US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- JPMorgan Chase Bank, National AssociationOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for JPMorgan Chase Bank, National Association. The recorded action date is 7 Jan 2014.OrganizationOCC Enforcement Actions
- CNB Bank & Trust, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for CNB Bank & Trust, National Association. The recorded action date is 18 Jun 2024. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Carruth, Johnny BobOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Carruth, Johnny Bob. The recorded action date is 22 Sep 2004.PersonOCC Enforcement Actions
- Scarborough, James R.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Scarborough, James R.. The recorded action date is 21 Dec 2000.PersonOCC Enforcement Actions
- The National Republic Bank of ChicagoOffice of the Comptroller of the Currency records “Formal Agreement” for The National Republic Bank of Chicago. The recorded action date is 2 Apr 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Midland Bank Of Overland ParkOffice of the Comptroller of the Currency records “Formal Agreement” for Midland Bank Of Overland Park. The recorded action date is 5 Aug 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Commercial National Bank of TexarkanaOffice of the Comptroller of the Currency records “Formal Agreement” for Commercial National Bank of Texarkana. The recorded action date is 7 Jan 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Snyder, John K.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Snyder, John K.. The recorded action date is 11 Sep 1996.PersonOCC Enforcement Actions
- The First National Bank Of CushingOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for The First National Bank Of Cushing. The recorded action date is 8 Mar 1990. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Wetherell, Bradley G.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Wetherell, Bradley G.. The recorded action date is 2 Feb 1995.PersonOCC Enforcement Actions
- Williams, H. O'NeilOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Williams, H. O'Neil. The recorded action date is 17 Aug 2020.PersonOCC Enforcement Actions
- Summers, Mary RebeccaOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Summers, Mary Rebecca. The recorded action date is 31 Mar 2003.PersonOCC Enforcement Actions
- U.S. Bank National Association NDOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for U.S. Bank National Association ND. The recorded action date is 13 Apr 2011. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The First National Bank of SedanOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank of Sedan. The recorded action date is 13 Jan 2011. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- First National Bank & Trust CompanyOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank & Trust Company. The recorded action date is 17 May 2001. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Coin, Harry S.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Coin, Harry S.. The recorded action date is 22 Apr 2011.PersonOCC Enforcement Actions
- Morita, GeroldOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Morita, Gerold. The recorded action date is 22 Nov 1996.PersonOCC Enforcement Actions
- Helmig, Charles W.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Helmig, Charles W.. The recorded action date is 9 Jul 2008.PersonOCC Enforcement Actions
- Simpson, WilliamOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Simpson, William. The recorded action date is 25 Jul 1991.PersonOCC Enforcement Actions
- First National Bank Of VermontOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for First National Bank Of Vermont. The recorded action date is 28 Feb 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Burnett, Wallace M.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Burnett, Wallace M.. The recorded action date is 30 Jul 1992.PersonOCC Enforcement Actions
- Rice, Robert L.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Rice, Robert L.. The recorded action date is 19 Mar 1992.PersonOCC Enforcement Actions
- Axiom Bank, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Axiom Bank, National Association. The recorded action date is 3 Oct 2024. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- First National Bank of Polk County, TheOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank of Polk County, The. The recorded action date is 25 Feb 1993. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Bank of MaumeeOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Bank of Maumee. The recorded action date is 3 Oct 2012. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- O'Connell, Michael A.Office of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for O'Connell, Michael A.. The recorded action date is 4 Jun 1993.PersonOCC Enforcement Actions
- First National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for First National Bank. The recorded action date is 13 Sep 1989. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Olsen, CliffordOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Olsen, Clifford. The recorded action date is 9 Dec 1991.PersonOCC Enforcement Actions
- Barrus, James CometOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Barrus, James Comet. The recorded action date is 9 May 1990.PersonOCC Enforcement Actions
- Bustamante, John H.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Bustamante, John H.. The recorded action date is 9 Jul 1990.PersonOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.