US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Noyes, Alan W.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Noyes, Alan W.. The recorded action date is 23 Oct 1991.PersonOCC Enforcement Actions
- The First National Bank of LoganOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank of Logan. The recorded action date is 28 Apr 1998. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Wilhoite, MichaelOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Wilhoite, Michael. The recorded action date is 2 Jun 2022.PersonOCC Enforcement Actions
- Cleveland, CharlesOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Cleveland, Charles. The recorded action date is 17 Mar 2003.PersonOCC Enforcement Actions
- Trustmark National BankOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Trustmark National Bank. The recorded action date is 2 Apr 2012.OrganizationOCC Enforcement Actions
- Lee, HenryOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Lee, Henry. The recorded action date is 9 Jan 1997.PersonOCC Enforcement Actions
- Mulling, Isaac JeffersonOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Mulling, Isaac Jefferson. The recorded action date is 12 Jun 2014.PersonOCC Enforcement Actions
- Aronson, MitchellOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Aronson, Mitchell. The recorded action date is 4 Jan 2013.PersonOCC Enforcement Actions
- Williams, LloydOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Williams, Lloyd. The recorded action date is 15 Dec 1994.PersonOCC Enforcement Actions
- Thomas, DameonOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Thomas, Dameon. The recorded action date is 19 Jan 2001.PersonOCC Enforcement Actions
- Green, CarrollOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Green, Carroll. The recorded action date is 17 Dec 2021.PersonOCC Enforcement Actions
- Corus Bank, National AssociationOffice of the Comptroller of the Currency records “Prompt Corrective Action (PCA) Directive” for Corus Bank, National Association. The recorded action date is 8 Sep 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Williams, Sultan K.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Williams, Sultan K.. The recorded action date is 23 Dec 2002.PersonOCC Enforcement Actions
- Eggert, Derek B.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Eggert, Derek B.. The recorded action date is 22 Mar 2018.PersonOCC Enforcement Actions
- Doke, MauriceOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Doke, Maurice. The recorded action date is 13 Dec 1993.PersonOCC Enforcement Actions
- Edmond, StephanieOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Edmond, Stephanie. The recorded action date is 14 Jul 2004.PersonOCC Enforcement Actions
- First National Bank Of LouisvilleOffice of the Comptroller of the Currency records “Securities Enforcement Action” for First National Bank Of Louisville. The recorded action date is 17 Jan 1992.OrganizationOCC Enforcement Actions
- The National Union Bank of KinderhookOffice of the Comptroller of the Currency records “Formal Agreement” for The National Union Bank of Kinderhook. The recorded action date is 9 Oct 2003. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Mkhitaraian, ArmenuiOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Mkhitaraian, Armenui. The recorded action date is 22 May 1997.PersonOCC Enforcement Actions
- Green, JeromeOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Green, Jerome. The recorded action date is 21 Feb 2012.PersonOCC Enforcement Actions
- Bateman, Vincent F.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Bateman, Vincent F.. The recorded action date is 6 Feb 2014.PersonOCC Enforcement Actions
- Rbs Citizens, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Rbs Citizens, National Association. The recorded action date is 10 Aug 2015. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Davis, Mary R.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Davis, Mary R.. The recorded action date is 17 Dec 2013.PersonOCC Enforcement Actions
- Beiletti, John P.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Beiletti, John P.. The recorded action date is 24 Nov 1992.PersonOCC Enforcement Actions
- New York National BankOffice of the Comptroller of the Currency records “Formal Agreement” for New York National Bank. The recorded action date is 29 Jul 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Conde, CarlosOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Conde, Carlos. The recorded action date is 13 Nov 1996.PersonOCC Enforcement Actions
- Merchants National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Merchants National Bank. The recorded action date is 29 Jul 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Dauphin National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Dauphin National Bank. The recorded action date is 10 Dec 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Pollard, Thelma ElizabethOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Pollard, Thelma Elizabeth. The recorded action date is 19 May 1992.PersonOCC Enforcement Actions
- Loughlin, MichaelOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Loughlin, Michael. The recorded action date is 8 Jan 2020.PersonOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.