EU ESMA Sanctions
Named regulatory sanctions and measures reported to ESMA by national competent authorities.
Source availability
Available for screening
848 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
- Latest successful check
- Our refresh schedule
- Every 6 hours
Data overview
ESMA Regulatory Enforcement Register is published by European Securities and Markets Authority and reporting national authorities.
The available version contains 848 source records before any name search.
The entity-type breakdown is 848 other or unspecified records.
- Source records
- 848
- Publicly browsable records
- 848
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- Other / unspecified
- 848
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The public register contains actions under financial-market legislation, including MiFID, UCITS, market abuse and EMIR. Each record represents an action, not a unique person. Unnamed publisher rows remain in the original snapshot and are excluded from the name index. The public feed does not provide a reliable person/company classification.
Distinguish the action from its current effect
This is regulatory enforcement, not the EU financial asset-freeze list. Check the responsible authority and decision for legal effect, appeals and scope. A publisher expiration date controls data availability and does not establish legal termination. Name removals and anonymization follow the current official snapshot. Linked decisions and third-party material have their own reuse conditions.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- CFD AdvancedEuropean Securities and Markets Authority and reporting national authorities includes CFD Advanced in ESMA Regulatory Enforcement Register. The recorded action date is 4 May 2021.Source recordESMA Regulatory Enforcement Register
- Cinda SecuritiesEuropean Securities and Markets Authority and reporting national authorities includes Cinda Securities in ESMA Regulatory Enforcement Register. The recorded action date is 4 May 2021.Source recordESMA Regulatory Enforcement Register
- Commerce WealthEuropean Securities and Markets Authority and reporting national authorities includes Commerce Wealth in ESMA Regulatory Enforcement Register. The recorded action date is 4 May 2021.Source recordESMA Regulatory Enforcement Register
- FinexroEuropean Securities and Markets Authority and reporting national authorities includes Finexro in ESMA Regulatory Enforcement Register. The recorded action date is 4 May 2021.Source recordESMA Regulatory Enforcement Register
- FinvestingEuropean Securities and Markets Authority and reporting national authorities includes Finvesting in ESMA Regulatory Enforcement Register. The recorded action date is 4 May 2021.Source recordESMA Regulatory Enforcement Register
- Galore ProEuropean Securities and Markets Authority and reporting national authorities includes Galore Pro in ESMA Regulatory Enforcement Register. The recorded action date is 4 May 2021.Source recordESMA Regulatory Enforcement Register
- AcceptradeEuropean Securities and Markets Authority and reporting national authorities includes Acceptrade in ESMA Regulatory Enforcement Register. The recorded action date is 4 May 2021.Source recordESMA Regulatory Enforcement Register
- WestmarkEuropean Securities and Markets Authority and reporting national authorities includes Westmark in ESMA Regulatory Enforcement Register. The recorded action date is 4 May 2021.Source recordESMA Regulatory Enforcement Register
- Triton Capital MarketsEuropean Securities and Markets Authority and reporting national authorities includes Triton Capital Markets in ESMA Regulatory Enforcement Register. The recorded action date is 4 May 2021.Source recordESMA Regulatory Enforcement Register
- TopdigitalcoinEuropean Securities and Markets Authority and reporting national authorities includes Topdigitalcoin in ESMA Regulatory Enforcement Register. The recorded action date is 4 May 2021.Source recordESMA Regulatory Enforcement Register
- Quantums TradeEuropean Securities and Markets Authority and reporting national authorities includes Quantums Trade in ESMA Regulatory Enforcement Register. The recorded action date is 4 May 2021.Source recordESMA Regulatory Enforcement Register
- PrimecapEuropean Securities and Markets Authority and reporting national authorities includes Primecap in ESMA Regulatory Enforcement Register. The recorded action date is 4 May 2021.Source recordESMA Regulatory Enforcement Register
- OmegaProEuropean Securities and Markets Authority and reporting national authorities includes OmegaPro in ESMA Regulatory Enforcement Register. The recorded action date is 4 May 2021.Source recordESMA Regulatory Enforcement Register
- NorthstateEuropean Securities and Markets Authority and reporting national authorities includes Northstate in ESMA Regulatory Enforcement Register. The recorded action date is 4 May 2021.Source recordESMA Regulatory Enforcement Register
- My Coin EliteEuropean Securities and Markets Authority and reporting national authorities includes My Coin Elite in ESMA Regulatory Enforcement Register. The recorded action date is 4 May 2021.Source recordESMA Regulatory Enforcement Register
- JustforexEuropean Securities and Markets Authority and reporting national authorities includes Justforex in ESMA Regulatory Enforcement Register. The recorded action date is 4 May 2021.Source recordESMA Regulatory Enforcement Register
- ICTradesEuropean Securities and Markets Authority and reporting national authorities includes ICTrades in ESMA Regulatory Enforcement Register. The recorded action date is 4 May 2021.Source recordESMA Regulatory Enforcement Register
- Horizon InvestEuropean Securities and Markets Authority and reporting national authorities includes Horizon Invest in ESMA Regulatory Enforcement Register. The recorded action date is 4 May 2021.Source recordESMA Regulatory Enforcement Register
- BANK OF VALLETTA PLCEuropean Securities and Markets Authority and reporting national authorities includes BANK OF VALLETTA PLC in ESMA Regulatory Enforcement Register. The recorded action date is 5 Jan 2012.Source recordESMA Regulatory Enforcement Register
- BANK OF VALLETTA PLCEuropean Securities and Markets Authority and reporting national authorities includes BANK OF VALLETTA PLC in ESMA Regulatory Enforcement Register. The recorded action date is 31 Jan 2012.Source recordESMA Regulatory Enforcement Register
- BANK OF VALLETTA PLCEuropean Securities and Markets Authority and reporting national authorities includes BANK OF VALLETTA PLC in ESMA Regulatory Enforcement Register. The recorded action date is 4 Jun 2012.Source recordESMA Regulatory Enforcement Register
- Zenith Financial LimitedEuropean Securities and Markets Authority and reporting national authorities includes Zenith Financial Limited in ESMA Regulatory Enforcement Register. The recorded action date is 5 Oct 2012.Source recordESMA Regulatory Enforcement Register
- Zenith Financial LimitedEuropean Securities and Markets Authority and reporting national authorities includes Zenith Financial Limited in ESMA Regulatory Enforcement Register. The recorded action date is 29 Nov 2012.Source recordESMA Regulatory Enforcement Register
- ALL INVEST COMPANY LIMITEDEuropean Securities and Markets Authority and reporting national authorities includes ALL INVEST COMPANY LIMITED in ESMA Regulatory Enforcement Register. The recorded action date is 6 Jun 2013.Source recordESMA Regulatory Enforcement Register
- ALL INVEST COMPANY LIMITEDEuropean Securities and Markets Authority and reporting national authorities includes ALL INVEST COMPANY LIMITED in ESMA Regulatory Enforcement Register. The recorded action date is 4 Sep 2013.Source recordESMA Regulatory Enforcement Register
- EMW CapitalEuropean Securities and Markets Authority and reporting national authorities includes EMW Capital in ESMA Regulatory Enforcement Register. The recorded action date is 20 Apr 2021.Source recordESMA Regulatory Enforcement Register
- DaltiumEuropean Securities and Markets Authority and reporting national authorities includes Daltium in ESMA Regulatory Enforcement Register. The recorded action date is 20 Apr 2021.Source recordESMA Regulatory Enforcement Register
- Bruckhaus QuistEuropean Securities and Markets Authority and reporting national authorities includes Bruckhaus Quist in ESMA Regulatory Enforcement Register. The recorded action date is 20 Apr 2021.Source recordESMA Regulatory Enforcement Register
- ML-Capital (www.ml-capital.fr)European Securities and Markets Authority and reporting national authorities includes ML-Capital (www.ml-capital.fr) in ESMA Regulatory Enforcement Register. The recorded action date is 29 Jun 2021.Source recordESMA Regulatory Enforcement Register
- La Franco-Suédoise d’investissement (www.franco-suedoise-investissement.fr)European Securities and Markets Authority and reporting national authorities includes La Franco-Suédoise d’investissement (www.franco-suedoise-investissement.fr) in ESMA Regulatory Enforcement Register. The recorded action date is 29 Jun 2021.Source recordESMA Regulatory Enforcement Register
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Questions about EU ESMA Sanctions
Who publishes EU ESMA Sanctions?
The catalog identifies European Securities and Markets Authority as the publisher in European Union. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select EU ESMA Sanctions for screening?
The current source snapshot marks EU ESMA Sanctions as available for screening. Select its source ID, eu-esma-sanctions, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current EU ESMA Sanctions records here?
Current public records from EU ESMA Sanctions can be browsed here. The current source contains 848 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export EU ESMA Sanctions records?
Access to EU ESMA Sanctions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
Continue exploring
Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.