EU ESMA Sanctions
Named regulatory sanctions and measures reported to ESMA by national competent authorities.
Source availability
Available for screening
848 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
- Latest successful check
- Our refresh schedule
- Every 6 hours
Data overview
ESMA Regulatory Enforcement Register is published by European Securities and Markets Authority and reporting national authorities.
The available version contains 848 source records before any name search.
The entity-type breakdown is 848 other or unspecified records.
- Source records
- 848
- Publicly browsable records
- 848
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- Other / unspecified
- 848
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The public register contains actions under financial-market legislation, including MiFID, UCITS, market abuse and EMIR. Each record represents an action, not a unique person. Unnamed publisher rows remain in the original snapshot and are excluded from the name index. The public feed does not provide a reliable person/company classification.
Distinguish the action from its current effect
This is regulatory enforcement, not the EU financial asset-freeze list. Check the responsible authority and decision for legal effect, appeals and scope. A publisher expiration date controls data availability and does not establish legal termination. Name removals and anonymization follow the current official snapshot. Linked decisions and third-party material have their own reuse conditions.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- GRÁNIT Bank Zártkörűen Működő RészvénytársaságEuropean Securities and Markets Authority and reporting national authorities includes GRÁNIT Bank Zártkörűen Működő Részvénytársaság in ESMA Regulatory Enforcement Register. The recorded action date is 21 Dec 2021.Source recordESMA Regulatory Enforcement Register
- UniCredit Bank Hungary Zrt.European Securities and Markets Authority and reporting national authorities includes UniCredit Bank Hungary Zrt. in ESMA Regulatory Enforcement Register. The recorded action date is 2 Feb 2022.Source recordESMA Regulatory Enforcement Register
- Diófa Alapkezelő Zártkörűen Működő RészvénytársaságEuropean Securities and Markets Authority and reporting national authorities includes Diófa Alapkezelő Zártkörűen Működő Részvénytársaság in ESMA Regulatory Enforcement Register. The recorded action date is 14 Feb 2022.Source recordESMA Regulatory Enforcement Register
- MTB Magyar Takarékszövetkezeti Bank Zártkörűen Működő RészvénytársaságEuropean Securities and Markets Authority and reporting national authorities includes MTB Magyar Takarékszövetkezeti Bank Zártkörűen Működő Részvénytársaság in ESMA Regulatory Enforcement Register. The recorded action date is 29 Apr 2022.Source recordESMA Regulatory Enforcement Register
- OTP Bank Nyrt.European Securities and Markets Authority and reporting national authorities includes OTP Bank Nyrt. in ESMA Regulatory Enforcement Register. The recorded action date is 12 May 2022.Source recordESMA Regulatory Enforcement Register
- Axa Bank Belgium NVEuropean Securities and Markets Authority and reporting national authorities includes Axa Bank Belgium NV in ESMA Regulatory Enforcement Register. The recorded action date is 31 May 2022.Source recordESMA Regulatory Enforcement Register
- LocalTapiola Asset Management LtdEuropean Securities and Markets Authority and reporting national authorities includes LocalTapiola Asset Management Ltd in ESMA Regulatory Enforcement Register. The recorded action date is 6 Jun 2022.Source recordESMA Regulatory Enforcement Register
- ORIGIN Towarzystwo Funduszy Inwestycyjnych S.A.European Securities and Markets Authority and reporting national authorities includes ORIGIN Towarzystwo Funduszy Inwestycyjnych S.A. in ESMA Regulatory Enforcement Register. The recorded action date is 26 Mar 2021.Source recordESMA Regulatory Enforcement Register
- Idea Bank S.A.European Securities and Markets Authority and reporting national authorities includes Idea Bank S.A. in ESMA Regulatory Enforcement Register. The recorded action date is 27 Apr 2021.Source recordESMA Regulatory Enforcement Register
- Copernicus Securities S.A.European Securities and Markets Authority and reporting national authorities includes Copernicus Securities S.A. in ESMA Regulatory Enforcement Register. The recorded action date is 13 May 2021.Source recordESMA Regulatory Enforcement Register
- LRI INVEST S.A.European Securities and Markets Authority and reporting national authorities includes LRI INVEST S.A. in ESMA Regulatory Enforcement Register. The recorded action date is 29 Apr 2022.Source recordESMA Regulatory Enforcement Register
- HARVEST FINANCIAL SERVICES LTDEuropean Securities and Markets Authority and reporting national authorities includes HARVEST FINANCIAL SERVICES LTD in ESMA Regulatory Enforcement Register. The recorded action date is 5 Sep 2013.Source recordESMA Regulatory Enforcement Register
- BANCA DEL PIEMONTE SPAEuropean Securities and Markets Authority and reporting national authorities includes BANCA DEL PIEMONTE SPA in ESMA Regulatory Enforcement Register. The recorded action date is 15 Jun 2022.Source recordESMA Regulatory Enforcement Register
- GENERALI INVESTMENTS LUXEMBOURG S.A.European Securities and Markets Authority and reporting national authorities includes GENERALI INVESTMENTS LUXEMBOURG S.A. in ESMA Regulatory Enforcement Register. The recorded action date is 11 Mar 2022.Source recordESMA Regulatory Enforcement Register
- S Pankki OyjEuropean Securities and Markets Authority and reporting national authorities includes S Pankki Oyj in ESMA Regulatory Enforcement Register. The recorded action date is 24 Aug 2022.Source recordESMA Regulatory Enforcement Register
- MHGG TECH SOLUTIONS LTDEuropean Securities and Markets Authority and reporting national authorities includes MHGG TECH SOLUTIONS LTD in ESMA Regulatory Enforcement Register. The recorded action date is 1 Jul 2016.Source recordESMA Regulatory Enforcement Register
- LM SWISS DIRECT LTDEuropean Securities and Markets Authority and reporting national authorities includes LM SWISS DIRECT LTD in ESMA Regulatory Enforcement Register. The recorded action date is 14 Jun 2018.Source recordESMA Regulatory Enforcement Register
- INTER GLOBALEuropean Securities and Markets Authority and reporting national authorities includes INTER GLOBAL in ESMA Regulatory Enforcement Register. The recorded action date is 28 Mar 2018.Source recordESMA Regulatory Enforcement Register
- COINSPACE LTDEuropean Securities and Markets Authority and reporting national authorities includes COINSPACE LTD in ESMA Regulatory Enforcement Register. The recorded action date is 4 Oct 2018.Source recordESMA Regulatory Enforcement Register
- RGV HOLDINGS LTDEuropean Securities and Markets Authority and reporting national authorities includes RGV HOLDINGS LTD in ESMA Regulatory Enforcement Register. The recorded action date is 12 Nov 2020.Source recordESMA Regulatory Enforcement Register
- Binckbank N.V.European Securities and Markets Authority and reporting national authorities includes Binckbank N.V. in ESMA Regulatory Enforcement Register. The recorded action date is 3 Jun 2022.Source recordESMA Regulatory Enforcement Register
- TWENTY FIRST CAPITALEuropean Securities and Markets Authority and reporting national authorities includes TWENTY FIRST CAPITAL in ESMA Regulatory Enforcement Register. The recorded action date is 20 Dec 2021.Source recordESMA Regulatory Enforcement Register
- Dovre ForvaltningEuropean Securities and Markets Authority and reporting national authorities includes Dovre Forvaltning in ESMA Regulatory Enforcement Register. The recorded action date is 12 Jul 2022.Source recordESMA Regulatory Enforcement Register
- ACAPITAL BB, AGENCIA DE VALORES, S.A.European Securities and Markets Authority and reporting national authorities includes ACAPITAL BB, AGENCIA DE VALORES, S.A. in ESMA Regulatory Enforcement Register. The recorded action date is 11 Oct 2022.Source recordESMA Regulatory Enforcement Register
- OCCIDENT GCO CAPITAL, AGENCIA DE VALORES, S.A.European Securities and Markets Authority and reporting national authorities includes OCCIDENT GCO CAPITAL, AGENCIA DE VALORES, S.A. in ESMA Regulatory Enforcement Register. The recorded action date is 11 Oct 2022.Source recordESMA Regulatory Enforcement Register
- LINK SECURITIES, SOCIEDAD DE VALORES, S.A.European Securities and Markets Authority and reporting national authorities includes LINK SECURITIES, SOCIEDAD DE VALORES, S.A. in ESMA Regulatory Enforcement Register. The recorded action date is 11 Oct 2022.Source recordESMA Regulatory Enforcement Register
- ESFERA CAPITAL GESTIÓN SGIIC, S.A. "EN LIQUIDACIÓN"European Securities and Markets Authority and reporting national authorities includes ESFERA CAPITAL GESTIÓN SGIIC, S.A. "EN LIQUIDACIÓN" in ESMA Regulatory Enforcement Register. The recorded action date is 11 Oct 2022.Source recordESMA Regulatory Enforcement Register
- ESFERA CAPITAL GESTIÓN SGIIC, S.A. "EN LIQUIDACIÓN"European Securities and Markets Authority and reporting national authorities includes ESFERA CAPITAL GESTIÓN SGIIC, S.A. "EN LIQUIDACIÓN" in ESMA Regulatory Enforcement Register. The recorded action date is 11 Oct 2022.Source recordESMA Regulatory Enforcement Register
- Celina Fondförvaltning ABEuropean Securities and Markets Authority and reporting national authorities includes Celina Fondförvaltning AB in ESMA Regulatory Enforcement Register. The recorded action date is 15 Nov 2022.Source recordESMA Regulatory Enforcement Register
- SIP Nordic Fondkommission ABEuropean Securities and Markets Authority and reporting national authorities includes SIP Nordic Fondkommission AB in ESMA Regulatory Enforcement Register. The recorded action date is 18 Nov 2022.Source recordESMA Regulatory Enforcement Register
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Questions about EU ESMA Sanctions
Who publishes EU ESMA Sanctions?
The catalog identifies European Securities and Markets Authority as the publisher in European Union. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select EU ESMA Sanctions for screening?
The current source snapshot marks EU ESMA Sanctions as available for screening. Select its source ID, eu-esma-sanctions, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current EU ESMA Sanctions records here?
Current public records from EU ESMA Sanctions can be browsed here. The current source contains 848 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export EU ESMA Sanctions records?
Access to EU ESMA Sanctions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
Continue exploring
Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.