EU ESMA Sanctions
Named regulatory sanctions and measures reported to ESMA by national competent authorities.
Source availability
Available for screening
848 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
- Latest successful check
- Our refresh schedule
- Every 6 hours
Data overview
ESMA Regulatory Enforcement Register is published by European Securities and Markets Authority and reporting national authorities.
The available version contains 848 source records before any name search.
The entity-type breakdown is 848 other or unspecified records.
- Source records
- 848
- Publicly browsable records
- 848
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- Other / unspecified
- 848
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The public register contains actions under financial-market legislation, including MiFID, UCITS, market abuse and EMIR. Each record represents an action, not a unique person. Unnamed publisher rows remain in the original snapshot and are excluded from the name index. The public feed does not provide a reliable person/company classification.
Distinguish the action from its current effect
This is regulatory enforcement, not the EU financial asset-freeze list. Check the responsible authority and decision for legal effect, appeals and scope. A publisher expiration date controls data availability and does not establish legal termination. Name removals and anonymization follow the current official snapshot. Linked decisions and third-party material have their own reuse conditions.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Global Trading26European Securities and Markets Authority and reporting national authorities includes Global Trading26 in ESMA Regulatory Enforcement Register. The recorded action date is 9 Nov 2021.Source recordESMA Regulatory Enforcement Register
- Gs4tradeEuropean Securities and Markets Authority and reporting national authorities includes Gs4trade in ESMA Regulatory Enforcement Register. The recorded action date is 9 Nov 2021.Source recordESMA Regulatory Enforcement Register
- IQAM Invest GmbHEuropean Securities and Markets Authority and reporting national authorities includes IQAM Invest GmbH in ESMA Regulatory Enforcement Register. The recorded action date is 10 Dec 2021.Source recordESMA Regulatory Enforcement Register
- ACADIANEuropean Securities and Markets Authority and reporting national authorities includes ACADIAN in ESMA Regulatory Enforcement Register. The recorded action date is 30 Nov 2021.Source recordESMA Regulatory Enforcement Register
- JPMORGAN ASSET MANAGEMENT (EUROPE) S.À R.L.European Securities and Markets Authority and reporting national authorities includes JPMORGAN ASSET MANAGEMENT (EUROPE) S.À R.L. in ESMA Regulatory Enforcement Register. The recorded action date is 13 Jul 2021.Source recordESMA Regulatory Enforcement Register
- UNICREDIT SPAEuropean Securities and Markets Authority and reporting national authorities includes UNICREDIT SPA in ESMA Regulatory Enforcement Register. The recorded action date is 27 Dec 2021.Source recordESMA Regulatory Enforcement Register
- DGX SYSTEM LTDEuropean Securities and Markets Authority and reporting national authorities includes DGX SYSTEM LTD in ESMA Regulatory Enforcement Register. The recorded action date is 8 May 2020.Source recordESMA Regulatory Enforcement Register
- NRG CAPITAL LIMITEDEuropean Securities and Markets Authority and reporting national authorities includes NRG CAPITAL LIMITED in ESMA Regulatory Enforcement Register. The recorded action date is 9 Dec 2020.Source recordESMA Regulatory Enforcement Register
- MARKETSTHEWORLD LIMITEDEuropean Securities and Markets Authority and reporting national authorities includes MARKETSTHEWORLD LIMITED in ESMA Regulatory Enforcement Register. The recorded action date is 24 Jun 2021.Source recordESMA Regulatory Enforcement Register
- BANCA POPOLARE DEL CASSINATE SOCIETA' COOPERATIVA PER AZIONIEuropean Securities and Markets Authority and reporting national authorities includes BANCA POPOLARE DEL CASSINATE SOCIETA' COOPERATIVA PER AZIONI in ESMA Regulatory Enforcement Register. The recorded action date is 8 Jun 2021.Source recordESMA Regulatory Enforcement Register
- ADVANCE SIM SPAEuropean Securities and Markets Authority and reporting national authorities includes ADVANCE SIM SPA in ESMA Regulatory Enforcement Register. The recorded action date is 21 Apr 2021.Source recordESMA Regulatory Enforcement Register
- Sberbank Magyarország Zártkörűen Működő RészvénytársaságEuropean Securities and Markets Authority and reporting national authorities includes Sberbank Magyarország Zártkörűen Működő Részvénytársaság in ESMA Regulatory Enforcement Register. The recorded action date is 2 Mar 2022.Source recordESMA Regulatory Enforcement Register
- Idea Bank S.A.European Securities and Markets Authority and reporting national authorities includes Idea Bank S.A. in ESMA Regulatory Enforcement Register. The recorded action date is 30 Nov 2020.Source recordESMA Regulatory Enforcement Register
- HYPO TIROL BANK AGEuropean Securities and Markets Authority and reporting national authorities includes HYPO TIROL BANK AG in ESMA Regulatory Enforcement Register. The recorded action date is 10 Mar 2022.Source recordESMA Regulatory Enforcement Register
- PARTNER BANK AKTIENGESELLSCHAFTEuropean Securities and Markets Authority and reporting national authorities includes PARTNER BANK AKTIENGESELLSCHAFT in ESMA Regulatory Enforcement Register. The recorded action date is 10 Mar 2022.Source recordESMA Regulatory Enforcement Register
- BUDAPEST Hitel- és Fejlesztési Bank Zártkörűen Működő RészvénytársaságEuropean Securities and Markets Authority and reporting national authorities includes BUDAPEST Hitel- és Fejlesztési Bank Zártkörűen Működő Részvénytársaság in ESMA Regulatory Enforcement Register. The recorded action date is 20 Jan 2021.Source recordESMA Regulatory Enforcement Register
- BANCO BPM SPAEuropean Securities and Markets Authority and reporting national authorities includes BANCO BPM SPA in ESMA Regulatory Enforcement Register. The recorded action date is 24 Mar 2022.Source recordESMA Regulatory Enforcement Register
- Raiffeisen Kapitalanlage-Gesellschaft m.b.H.European Securities and Markets Authority and reporting national authorities includes Raiffeisen Kapitalanlage-Gesellschaft m.b.H. in ESMA Regulatory Enforcement Register. The recorded action date is 22 Feb 2022.Source recordESMA Regulatory Enforcement Register
- BUDAPEST Hitel- és Fejlesztési Bank Zártkörűen Működő RészvénytársaságEuropean Securities and Markets Authority and reporting national authorities includes BUDAPEST Hitel- és Fejlesztési Bank Zártkörűen Működő Részvénytársaság in ESMA Regulatory Enforcement Register. The recorded action date is 20 Jan 2021.Source recordESMA Regulatory Enforcement Register
- CIB Bank Zártkörűen Működő RészvénytársaságEuropean Securities and Markets Authority and reporting national authorities includes CIB Bank Zártkörűen Működő Részvénytársaság in ESMA Regulatory Enforcement Register. The recorded action date is 4 Feb 2021.Source recordESMA Regulatory Enforcement Register
- Hold Alapforgalmazó Zártkörűen Működő RészvénytársaságEuropean Securities and Markets Authority and reporting national authorities includes Hold Alapforgalmazó Zártkörűen Működő Részvénytársaság in ESMA Regulatory Enforcement Register. The recorded action date is 6 Apr 2021.Source recordESMA Regulatory Enforcement Register
- CODEX Értéktár Zártkörűen Működő RészvénytársaságEuropean Securities and Markets Authority and reporting national authorities includes CODEX Értéktár Zártkörűen Működő Részvénytársaság in ESMA Regulatory Enforcement Register. The recorded action date is 13 Aug 2021.Source recordESMA Regulatory Enforcement Register
- Erste Befektetési Zártkörűen Működő RészvénytársaságEuropean Securities and Markets Authority and reporting national authorities includes Erste Befektetési Zártkörűen Működő Részvénytársaság in ESMA Regulatory Enforcement Register. The recorded action date is 13 Aug 2021.Source recordESMA Regulatory Enforcement Register
- Kereskedelmi és Hitelbank Zártkörűen Működő RészvénytársaságEuropean Securities and Markets Authority and reporting national authorities includes Kereskedelmi és Hitelbank Zártkörűen Működő Részvénytársaság in ESMA Regulatory Enforcement Register. The recorded action date is 16 Aug 2021.Source recordESMA Regulatory Enforcement Register
- CIB Bank Zrt.European Securities and Markets Authority and reporting national authorities includes CIB Bank Zrt. in ESMA Regulatory Enforcement Register. The recorded action date is 16 Aug 2021.Source recordESMA Regulatory Enforcement Register
- EQUILOR Befektetési Zártkörűen Működő RészvénytársaságEuropean Securities and Markets Authority and reporting national authorities includes EQUILOR Befektetési Zártkörűen Működő Részvénytársaság in ESMA Regulatory Enforcement Register. The recorded action date is 16 Aug 2021.Source recordESMA Regulatory Enforcement Register
- MKB Bank NyrtEuropean Securities and Markets Authority and reporting national authorities includes MKB Bank Nyrt in ESMA Regulatory Enforcement Register. The recorded action date is 16 Aug 2021.Source recordESMA Regulatory Enforcement Register
- MTB Magyar Takarékszövetkezeti Bank Zártkörűen Működő RészvénytársaságEuropean Securities and Markets Authority and reporting national authorities includes MTB Magyar Takarékszövetkezeti Bank Zártkörűen Működő Részvénytársaság in ESMA Regulatory Enforcement Register. The recorded action date is 17 Aug 2021.Source recordESMA Regulatory Enforcement Register
- Concorde Értékpapír Zártkörűen Működő RészvénytársasáEuropean Securities and Markets Authority and reporting national authorities includes Concorde Értékpapír Zártkörűen Működő Részvénytársasá in ESMA Regulatory Enforcement Register. The recorded action date is 17 Aug 2021.Source recordESMA Regulatory Enforcement Register
- Random Capital Broker Zártkörűen Működő RészvénytársaságEuropean Securities and Markets Authority and reporting national authorities includes Random Capital Broker Zártkörűen Működő Részvénytársaság in ESMA Regulatory Enforcement Register. The recorded action date is 26 Oct 2021.Source recordESMA Regulatory Enforcement Register
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Questions about EU ESMA Sanctions
Who publishes EU ESMA Sanctions?
The catalog identifies European Securities and Markets Authority as the publisher in European Union. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select EU ESMA Sanctions for screening?
The current source snapshot marks EU ESMA Sanctions as available for screening. Select its source ID, eu-esma-sanctions, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current EU ESMA Sanctions records here?
Current public records from EU ESMA Sanctions can be browsed here. The current source contains 848 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export EU ESMA Sanctions records?
Access to EU ESMA Sanctions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
Continue exploring
Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.