US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Schwomeyer, Kerri F.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Schwomeyer, Kerri F.. The recorded action date is 5 Dec 1997.PersonOCC Enforcement Actions
- National City BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for National City Bank. The recorded action date is 20 Jun 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Flores, JuventinoOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Flores, Juventino. The recorded action date is 27 Jan 1993.PersonOCC Enforcement Actions
- Granado, ChristineOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Granado, Christine. The recorded action date is 3 Apr 2018.PersonOCC Enforcement Actions
- Valley National Bank of Arizona, TheOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Valley National Bank of Arizona, The. The recorded action date is 14 Jan 1992.OrganizationOCC Enforcement Actions
- Lauder, W.B.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Lauder, W.B.. The recorded action date is 27 Jan 1993.PersonOCC Enforcement Actions
- Security Bank National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Security Bank National Association. The recorded action date is 19 May 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Porter, John R.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Porter, John R.. The recorded action date is 24 Oct 1989.PersonOCC Enforcement Actions
- Perricone, RichardOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Perricone, Richard. The recorded action date is 26 Jul 1999.PersonOCC Enforcement Actions
- First National Bank MinnesotaOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank Minnesota. The recorded action date is 3 Mar 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The Laguna Bank, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for The Laguna Bank, National Association. The recorded action date is 19 Mar 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- First National Bank in HomerOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for First National Bank in Homer. The recorded action date is 17 Dec 2003. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Serenot, HaroldOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Serenot, Harold. The recorded action date is 30 Jul 2025.PersonOCC Enforcement Actions
- First National Bank of MuscatineOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank of Muscatine. The recorded action date is 16 Jun 2020. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Brenham National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Brenham National Bank. The recorded action date is 19 Aug 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Foster, A.J.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Foster, A.J.. The recorded action date is 18 May 1993.PersonOCC Enforcement Actions
- Herrick, Donald W.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Herrick, Donald W.. The recorded action date is 23 Apr 1990.PersonOCC Enforcement Actions
- Wendt, WilliamOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Wendt, William. The recorded action date is 13 Jan 1992.PersonOCC Enforcement Actions
- Weer, SherriOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Weer, Sherri. The recorded action date is 21 Feb 2012.PersonOCC Enforcement Actions
- Russell, A.L.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Russell, A.L.. The recorded action date is 4 Sep 1990.PersonOCC Enforcement Actions
- The First National Bank Of PandoraOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank Of Pandora. The recorded action date is 13 Apr 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Lawrence, GaylonOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Lawrence, Gaylon. The recorded action date is 25 Jun 1993.PersonOCC Enforcement Actions
- Wells Fargo Bank, National AssociationOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Wells Fargo Bank, National Association. The recorded action date is 20 Apr 2018.OrganizationOCC Enforcement Actions
- Dube, Clarence O.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Dube, Clarence O.. The recorded action date is 4 Jan 1994.PersonOCC Enforcement Actions
- The First National Bank of ValentineOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank of Valentine. The recorded action date is 19 Aug 2004. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Schecter, KennethOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Schecter, Kenneth. The recorded action date is 1 Jul 1992.PersonOCC Enforcement Actions
- The National Bank of CoxsackieOffice of the Comptroller of the Currency records “Formal Agreement” for The National Bank of Coxsackie. The recorded action date is 16 Oct 2024. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Jenks, Bradley J.Office of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Jenks, Bradley J.. The recorded action date is 6 Jun 2012.PersonOCC Enforcement Actions
- Healey, Gregory P.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Healey, Gregory P.. The recorded action date is 19 Oct 2004.PersonOCC Enforcement Actions
- Manning, JereOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Manning, Jere. The recorded action date is 27 Nov 1989.PersonOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.