recorded action date is 14 Nov 1990.PersonOCC Enforcement Actions
- Bank Of America Nw, National AssociationOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Bank Of America Nw, National Association. The recorded action date is 15 Jun 1994.OrganizationOCC Enforcement Actions
- First National Bank of MexiaOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank of Mexia. The recorded action date is 22 Jul 2002. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Chu, JaneOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Chu, Jane. The recorded action date is 5 Mar 2018.PersonOCC Enforcement Actions
- Smith, LindsayOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Smith, Lindsay. The recorded action date is 4 Sep 2013.PersonOCC Enforcement Actions
- Gough, GalalOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Gough, Galal. The recorded action date is 8 Jun 1995.PersonOCC Enforcement Actions
- Clifford, Jack J.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Clifford, Jack J.. The recorded action date is 20 Feb 1991.PersonOCC Enforcement Actions
- The Commercial National Bank Of BeevilleOffice of the Comptroller of the Currency records “Formal Agreement” for The Commercial National Bank Of Beeville. The recorded action date is 3 Dec 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The Citizens National Bank of Park RapidsOffice of the Comptroller of the Currency records “Formal Agreement” for The Citizens National Bank of Park Rapids. The recorded action date is 24 Nov 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Gorsuch, Scott D.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Gorsuch, Scott D.. The recorded action date is 13 Feb 1990.PersonOCC Enforcement Actions
- Far East National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Far East National Bank. The recorded action date is 13 Jun 2005. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Graff, Fred L.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Graff, Fred L.. The recorded action date is 10 Sep 1991.PersonOCC Enforcement Actions
- Kay, William T.Office of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Kay, William T.. The recorded action date is 29 Feb 2000.PersonOCC Enforcement Actions
- Rancho Dominguez Bank, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Rancho Dominguez Bank, National Association. The recorded action date is 18 Aug 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Farmers National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Farmers National Bank. The recorded action date is 18 Mar 2003. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Stuart, DouglasOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Stuart, Douglas. The recorded action date is 13 Apr 1999.PersonOCC Enforcement Actions
- Azaian, SarkisOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Azaian, Sarkis. The recorded action date is 9 Jul 2007.PersonOCC Enforcement Actions
- Community National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Community National Bank. The recorded action date is 8 Apr 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Clear Creek National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Clear Creek National Bank. The recorded action date is 16 Jun 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Resolute BankOffice of the Comptroller of the Currency records “Prompt Corrective Action (PCA) Directive” for Resolute Bank. The recorded action date is 18 Sep 2019. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.