US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Walker, TerryOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Walker, Terry. The recorded action date is 3 Nov 2023.PersonOCC Enforcement Actions
- Vineyard National BankOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Vineyard National Bank. The recorded action date is 8 Mar 1996.OrganizationOCC Enforcement Actions
- Maffettone, BiagioOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Maffettone, Biagio. The recorded action date is 19 Jul 2022.PersonOCC Enforcement Actions
- Caberto, RogerOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Caberto, Roger. The recorded action date is 1 Mar 2012.PersonOCC Enforcement Actions
- Old Point National Bank Of PhoebusOffice of the Comptroller of the Currency records “Formal Agreement” for Old Point National Bank Of Phoebus. The recorded action date is 14 Jul 1993. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The First National Bank of Le CenterOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank of Le Center. The recorded action date is 15 Dec 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Chicago Title Insurance CompanyOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Chicago Title Insurance Company. The recorded action date is 24 Feb 2005.OrganizationOCC Enforcement Actions
- Doig, Gordon H.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Doig, Gordon H.. The recorded action date is 19 Mar 1994.PersonOCC Enforcement Actions
- Windsor, George H.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Windsor, George H.. The recorded action date is 30 Sep 2002.PersonOCC Enforcement Actions
- First National BankOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank. The recorded action date is 20 Jul 2006. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- First NB of GilmerOffice of the Comptroller of the Currency records “Formal Agreement” for First NB of Gilmer. The recorded action date is 21 May 2003. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Herrick, BrianOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Herrick, Brian. The recorded action date is 26 Mar 1990.PersonOCC Enforcement Actions
- Malloy, JamesOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Malloy, James. The recorded action date is 3 Dec 1991.PersonOCC Enforcement Actions
- Waller, PeterOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Waller, Peter. The recorded action date is 6 May 2010.PersonOCC Enforcement Actions
- Marshall, Stephen G.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Marshall, Stephen G.. The recorded action date is 1 Dec 1993.PersonOCC Enforcement Actions
- Gibson, Dean C.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Gibson, Dean C.. The recorded action date is 11 Apr 1994.PersonOCC Enforcement Actions
- Kruchten, K. PatrickOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Kruchten, K. Patrick. The recorded action date is 2 Mar 2009.PersonOCC Enforcement Actions
- First National Bank of Lisbon, TheOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank of Lisbon, The. The recorded action date is 24 Nov 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Levitt, James J.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Levitt, James J.. The recorded action date is 4 Mar 1996.PersonOCC Enforcement Actions
- Cordani, RaymondOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Cordani, Raymond. The recorded action date is 15 Jun 1993.PersonOCC Enforcement Actions
- Fernandez, ManualOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Fernandez, Manual. The recorded action date is 2 Jan 2013.PersonOCC Enforcement Actions
- Allen, Raymond J.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Allen, Raymond J.. The recorded action date is 10 Apr 1998.PersonOCC Enforcement Actions
- Ranostaj, David A.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Ranostaj, David A.. The recorded action date is 23 Dec 2004.PersonOCC Enforcement Actions
- Mission Oaks National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Mission Oaks National Bank. The recorded action date is 18 Dec 2008. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Compton, JWOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Compton, JW. The recorded action date is 29 Nov 2007.PersonOCC Enforcement Actions
- McClean, DavidOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for McClean, David. The recorded action date is 15 Sep 1997.PersonOCC Enforcement Actions
- Diez, RobertOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Diez, Robert. The recorded action date is 3 Jan 2013.PersonOCC Enforcement Actions
- Hong, Ki ChangOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Hong, Ki Chang. The recorded action date is 3 Nov 1993.PersonOCC Enforcement Actions
- National Bank Of Long BeachOffice of the Comptroller of the Currency records “Formal Agreement” for National Bank Of Long Beach. The recorded action date is 25 Mar 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Odom, Bradley A.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Odom, Bradley A.. The recorded action date is 28 Apr 2005.PersonOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.