US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Ringsmuth, Joseph D.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Ringsmuth, Joseph D.. The recorded action date is 17 Jul 1991.PersonOCC Enforcement Actions
- Pacific Capital Bank, National AssociationOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Pacific Capital Bank, National Association. The recorded action date is 21 Aug 2007.OrganizationOCC Enforcement Actions
- Woodman, Patricia S.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Woodman, Patricia S.. The recorded action date is 19 Oct 1996.PersonOCC Enforcement Actions
- Cohen, StevenOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Cohen, Steven. The recorded action date is 18 May 2012.PersonOCC Enforcement Actions
- Young, G. CraigOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Young, G. Craig. The recorded action date is 20 Sep 2002.PersonOCC Enforcement Actions
- The American National Bank of Beaver DamOffice of the Comptroller of the Currency records “Formal Agreement” for The American National Bank of Beaver Dam. The recorded action date is 12 Jun 2008. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The First National Bank of CainesvilleOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank of Cainesville. The recorded action date is 23 May 2005. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Wright, David A.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Wright, David A.. The recorded action date is 15 Aug 2007.PersonOCC Enforcement Actions
- Arechiga, JaimeOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Arechiga, Jaime. The recorded action date is 8 Apr 1992.PersonOCC Enforcement Actions
- Barger, KristiOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Barger, Kristi. The recorded action date is 31 May 2023.PersonOCC Enforcement Actions
- Stamm, Lee AnnOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Stamm, Lee Ann. The recorded action date is 20 Jun 2011.PersonOCC Enforcement Actions
- Old Line National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Old Line National Bank. The recorded action date is 20 Sep 1990. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- City National Bank of New JerseyOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for City National Bank of New Jersey. The recorded action date is 12 Feb 2018. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Feskorn, Margaret S.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Feskorn, Margaret S.. The recorded action date is 15 Aug 2007.PersonOCC Enforcement Actions
- Perry, TimothyOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Perry, Timothy. The recorded action date is 2 Jun 2017.PersonOCC Enforcement Actions
- Prairie National BankOffice of the Comptroller of the Currency records “Prompt Corrective Action (PCA) Directive” for Prairie National Bank. The recorded action date is 20 Dec 2000. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- First National Bank Of TrinityOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank Of Trinity. The recorded action date is 22 Oct 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Aiyer, AkshayOffice of the Comptroller of the Currency records “Suspension Order for Criminal Conduct” for Aiyer, Akshay. The recorded action date is 7 Jan 2019. This source entry is excluded from current screening matches.PersonOCC Enforcement Actions
- Security Bank National AssociationOffice of the Comptroller of the Currency records “Prompt Corrective Action (PCA) Directive” for Security Bank National Association. The recorded action date is 23 Mar 2012. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Johnson, John A.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Johnson, John A.. The recorded action date is 1 Oct 1991.PersonOCC Enforcement Actions
- Lakeside National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Lakeside National Bank. The recorded action date is 10 Sep 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Consumer National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Consumer National Bank. The recorded action date is 29 Oct 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Chow, DavidOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Chow, David. The recorded action date is 19 Dec 1996.PersonOCC Enforcement Actions
- Lambert, Michael T.Office of the Comptroller of the Currency records “Formal Agreement” for Lambert, Michael T.. The recorded action date is 21 May 2003.PersonOCC Enforcement Actions
- The First National Bank of SedanOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank of Sedan. The recorded action date is 17 Apr 2018. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- First National Bank in HowellOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for First National Bank in Howell. The recorded action date is 31 Oct 2013. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- McNaughton, Earl FordOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for McNaughton, Earl Ford. The recorded action date is 22 Apr 2008.PersonOCC Enforcement Actions
- Vazquez, ValeriaOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Vazquez, Valeria. The recorded action date is 1 Jul 2024.PersonOCC Enforcement Actions
- Corvite, RosallieOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Corvite, Rosallie. The recorded action date is 1 Sep 2022.PersonOCC Enforcement Actions
- Dange, BrandonOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Dange, Brandon. The recorded action date is 1 Jun 2006.PersonOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.