US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- BNB Hana Bank, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for BNB Hana Bank, National Association. The recorded action date is 23 Jan 2015. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The First National Bank of McConnelsvilleOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for The First National Bank of McConnelsville. The recorded action date is 3 Jan 2012.OrganizationOCC Enforcement Actions
- Yampa Valley National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Yampa Valley National Bank. The recorded action date is 30 Nov 1998. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- PNC Bank, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for PNC Bank, National Association. The recorded action date is 17 Jul 2002. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Kaller, StanleyOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Kaller, Stanley. The recorded action date is 22 Dec 1994.PersonOCC Enforcement Actions
- Stewart, ShanettaOffice of the Comptroller of the Currency records “1829 Prohibition Notification” for Stewart, Shanetta. The recorded action date is 17 Apr 2026.PersonOCC Enforcement Actions
- Industrial Bank, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Industrial Bank, National Association. The recorded action date is 22 Mar 2004. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- First FS & LA of McMinnvilleOffice of the Comptroller of the Currency records “Formal Agreement” for First FS & LA of McMinnville. The recorded action date is 16 Nov 2011. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- USAA Federal Savings BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for USAA Federal Savings Bank. The recorded action date is 7 Jan 2019. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- First City, Texas - Austin, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for First City, Texas - Austin, National Association. The recorded action date is 15 Apr 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Salomon, JasmineOffice of the Comptroller of the Currency records “1829 Prohibition Notification” for Salomon, Jasmine. The recorded action date is 19 Dec 2024.PersonOCC Enforcement Actions
- Wu, KennethOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Wu, Kenneth. The recorded action date is 2 Jul 2012.PersonOCC Enforcement Actions
- Fish, Eileen B.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Fish, Eileen B.. The recorded action date is 22 Jul 2010.PersonOCC Enforcement Actions
- The National Bank of Rising SunOffice of the Comptroller of the Currency records “Formal Agreement” for The National Bank of Rising Sun. The recorded action date is 8 Feb 2000. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Christlieb, ThomasOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Christlieb, Thomas. The recorded action date is 29 Jan 2007.PersonOCC Enforcement Actions
- Gold Country National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Gold Country National Bank. The recorded action date is 29 Sep 1998. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Acosta, DiegoOffice of the Comptroller of the Currency records “1829 Prohibition Notification” for Acosta, Diego. The recorded action date is 10 Apr 2026.PersonOCC Enforcement Actions
- Lee, Jay HOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Lee, Jay H. The recorded action date is 27 May 2003.PersonOCC Enforcement Actions
- Ybarra, RubenOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Ybarra, Ruben. The recorded action date is 22 Jan 2013.PersonOCC Enforcement Actions
- Overby, Archie G.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Overby, Archie G.. The recorded action date is 24 Mar 2017.PersonOCC Enforcement Actions
- The Luzerne National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for The Luzerne National Bank. The recorded action date is 11 Jan 1994. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- First National Bank of KansasOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank of Kansas. The recorded action date is 27 May 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The First National Bank of Grant ParkOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank of Grant Park. The recorded action date is 22 Jun 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Merchants Bank of California, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Merchants Bank of California, National Association. The recorded action date is 26 Jun 2014. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Wells Fargo Bank, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Wells Fargo Bank, National Association. The recorded action date is 22 Feb 2012. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The First National Bank Of LernaOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank Of Lerna. The recorded action date is 19 Jul 2000. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Smith, TylerOffice of the Comptroller of the Currency records “1829 Prohibition Notification” for Smith, Tyler. The recorded action date is 4 Aug 2026.PersonOCC Enforcement Actions
- Rabobank, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Rabobank, National Association. The recorded action date is 23 Jan 2008. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Barlow, Haven J.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Barlow, Haven J.. The recorded action date is 27 May 2014.PersonOCC Enforcement Actions
- DocX, LLCOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for DocX, LLC. The recorded action date is 13 Apr 2011. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.