EU ESMA Sanctions
Named regulatory sanctions and measures reported to ESMA by national competent authorities.
Source availability
Available for screening
848 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
- Latest successful check
- Our refresh schedule
- Every 6 hours
Data overview
ESMA Regulatory Enforcement Register is published by European Securities and Markets Authority and reporting national authorities.
The available version contains 848 source records before any name search.
The entity-type breakdown is 848 other or unspecified records.
- Source records
- 848
- Publicly browsable records
- 848
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- Other / unspecified
- 848
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The public register contains actions under financial-market legislation, including MiFID, UCITS, market abuse and EMIR. Each record represents an action, not a unique person. Unnamed publisher rows remain in the original snapshot and are excluded from the name index. The public feed does not provide a reliable person/company classification.
Distinguish the action from its current effect
This is regulatory enforcement, not the EU financial asset-freeze list. Check the responsible authority and decision for legal effect, appeals and scope. A publisher expiration date controls data availability and does not establish legal termination. Name removals and anonymization follow the current official snapshot. Linked decisions and third-party material have their own reuse conditions.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Schelhammer Capital Bank AGEuropean Securities and Markets Authority and reporting national authorities includes Schelhammer Capital Bank AG in ESMA Regulatory Enforcement Register. The recorded action date is 28 Oct 2022.Source recordESMA Regulatory Enforcement Register
- SIA ViainvestEuropean Securities and Markets Authority and reporting national authorities includes SIA Viainvest in ESMA Regulatory Enforcement Register. The recorded action date is 10 Oct 2022.Source recordESMA Regulatory Enforcement Register
- SPARINVEST S.A.European Securities and Markets Authority and reporting national authorities includes SPARINVEST S.A. in ESMA Regulatory Enforcement Register. The recorded action date is 15 Nov 2022.Source recordESMA Regulatory Enforcement Register
- Security Kapitalanlage AktiengesellschaftEuropean Securities and Markets Authority and reporting national authorities includes Security Kapitalanlage Aktiengesellschaft in ESMA Regulatory Enforcement Register. The recorded action date is 2 Dec 2022.Source recordESMA Regulatory Enforcement Register
- LLB Invest Kapitalanlagegesellschaft m.b.H.European Securities and Markets Authority and reporting national authorities includes LLB Invest Kapitalanlagegesellschaft m.b.H. in ESMA Regulatory Enforcement Register. The recorded action date is 20 Dec 2022.Source recordESMA Regulatory Enforcement Register
- FUCHS & ASSOCIES FINANCE S.A.European Securities and Markets Authority and reporting national authorities includes FUCHS & ASSOCIES FINANCE S.A. in ESMA Regulatory Enforcement Register. The recorded action date is 4 May 2022.Source recordESMA Regulatory Enforcement Register
- FUCHS & ASSOCIES FINANCE S.A.European Securities and Markets Authority and reporting national authorities includes FUCHS & ASSOCIES FINANCE S.A. in ESMA Regulatory Enforcement Register. The recorded action date is 4 May 2022.Source recordESMA Regulatory Enforcement Register
- A Kereskedelmi és Hitelbank Zártkörűen Működő RészvénytársaságEuropean Securities and Markets Authority and reporting national authorities includes A Kereskedelmi és Hitelbank Zártkörűen Működő Részvénytársaság in ESMA Regulatory Enforcement Register. The recorded action date is 21 Nov 2022.Source recordESMA Regulatory Enforcement Register
- ICFD LTDEuropean Securities and Markets Authority and reporting national authorities includes ICFD LTD in ESMA Regulatory Enforcement Register. The recorded action date is 23 Dec 2013.Source recordESMA Regulatory Enforcement Register
- MKB Bank NyrtEuropean Securities and Markets Authority and reporting national authorities includes MKB Bank Nyrt in ESMA Regulatory Enforcement Register. The recorded action date is 1 Dec 2022.Source recordESMA Regulatory Enforcement Register
- Ålandsbanken AbpEuropean Securities and Markets Authority and reporting national authorities includes Ålandsbanken Abp in ESMA Regulatory Enforcement Register. The recorded action date is 27 Feb 2023.Source recordESMA Regulatory Enforcement Register
- HYPO TIROL BANK AGEuropean Securities and Markets Authority and reporting national authorities includes HYPO TIROL BANK AG in ESMA Regulatory Enforcement Register. The recorded action date is 21 Feb 2023.Source recordESMA Regulatory Enforcement Register
- ABN AMRO Bank N.V. Frankfurt BranchEuropean Securities and Markets Authority and reporting national authorities includes ABN AMRO Bank N.V. Frankfurt Branch in ESMA Regulatory Enforcement Register. The recorded action date is 25 Jan 2023.Source recordESMA Regulatory Enforcement Register
- Macte Invest FM ABEuropean Securities and Markets Authority and reporting national authorities includes Macte Invest FM AB in ESMA Regulatory Enforcement Register. The recorded action date is 21 Dec 2021.Source recordESMA Regulatory Enforcement Register
- International Investment Platform, o.c.p., a.s.European Securities and Markets Authority and reporting national authorities includes International Investment Platform, o.c.p., a.s. in ESMA Regulatory Enforcement Register. The recorded action date is 21 Jul 2022.Source recordESMA Regulatory Enforcement Register
- LUXCELLENCE MANAGEMENT COMPANY S.A.European Securities and Markets Authority and reporting national authorities includes LUXCELLENCE MANAGEMENT COMPANY S.A. in ESMA Regulatory Enforcement Register. The recorded action date is 29 Nov 2022.Source recordESMA Regulatory Enforcement Register
- MEDIRECT BANK (MALTA) PLCEuropean Securities and Markets Authority and reporting national authorities includes MEDIRECT BANK (MALTA) PLC in ESMA Regulatory Enforcement Register. The recorded action date is 27 Apr 2023.Source recordESMA Regulatory Enforcement Register
- De Leeuwen & Partners B.V.European Securities and Markets Authority and reporting national authorities includes De Leeuwen & Partners B.V. in ESMA Regulatory Enforcement Register. The recorded action date is 26 Apr 2022.Source recordESMA Regulatory Enforcement Register
- Proton Capital Markets LimitedEuropean Securities and Markets Authority and reporting national authorities includes Proton Capital Markets Limited in ESMA Regulatory Enforcement Register. The recorded action date is 26 Apr 2022.Source recordESMA Regulatory Enforcement Register
- INVESCO REAL ESTATE MANAGEMENT S.A R.L.European Securities and Markets Authority and reporting national authorities includes INVESCO REAL ESTATE MANAGEMENT S.A R.L. in ESMA Regulatory Enforcement Register. The recorded action date is 31 Jan 2023.Source recordESMA Regulatory Enforcement Register
- BANCA AKROS SPAEuropean Securities and Markets Authority and reporting national authorities includes BANCA AKROS SPA in ESMA Regulatory Enforcement Register. The recorded action date is 27 Jan 2021.Source recordESMA Regulatory Enforcement Register
- BANCA ALETTI & C. SPAEuropean Securities and Markets Authority and reporting national authorities includes BANCA ALETTI & C. SPA in ESMA Regulatory Enforcement Register. The recorded action date is 27 Jan 2021.Source recordESMA Regulatory Enforcement Register
- BANCA POPOLARE DEL MEDITERRANEO SCPAEuropean Securities and Markets Authority and reporting national authorities includes BANCA POPOLARE DEL MEDITERRANEO SCPA in ESMA Regulatory Enforcement Register. The recorded action date is 5 Apr 2023.Source recordESMA Regulatory Enforcement Register
- BANCA SELLA HOLDING SPAEuropean Securities and Markets Authority and reporting national authorities includes BANCA SELLA HOLDING SPA in ESMA Regulatory Enforcement Register. The recorded action date is 14 Jun 2023.Source recordESMA Regulatory Enforcement Register
- UAB Synergy FinanceEuropean Securities and Markets Authority and reporting national authorities includes UAB Synergy Finance in ESMA Regulatory Enforcement Register. The recorded action date is 13 Jun 2023.Source recordESMA Regulatory Enforcement Register
- eBrókerház Befektetési Szolgáltató Zártkörűen Működő RészvénytársaságEuropean Securities and Markets Authority and reporting national authorities includes eBrókerház Befektetési Szolgáltató Zártkörűen Működő Részvénytársaság in ESMA Regulatory Enforcement Register. The recorded action date is 6 Jan 2022.Source recordESMA Regulatory Enforcement Register
- HOLD Alapforgalmazó Zártkörűen Működő RészvénytársaságEuropean Securities and Markets Authority and reporting national authorities includes HOLD Alapforgalmazó Zártkörűen Működő Részvénytársaság in ESMA Regulatory Enforcement Register. The recorded action date is 17 Mar 2022.Source recordESMA Regulatory Enforcement Register
- CIB Bank Zártkörűen Működő RészvénytársaságEuropean Securities and Markets Authority and reporting national authorities includes CIB Bank Zártkörűen Működő Részvénytársaság in ESMA Regulatory Enforcement Register. The recorded action date is 19 Dec 2022.Source recordESMA Regulatory Enforcement Register
- SPB Befektetési Zártkörűen Működő RészvénytársaságEuropean Securities and Markets Authority and reporting national authorities includes SPB Befektetési Zártkörűen Működő Részvénytársaság in ESMA Regulatory Enforcement Register. The recorded action date is 19 Dec 2022.Source recordESMA Regulatory Enforcement Register
- Interactive Brokers Central Europe Zártkörűen Működő RészvénytársaságEuropean Securities and Markets Authority and reporting national authorities includes Interactive Brokers Central Europe Zártkörűen Működő Részvénytársaság in ESMA Regulatory Enforcement Register. The recorded action date is 21 Dec 2022.Source recordESMA Regulatory Enforcement Register
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Questions about EU ESMA Sanctions
Who publishes EU ESMA Sanctions?
The catalog identifies European Securities and Markets Authority as the publisher in European Union. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select EU ESMA Sanctions for screening?
The current source snapshot marks EU ESMA Sanctions as available for screening. Select its source ID, eu-esma-sanctions, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current EU ESMA Sanctions records here?
Current public records from EU ESMA Sanctions can be browsed here. The current source contains 848 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export EU ESMA Sanctions records?
Access to EU ESMA Sanctions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
Continue exploring
Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.