US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
- Latest successful check
- Our refresh schedule
- Every 24 hours
Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Rivera, AmaliaOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Rivera, Amalia. The recorded action date is 2 Jun 2025.PersonOCC Enforcement Actions
- First Federal Community BankOffice of the Comptroller of the Currency records “Formal Agreement” for First Federal Community Bank. The recorded action date is 16 Sep 2011. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Lowenfield, WallaceOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Lowenfield, Wallace. The recorded action date is 27 Apr 1994.PersonOCC Enforcement Actions
- The Central National Bank of AlvaOffice of the Comptroller of the Currency records “Formal Agreement” for The Central National Bank of Alva. The recorded action date is 9 Jun 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- McEvoy, PatrickOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for McEvoy, Patrick. The recorded action date is 9 Mar 2015.PersonOCC Enforcement Actions
- Gunville, RobertOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Gunville, Robert. The recorded action date is 8 Apr 2013.PersonOCC Enforcement Actions
- Bender, MaxOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Bender, Max. The recorded action date is 5 Jan 2025.PersonOCC Enforcement Actions
- Thornhill, CherylOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Thornhill, Cheryl. The recorded action date is 18 Dec 2008.PersonOCC Enforcement Actions
- Gateway National Bank Of St. LouisOffice of the Comptroller of the Currency records “Formal Agreement” for Gateway National Bank Of St. Louis. The recorded action date is 20 May 1993. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The American National Bank of Mount PleasantOffice of the Comptroller of the Currency records “Formal Agreement” for The American National Bank of Mount Pleasant. The recorded action date is 28 Mar 2001. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Capital One Bank (USA), National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Capital One Bank (USA), National Association. The recorded action date is 10 Jul 2015. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Sovran Bank, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Sovran Bank, National Association. The recorded action date is 19 Jun 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Romero, Luis A.Office of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Romero, Luis A.. The recorded action date is 19 Jan 2005.PersonOCC Enforcement Actions
- Bay View Bank, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Bay View Bank, National Association. The recorded action date is 6 Sep 2000. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Brannan, Ira LeeOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Brannan, Ira Lee. The recorded action date is 3 Dec 1991.PersonOCC Enforcement Actions
- Harrington, WardOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Harrington, Ward. The recorded action date is 31 Mar 1999.PersonOCC Enforcement Actions
- Maida, Joseph A.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Maida, Joseph A.. The recorded action date is 27 May 1992.PersonOCC Enforcement Actions
- McAllen National BankOffice of the Comptroller of the Currency records “Formal Agreement” for McAllen National Bank. The recorded action date is 20 Jun 1997. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Broad National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Broad National Bank. The recorded action date is 19 Mar 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Vanderneut, KarlaOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Vanderneut, Karla. The recorded action date is 5 Feb 2025.PersonOCC Enforcement Actions
- MUFG Union Bank, National AssociationOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for MUFG Union Bank, National Association. The recorded action date is 29 Jul 2019.OrganizationOCC Enforcement Actions
- Gulli, MichelleOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Gulli, Michelle. The recorded action date is 15 Nov 2002. This source entry is excluded from current screening matches.PersonOCC Enforcement Actions
- Mahoney, John J.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Mahoney, John J.. The recorded action date is 22 Sep 2004.PersonOCC Enforcement Actions
- Flynn, Michael L.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Flynn, Michael L.. The recorded action date is 3 Jan 2014.PersonOCC Enforcement Actions
- Wadsworth, NathanOffice of the Comptroller of the Currency records “1829 Prohibition Notification” for Wadsworth, Nathan. The recorded action date is 8 Jan 2024.PersonOCC Enforcement Actions
- Pierce, MarkOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Pierce, Mark. The recorded action date is 27 Oct 2016.PersonOCC Enforcement Actions
- National Bank Of ConroeOffice of the Comptroller of the Currency records “Formal Agreement” for National Bank Of Conroe. The recorded action date is 28 Apr 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Stevenson, John B.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Stevenson, John B.. The recorded action date is 12 Dec 1991.PersonOCC Enforcement Actions
- Cowlin, KellyOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Cowlin, Kelly. The recorded action date is 3 Nov 2016.PersonOCC Enforcement Actions
- Baccei, CherylOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Baccei, Cheryl. The recorded action date is 22 Feb 2012.PersonOCC Enforcement Actions
Screen customers against the US OCC Enforcement Actions
Start free250 free live screenings • One lifetime allowance • API + dashboard • No credit card
Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
Continue exploring
Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.