US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- California United Bank, N.A.Office of the Comptroller of the Currency records “Formal Agreement” for California United Bank, N.A.. The recorded action date is 30 Jun 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- First National Bank Of Northwest FloridaOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank Of Northwest Florida. The recorded action date is 27 Aug 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Flynn, GaryOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Flynn, Gary. The recorded action date is 19 Sep 1994.PersonOCC Enforcement Actions
- Murray, J. RalphOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Murray, J. Ralph. The recorded action date is 27 May 1992.PersonOCC Enforcement Actions
- Arndt, HaroldOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Arndt, Harold. The recorded action date is 12 Dec 2006.PersonOCC Enforcement Actions
- The First National Bank of Russell SpringsOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank of Russell Springs. The recorded action date is 7 Aug 2013. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- First National Bank Of MarylandOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for First National Bank Of Maryland. The recorded action date is 17 Jan 1992.OrganizationOCC Enforcement Actions
- Jian, Xiang Wen ("Simon")Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Jian, Xiang Wen ("Simon"). The recorded action date is 31 Oct 2002.PersonOCC Enforcement Actions
- Betanzos, LouisOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Betanzos, Louis. The recorded action date is 6 May 1994.PersonOCC Enforcement Actions
- Olson, Donald D.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Olson, Donald D.. The recorded action date is 2 Nov 2006.PersonOCC Enforcement Actions
- Perkins, MarkOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Perkins, Mark. The recorded action date is 12 Dec 2017.PersonOCC Enforcement Actions
- Lane, Mary Helen "Murty"Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Lane, Mary Helen "Murty". The recorded action date is 3 Jun 2013.PersonOCC Enforcement Actions
- Polk, Camille L.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Polk, Camille L.. The recorded action date is 1 Sep 2009.PersonOCC Enforcement Actions
- United Trust BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for United Trust Bank. The recorded action date is 15 Aug 2012. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Fidelity Bank of Florida, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Fidelity Bank of Florida, National Association. The recorded action date is 27 Oct 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Crown Bank, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Crown Bank, National Association. The recorded action date is 20 Jun 2005. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Wright, Steven R.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Wright, Steven R.. The recorded action date is 12 Jan 1994.PersonOCC Enforcement Actions
- The First National Bank of LoganOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for The First National Bank of Logan. The recorded action date is 25 Mar 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Yamashiro, Glenn M.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Yamashiro, Glenn M.. The recorded action date is 9 Dec 2005.PersonOCC Enforcement Actions
- Mission National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Mission National Bank. The recorded action date is 7 Jun 2011. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The National Bank of WaupunOffice of the Comptroller of the Currency records “Formal Agreement” for The National Bank of Waupun. The recorded action date is 16 Dec 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Rocky Mountain Nationla BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Rocky Mountain Nationla Bank. The recorded action date is 18 Sep 1989. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Santander Bank, National AssociationOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Santander Bank, National Association. The recorded action date is 26 Mar 2015.OrganizationOCC Enforcement Actions
- Gorney, PaulOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Gorney, Paul. The recorded action date is 13 Mar 2002.PersonOCC Enforcement Actions
- Gateway National Bank of St. LouisOffice of the Comptroller of the Currency records “Formal Agreement” for Gateway National Bank of St. Louis. The recorded action date is 20 Jun 2003. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Pribble, JackOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Pribble, Jack. The recorded action date is 1 Jul 1992.PersonOCC Enforcement Actions
- Troncoso, JorgeOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Troncoso, Jorge. The recorded action date is 19 Aug 2026.PersonOCC Enforcement Actions
- Commerce Bank/Harrisburg National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Commerce Bank/Harrisburg National Association. The recorded action date is 29 Jan 2007. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Charney, NormanOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Charney, Norman. The recorded action date is 1 Jul 1994.PersonOCC Enforcement Actions
- The Park Avenue Bank, National AssociationOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for The Park Avenue Bank, National Association. The recorded action date is 4 Jan 2000.OrganizationOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.