EU ESMA Sanctions
Named regulatory sanctions and measures reported to ESMA by national competent authorities.
Source availability
Available for screening
848 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
- Latest successful check
- Our refresh schedule
- Every 6 hours
Data overview
ESMA Regulatory Enforcement Register is published by European Securities and Markets Authority and reporting national authorities.
The available version contains 848 source records before any name search.
The entity-type breakdown is 848 other or unspecified records.
- Source records
- 848
- Publicly browsable records
- 848
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- Other / unspecified
- 848
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The public register contains actions under financial-market legislation, including MiFID, UCITS, market abuse and EMIR. Each record represents an action, not a unique person. Unnamed publisher rows remain in the original snapshot and are excluded from the name index. The public feed does not provide a reliable person/company classification.
Distinguish the action from its current effect
This is regulatory enforcement, not the EU financial asset-freeze list. Check the responsible authority and decision for legal effect, appeals and scope. A publisher expiration date controls data availability and does not establish legal termination. Name removals and anonymization follow the current official snapshot. Linked decisions and third-party material have their own reuse conditions.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- MKB Bank Nyrt.European Securities and Markets Authority and reporting national authorities includes MKB Bank Nyrt. in ESMA Regulatory Enforcement Register. The recorded action date is 22 Dec 2022.Source recordESMA Regulatory Enforcement Register
- MTB Magyar Takarékszövetkezeti Bank Zártkörűen Működő RészvénytársaságEuropean Securities and Markets Authority and reporting national authorities includes MTB Magyar Takarékszövetkezeti Bank Zártkörűen Működő Részvénytársaság in ESMA Regulatory Enforcement Register. The recorded action date is 22 Dec 2022.Source recordESMA Regulatory Enforcement Register
- EQUILOR Befektetési Zártkörűen Működő RészvénytársaságEuropean Securities and Markets Authority and reporting national authorities includes EQUILOR Befektetési Zártkörűen Működő Részvénytársaság in ESMA Regulatory Enforcement Register. The recorded action date is 22 Nov 2023.Source recordESMA Regulatory Enforcement Register
- CODEX Értéktár Zártkörűen Működő RészvénytársaságEuropean Securities and Markets Authority and reporting national authorities includes CODEX Értéktár Zártkörűen Működő Részvénytársaság in ESMA Regulatory Enforcement Register. The recorded action date is 6 Apr 2023.Source recordESMA Regulatory Enforcement Register
- Interactive Brokers Central Europe Zártkörűen Működő RészvénytársaságEuropean Securities and Markets Authority and reporting national authorities includes Interactive Brokers Central Europe Zártkörűen Működő Részvénytársaság in ESMA Regulatory Enforcement Register. The recorded action date is 9 Jun 2023.Source recordESMA Regulatory Enforcement Register
- Select INVESTMENT GmbHEuropean Securities and Markets Authority and reporting national authorities includes Select INVESTMENT GmbH in ESMA Regulatory Enforcement Register. The recorded action date is 20 Dec 2022.Source recordESMA Regulatory Enforcement Register
- European American Investment Bank Aktiengesellschaft in AbwicklungEuropean Securities and Markets Authority and reporting national authorities includes European American Investment Bank Aktiengesellschaft in Abwicklung in ESMA Regulatory Enforcement Register. The recorded action date is 18 Jul 2023.Source recordESMA Regulatory Enforcement Register
- SINUS-FAIR Corporate Zártkörűen Működő RészvénytársaságEuropean Securities and Markets Authority and reporting national authorities includes SINUS-FAIR Corporate Zártkörűen Működő Részvénytársaság in ESMA Regulatory Enforcement Register. The recorded action date is 12 Jul 2023.Source recordESMA Regulatory Enforcement Register
- Ermitage Partners OyEuropean Securities and Markets Authority and reporting national authorities includes Ermitage Partners Oy in ESMA Regulatory Enforcement Register. The recorded action date is 7 Jun 2023.Source recordESMA Regulatory Enforcement Register
- LINK SECURITIES, SOCIEDAD DE VALORES, S.A.European Securities and Markets Authority and reporting national authorities includes LINK SECURITIES, SOCIEDAD DE VALORES, S.A. in ESMA Regulatory Enforcement Register. The recorded action date is 28 Jul 2023.Source recordESMA Regulatory Enforcement Register
- LINK SECURITIES, SOCIEDAD DE VALORES, S.A.European Securities and Markets Authority and reporting national authorities includes LINK SECURITIES, SOCIEDAD DE VALORES, S.A. in ESMA Regulatory Enforcement Register. The recorded action date is 28 Jul 2023.Source recordESMA Regulatory Enforcement Register
- LINK SECURITIES, SOCIEDAD DE VALORES, S.A.European Securities and Markets Authority and reporting national authorities includes LINK SECURITIES, SOCIEDAD DE VALORES, S.A. in ESMA Regulatory Enforcement Register. The recorded action date is 28 Jul 2023.Source recordESMA Regulatory Enforcement Register
- ACTIVOTRADE VALORES, SOCIEDAD DE VALORES, SOCIEDAD ANÓNIMAEuropean Securities and Markets Authority and reporting national authorities includes ACTIVOTRADE VALORES, SOCIEDAD DE VALORES, SOCIEDAD ANÓNIMA in ESMA Regulatory Enforcement Register. The recorded action date is 17 Jul 2023.Source recordESMA Regulatory Enforcement Register
- UniCredit Bank Austria AGEuropean Securities and Markets Authority and reporting national authorities includes UniCredit Bank Austria AG in ESMA Regulatory Enforcement Register. The recorded action date is 26 Sep 2023.Source recordESMA Regulatory Enforcement Register
- Marchfelder Bank eGEuropean Securities and Markets Authority and reporting national authorities includes Marchfelder Bank eG in ESMA Regulatory Enforcement Register. The recorded action date is 26 Sep 2023.Source recordESMA Regulatory Enforcement Register
- Marchfelder Bank eGEuropean Securities and Markets Authority and reporting national authorities includes Marchfelder Bank eG in ESMA Regulatory Enforcement Register. The recorded action date is 26 Sep 2023.Source recordESMA Regulatory Enforcement Register
- IQAM Invest GmbHEuropean Securities and Markets Authority and reporting national authorities includes IQAM Invest GmbH in ESMA Regulatory Enforcement Register. The recorded action date is 26 Sep 2023.Source recordESMA Regulatory Enforcement Register
- Crédit industriel et commercial - CICEuropean Securities and Markets Authority and reporting national authorities includes Crédit industriel et commercial - CIC in ESMA Regulatory Enforcement Register. The recorded action date is 19 Jun 2023.Source recordESMA Regulatory Enforcement Register
- Banque CIC Sud OuestEuropean Securities and Markets Authority and reporting national authorities includes Banque CIC Sud Ouest in ESMA Regulatory Enforcement Register. The recorded action date is 19 Jun 2023.Source recordESMA Regulatory Enforcement Register
- Raiffeisen Bank Zártkörűen Működő RészvénytársaságEuropean Securities and Markets Authority and reporting national authorities includes Raiffeisen Bank Zártkörűen Működő Részvénytársaság in ESMA Regulatory Enforcement Register. The recorded action date is 7 Nov 2023.Source recordESMA Regulatory Enforcement Register
- Erste Bank der oesterreichischen Sparkassen AGEuropean Securities and Markets Authority and reporting national authorities includes Erste Bank der oesterreichischen Sparkassen AG in ESMA Regulatory Enforcement Register. The recorded action date is 23 Nov 2023.Source recordESMA Regulatory Enforcement Register
- AMF CAPITAL LIMITEDEuropean Securities and Markets Authority and reporting national authorities includes AMF CAPITAL LIMITED in ESMA Regulatory Enforcement Register. The recorded action date is 13 Dec 2018.Source recordESMA Regulatory Enforcement Register
- Wiener Privatbank SEEuropean Securities and Markets Authority and reporting national authorities includes Wiener Privatbank SE in ESMA Regulatory Enforcement Register. The recorded action date is 5 Dec 2023.Source recordESMA Regulatory Enforcement Register
- Biggeorge's-NV Ingatlan Befektetési Alapkezelő Zártkörűen Működő Rt.European Securities and Markets Authority and reporting national authorities includes Biggeorge's-NV Ingatlan Befektetési Alapkezelő Zártkörűen Működő Rt. in ESMA Regulatory Enforcement Register. The recorded action date is 15 Apr 2014.Source recordESMA Regulatory Enforcement Register
- Erste Asset Management GmbHEuropean Securities and Markets Authority and reporting national authorities includes Erste Asset Management GmbH in ESMA Regulatory Enforcement Register. The recorded action date is 5 Dec 2023.Source recordESMA Regulatory Enforcement Register
- Easy Broker B.V.European Securities and Markets Authority and reporting national authorities includes Easy Broker B.V. in ESMA Regulatory Enforcement Register. The recorded action date is 9 Oct 2023.Source recordESMA Regulatory Enforcement Register
- KevaEuropean Securities and Markets Authority and reporting national authorities includes Keva in ESMA Regulatory Enforcement Register. The recorded action date is 24 Jan 2024.Source recordESMA Regulatory Enforcement Register
- GlobalReach Multi-strategy ICAVEuropean Securities and Markets Authority and reporting national authorities includes GlobalReach Multi-strategy ICAV in ESMA Regulatory Enforcement Register. The recorded action date is 28 Nov 2023.Source recordESMA Regulatory Enforcement Register
- Swiss Life Select Österreich GmbHEuropean Securities and Markets Authority and reporting national authorities includes Swiss Life Select Österreich GmbH in ESMA Regulatory Enforcement Register. The recorded action date is 5 May 2023.Source recordESMA Regulatory Enforcement Register
- Swiss Life Select Österreich GmbHEuropean Securities and Markets Authority and reporting national authorities includes Swiss Life Select Österreich GmbH in ESMA Regulatory Enforcement Register. The recorded action date is 5 May 2023.Source recordESMA Regulatory Enforcement Register
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Questions about EU ESMA Sanctions
Who publishes EU ESMA Sanctions?
The catalog identifies European Securities and Markets Authority as the publisher in European Union. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select EU ESMA Sanctions for screening?
The current source snapshot marks EU ESMA Sanctions as available for screening. Select its source ID, eu-esma-sanctions, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current EU ESMA Sanctions records here?
Current public records from EU ESMA Sanctions can be browsed here. The current source contains 848 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export EU ESMA Sanctions records?
Access to EU ESMA Sanctions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
Continue exploring
Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.