US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
- Latest successful check
- Our refresh schedule
- Every 24 hours
Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Anderson, EricOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Anderson, Eric. The recorded action date is 2 Feb 2011.PersonOCC Enforcement Actions
- Fox, Mark E.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Fox, Mark E.. The recorded action date is 10 Sep 2009.PersonOCC Enforcement Actions
- Johnson, Donald M.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Johnson, Donald M.. The recorded action date is 12 Feb 1996.PersonOCC Enforcement Actions
- Bell, CarmenOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Bell, Carmen. The recorded action date is 23 Nov 2009.PersonOCC Enforcement Actions
- Nbad Americas N.V .Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Nbad Americas N.V .. The recorded action date is 13 Feb 2017. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Crotty, JamesOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Crotty, James. The recorded action date is 9 Sep 2022.PersonOCC Enforcement Actions
- Hynds, Michael R.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Hynds, Michael R.. The recorded action date is 17 Nov 1992.PersonOCC Enforcement Actions
- Johnson, MarkOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Johnson, Mark. The recorded action date is 10 Dec 2020.PersonOCC Enforcement Actions
- Hahn, LorraineOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Hahn, Lorraine. The recorded action date is 29 Apr 2020.PersonOCC Enforcement Actions
- Golden Bank, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Golden Bank, National Association. The recorded action date is 20 Jan 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- University National BankOffice of the Comptroller of the Currency records “Formal Agreement” for University National Bank. The recorded action date is 23 Jan 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Atkins, James J.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Atkins, James J.. The recorded action date is 11 Mar 1994.PersonOCC Enforcement Actions
- New York National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for New York National Bank. The recorded action date is 22 Oct 2004. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Pawnee National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Pawnee National Bank. The recorded action date is 30 Apr 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Sinclair National BankOffice of the Comptroller of the Currency records “Prompt Corrective Action (PCA) Directive” for Sinclair National Bank. The recorded action date is 8 Aug 2001. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Salzberg, JackOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Salzberg, Jack. The recorded action date is 22 Jul 1994.PersonOCC Enforcement Actions
- First City, Texas - Houston, N.A.Office of the Comptroller of the Currency records “Securities Enforcement Action” for First City, Texas - Houston, N.A.. The recorded action date is 17 Jan 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Mission Oaks National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Mission Oaks National Bank. The recorded action date is 12 May 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Staples, RobertOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Staples, Robert. The recorded action date is 28 Oct 1992.PersonOCC Enforcement Actions
- Conway Bank, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Conway Bank, National Association. The recorded action date is 20 Jan 2005. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Kuykendall, John G.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Kuykendall, John G.. The recorded action date is 14 Dec 1995. This source entry is excluded from current screening matches.PersonOCC Enforcement Actions
- Stuart, J. PatrickOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Stuart, J. Patrick. The recorded action date is 23 Feb 1999.PersonOCC Enforcement Actions
- Clark, Leigh A.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Clark, Leigh A.. The recorded action date is 25 Nov 2009.PersonOCC Enforcement Actions
- Yanta, Fred J.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Yanta, Fred J.. The recorded action date is 10 Sep 1991.PersonOCC Enforcement Actions
- Middlesex Federal Savings, F.A.Office of the Comptroller of the Currency records “Formal Agreement” for Middlesex Federal Savings, F.A.. The recorded action date is 10 Nov 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Colombo BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Colombo Bank. The recorded action date is 2 Mar 2011. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Connell, HaroldOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Connell, Harold. The recorded action date is 27 Oct 2010.PersonOCC Enforcement Actions
- Union National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Union National Bank. The recorded action date is 22 Apr 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Pacific Coast National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Pacific Coast National Bank. The recorded action date is 18 Aug 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Martinez, Jorge A.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Martinez, Jorge A.. The recorded action date is 18 Sep 1992.PersonOCC Enforcement Actions
Screen customers against the US OCC Enforcement Actions
Start free250 free live screenings • One lifetime allowance • API + dashboard • No credit card
Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
Continue exploring
Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.