EU ESMA Sanctions
Named regulatory sanctions and measures reported to ESMA by national competent authorities.
Source availability
Available for screening
848 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
- Latest successful check
- Our refresh schedule
- Every 6 hours
Data overview
ESMA Regulatory Enforcement Register is published by European Securities and Markets Authority and reporting national authorities.
The available version contains 848 source records before any name search.
The entity-type breakdown is 848 other or unspecified records.
- Source records
- 848
- Publicly browsable records
- 848
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- Other / unspecified
- 848
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The public register contains actions under financial-market legislation, including MiFID, UCITS, market abuse and EMIR. Each record represents an action, not a unique person. Unnamed publisher rows remain in the original snapshot and are excluded from the name index. The public feed does not provide a reliable person/company classification.
Distinguish the action from its current effect
This is regulatory enforcement, not the EU financial asset-freeze list. Check the responsible authority and decision for legal effect, appeals and scope. A publisher expiration date controls data availability and does not establish legal termination. Name removals and anonymization follow the current official snapshot. Linked decisions and third-party material have their own reuse conditions.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Czech Asset Investments, a.s.European Securities and Markets Authority and reporting national authorities includes Czech Asset Investments, a.s. in ESMA Regulatory Enforcement Register. The recorded action date is 27 Jun 2019.Source recordESMA Regulatory Enforcement Register
- Raiffeisenbank a.s.European Securities and Markets Authority and reporting national authorities includes Raiffeisenbank a.s. in ESMA Regulatory Enforcement Register. The recorded action date is 26 Jul 2019.Source recordESMA Regulatory Enforcement Register
- BH Securities a.s.European Securities and Markets Authority and reporting national authorities includes BH Securities a.s. in ESMA Regulatory Enforcement Register. The recorded action date is 26 Jun 2019.Source recordESMA Regulatory Enforcement Register
- Komerční banka, a.s.European Securities and Markets Authority and reporting national authorities includes Komerční banka, a.s. in ESMA Regulatory Enforcement Register. The recorded action date is 11 Feb 2020.Source recordESMA Regulatory Enforcement Register
- Sberbank CZ, a.s.European Securities and Markets Authority and reporting national authorities includes Sberbank CZ, a.s. in ESMA Regulatory Enforcement Register. The recorded action date is 18 Feb 2020.Source recordESMA Regulatory Enforcement Register
- KK INVESTMENT PARTNERS, a.s.European Securities and Markets Authority and reporting national authorities includes KK INVESTMENT PARTNERS, a.s. in ESMA Regulatory Enforcement Register. The recorded action date is 7 Dec 2020.Source recordESMA Regulatory Enforcement Register
- J&T BANKA, a.s.European Securities and Markets Authority and reporting national authorities includes J&T BANKA, a.s. in ESMA Regulatory Enforcement Register. The recorded action date is 2 Sep 2021.Source recordESMA Regulatory Enforcement Register
- Moventum a.s.European Securities and Markets Authority and reporting national authorities includes Moventum a.s. in ESMA Regulatory Enforcement Register. The recorded action date is 9 Mar 2020.Source recordESMA Regulatory Enforcement Register
- Walser Raiffeisen Bank AktiengesellschaftEuropean Securities and Markets Authority and reporting national authorities includes Walser Raiffeisen Bank Aktiengesellschaft in ESMA Regulatory Enforcement Register. The recorded action date is 16 Nov 2021.Source recordESMA Regulatory Enforcement Register
- XTB S.A. succursale FrançaiseEuropean Securities and Markets Authority and reporting national authorities includes XTB S.A. succursale Française in ESMA Regulatory Enforcement Register. The recorded action date is 8 Nov 2021.Source recordESMA Regulatory Enforcement Register
- AMUNDI LUXEMBOURG S.A.European Securities and Markets Authority and reporting national authorities includes AMUNDI LUXEMBOURG S.A. in ESMA Regulatory Enforcement Register. The recorded action date is 29 Jul 2021.Source recordESMA Regulatory Enforcement Register
- GAM (LUXEMBOURG) S.A.European Securities and Markets Authority and reporting national authorities includes GAM (LUXEMBOURG) S.A. in ESMA Regulatory Enforcement Register. The recorded action date is 22 Sep 2021.Source recordESMA Regulatory Enforcement Register
- SHELTER INVESTMENT MANAGEMENTEuropean Securities and Markets Authority and reporting national authorities includes SHELTER INVESTMENT MANAGEMENT in ESMA Regulatory Enforcement Register. The recorded action date is 24 Sep 2021.Source recordESMA Regulatory Enforcement Register
- Grinta Invest LimitedEuropean Securities and Markets Authority and reporting national authorities includes Grinta Invest Limited in ESMA Regulatory Enforcement Register. The recorded action date is 17 Nov 2021.Source recordESMA Regulatory Enforcement Register
- KapitalEUEuropean Securities and Markets Authority and reporting national authorities includes KapitalEU in ESMA Regulatory Enforcement Register. The recorded action date is 9 Nov 2021.Source recordESMA Regulatory Enforcement Register
- BTC-chainEuropean Securities and Markets Authority and reporting national authorities includes BTC-chain in ESMA Regulatory Enforcement Register. The recorded action date is 9 Nov 2021.Source recordESMA Regulatory Enforcement Register
- Clever TradeEuropean Securities and Markets Authority and reporting national authorities includes Clever Trade in ESMA Regulatory Enforcement Register. The recorded action date is 9 Nov 2021.Source recordESMA Regulatory Enforcement Register
- Crypto Trading AssociationEuropean Securities and Markets Authority and reporting national authorities includes Crypto Trading Association in ESMA Regulatory Enforcement Register. The recorded action date is 9 Nov 2021.Source recordESMA Regulatory Enforcement Register
- FiniVieXEuropean Securities and Markets Authority and reporting national authorities includes FiniVieX in ESMA Regulatory Enforcement Register. The recorded action date is 9 Nov 2021.Source recordESMA Regulatory Enforcement Register
- FinomarketsEuropean Securities and Markets Authority and reporting national authorities includes Finomarkets in ESMA Regulatory Enforcement Register. The recorded action date is 9 Nov 2021.Source recordESMA Regulatory Enforcement Register
- Genesis11European Securities and Markets Authority and reporting national authorities includes Genesis11 in ESMA Regulatory Enforcement Register. The recorded action date is 9 Nov 2021.Source recordESMA Regulatory Enforcement Register
- BinarycentEuropean Securities and Markets Authority and reporting national authorities includes Binarycent in ESMA Regulatory Enforcement Register. The recorded action date is 9 Nov 2021.Source recordESMA Regulatory Enforcement Register
- WinbitxEuropean Securities and Markets Authority and reporting national authorities includes Winbitx in ESMA Regulatory Enforcement Register. The recorded action date is 9 Nov 2021.Source recordESMA Regulatory Enforcement Register
- Ventera GroupEuropean Securities and Markets Authority and reporting national authorities includes Ventera Group in ESMA Regulatory Enforcement Register. The recorded action date is 9 Nov 2021.Source recordESMA Regulatory Enforcement Register
- UptradeEuropean Securities and Markets Authority and reporting national authorities includes Uptrade in ESMA Regulatory Enforcement Register. The recorded action date is 9 Nov 2021.Source recordESMA Regulatory Enforcement Register
- Sunton CapitalEuropean Securities and Markets Authority and reporting national authorities includes Sunton Capital in ESMA Regulatory Enforcement Register. The recorded action date is 9 Nov 2021.Source recordESMA Regulatory Enforcement Register
- OrbitGTMEuropean Securities and Markets Authority and reporting national authorities includes OrbitGTM in ESMA Regulatory Enforcement Register. The recorded action date is 9 Nov 2021.Source recordESMA Regulatory Enforcement Register
- NitroCapitalsEuropean Securities and Markets Authority and reporting national authorities includes NitroCapitals in ESMA Regulatory Enforcement Register. The recorded action date is 9 Nov 2021.Source recordESMA Regulatory Enforcement Register
- LPLFinancesEuropean Securities and Markets Authority and reporting national authorities includes LPLFinances in ESMA Regulatory Enforcement Register. The recorded action date is 9 Nov 2021.Source recordESMA Regulatory Enforcement Register
- Gs4tradeEuropean Securities and Markets Authority and reporting national authorities includes Gs4trade in ESMA Regulatory Enforcement Register. The recorded action date is 9 Dec 2021.Source recordESMA Regulatory Enforcement Register
Screen customers against the EU ESMA Sanctions
Start free250 free live screenings • One lifetime allowance • API + dashboard • No credit card
Questions about EU ESMA Sanctions
Who publishes EU ESMA Sanctions?
The catalog identifies European Securities and Markets Authority as the publisher in European Union. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select EU ESMA Sanctions for screening?
The current source snapshot marks EU ESMA Sanctions as available for screening. Select its source ID, eu-esma-sanctions, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current EU ESMA Sanctions records here?
Current public records from EU ESMA Sanctions can be browsed here. The current source contains 848 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export EU ESMA Sanctions records?
Access to EU ESMA Sanctions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
Continue exploring
Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.