Daltium

European Securities and Markets Authority and reporting national authorities includes Daltium in ESMA Regulatory Enforcement Register. The recorded action date is 20 Apr 2021.

Source evidence summary

What the published record establishes

Daltium is included in the publisher’s ESMA Regulatory Enforcement Register. The available source details below establish what is recorded; they do not by themselves establish an individual’s identity or the legal effect of a name match.

Action date: 20 Apr 2021
Recorded value2021-04-20

Programs recorded by the publisher

MiFID

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Daltium. European Securities and Markets Authority and reporting national authorities: ESMA Regulatory Enforcement Register. Official source: https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions SanctionsKit: https://www.sanctionskit.com/records/eu-esma-sanctions/daltium--id-MTAxNDQ Source version: eu-esma-sanctions:1.0.0:c3bd120f9e1fdc335b7479de18dbd089476ac8f28e6caf3c4f55aa9b4bb988d9. Retrieved: 2026-11-03T20:31:22.760Z. Last checked: 2026-11-03T20:31:22.760Z. This cites one source record. Check the official source for what the listing covers and when it applies.

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Source context and scope

Further source details

Record type: Regulatory enforcement action; not an EU financial asset-freeze designation
Reported nature: Administrative sanction and measure
Legal framework: MiFID
Record last modified: 2021-07-12
Reporting authority: Financial Services and Markets Authority (FSMA)
Authority country: BELGIUM
Legal effect: No current enforceability, appeal outcome or blanket business prohibition is inferred from register membership

Where the evidence came from

Publishing authority: European Securities and Markets Authority and reporting national authorities
Source list: ESMA Regulatory Enforcement Register
Record type: Not specified by this source

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When this source was checked

File retrieved: 3 Nov 2026, 20:31 UTC
Recorded value2026-11-03T20:31:22.760ZUTC: 3 Nov 2026, 20:31:22 UTC
Source last checked: 3 Nov 2026, 20:31 UTC
Recorded value2026-11-03T20:31:22.760ZUTC: 3 Nov 2026, 20:31:22 UTC

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Source version and record reference

Source version: eu-esma-sanctions:1.0.0:c3bd120f9e1fdc335b7479de18dbd089476ac8f28e6caf3c4f55aa9b4bb988d9
SanctionsKit record identifier: eu-esma-sanctions:10144

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