US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Ward, WayneOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Ward, Wayne. The recorded action date is 25 Mar 1996.PersonOCC Enforcement Actions
- Williams, Larry B.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Williams, Larry B.. The recorded action date is 6 Jan 1994.PersonOCC Enforcement Actions
- Wells Fargo Bank, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Wells Fargo Bank, National Association. The recorded action date is 3 Jun 2015. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Prime Pacific Bank, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Prime Pacific Bank, National Association. The recorded action date is 12 Jun 2002. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The First National Bank in WadenaOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank in Wadena. The recorded action date is 24 Nov 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Walker, RequelOffice of the Comptroller of the Currency records “1829 Prohibition Notification” for Walker, Requel. The recorded action date is 14 May 2024.PersonOCC Enforcement Actions
- Memorial Bank, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Memorial Bank, National Association. The recorded action date is 13 Oct 1989. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The First National Bank of ChatsworthOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for The First National Bank of Chatsworth. The recorded action date is 20 Jan 2011. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Consumers National BankOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Consumers National Bank. The recorded action date is 16 Jan 1991.OrganizationOCC Enforcement Actions
- Findley, Stephen D.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Findley, Stephen D.. The recorded action date is 12 Nov 2013.PersonOCC Enforcement Actions
- McCowan, Jon KristenOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for McCowan, Jon Kristen. The recorded action date is 20 Mar 2015.PersonOCC Enforcement Actions
- Moye, SherayleOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Moye, Sherayle. The recorded action date is 9 Oct 2018.PersonOCC Enforcement Actions
- Barnes, De'LisaOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Barnes, De'Lisa. The recorded action date is 2 Oct 1997.PersonOCC Enforcement Actions
- UICI, Inc. (Dallas, TX)Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for UICI, Inc. (Dallas, TX). The recorded action date is 29 Jun 2000.OrganizationOCC Enforcement Actions
- Hughes, Bob G.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Hughes, Bob G.. The recorded action date is 27 Oct 1997.PersonOCC Enforcement Actions
- Lowenfield, WallaceOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Lowenfield, Wallace. The recorded action date is 27 Apr 1994.PersonOCC Enforcement Actions
- Star Bank, N.A.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Star Bank, N.A.. The recorded action date is 13 Aug 1991.OrganizationOCC Enforcement Actions
- Gindele, Rachel E.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Gindele, Rachel E.. The recorded action date is 3 Dec 2002.PersonOCC Enforcement Actions
- Morris, JohnOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Morris, John. The recorded action date is 18 Aug 1997.PersonOCC Enforcement Actions
- First National Bank of ChillicotheOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank of Chillicothe. The recorded action date is 16 Nov 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Household Bank (SB), National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Household Bank (SB), National Association. The recorded action date is 25 Mar 2003. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Gunville, RobertOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Gunville, Robert. The recorded action date is 8 Apr 2013.PersonOCC Enforcement Actions
- Citic Ka Wah Bank LimitedOffice of the Comptroller of the Currency records “Formal Agreement” for Citic Ka Wah Bank Limited. The recorded action date is 8 Jan 2007. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Palmer, Gary A.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Palmer, Gary A.. The recorded action date is 24 Oct 1990.PersonOCC Enforcement Actions
- Best, K. LucilleOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Best, K. Lucille. The recorded action date is 23 Jan 1996.PersonOCC Enforcement Actions
- Shaheed, AaliyahOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Shaheed, Aaliyah. The recorded action date is 18 Jun 2024.PersonOCC Enforcement Actions
- Noble Bank & Trust, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Noble Bank & Trust, National Association. The recorded action date is 10 Nov 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Icici Bank LimitedOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Icici Bank Limited. The recorded action date is 3 Oct 2022. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Wilto, E. WilliamOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Wilto, E. William. The recorded action date is 13 Feb 1990.PersonOCC Enforcement Actions
- Chapman, Clinton W.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Chapman, Clinton W.. The recorded action date is 30 Sep 2002.PersonOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.