EU ESMA Sanctions
Named regulatory sanctions and measures reported to ESMA by national competent authorities.
Source availability
Available for screening
848 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
- Latest successful check
- Our refresh schedule
- Every 6 hours
Data overview
ESMA Regulatory Enforcement Register is published by European Securities and Markets Authority and reporting national authorities.
The available version contains 848 source records before any name search.
The entity-type breakdown is 848 other or unspecified records.
- Source records
- 848
- Publicly browsable records
- 848
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- Other / unspecified
- 848
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The public register contains actions under financial-market legislation, including MiFID, UCITS, market abuse and EMIR. Each record represents an action, not a unique person. Unnamed publisher rows remain in the original snapshot and are excluded from the name index. The public feed does not provide a reliable person/company classification.
Distinguish the action from its current effect
This is regulatory enforcement, not the EU financial asset-freeze list. Check the responsible authority and decision for legal effect, appeals and scope. A publisher expiration date controls data availability and does not establish legal termination. Name removals and anonymization follow the current official snapshot. Linked decisions and third-party material have their own reuse conditions.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Mercurius Dom Maklerski Sp. z o.o.European Securities and Markets Authority and reporting national authorities includes Mercurius Dom Maklerski Sp. z o.o. in ESMA Regulatory Enforcement Register. The recorded action date is 18 Dec 2018.Source recordESMA Regulatory Enforcement Register
- Polski Dom Maklerski S.A.European Securities and Markets Authority and reporting national authorities includes Polski Dom Maklerski S.A. in ESMA Regulatory Enforcement Register. The recorded action date is 8 Nov 2018.Source recordESMA Regulatory Enforcement Register
- X-Trade Brokers S.A.European Securities and Markets Authority and reporting national authorities includes X-Trade Brokers S.A. in ESMA Regulatory Enforcement Register. The recorded action date is 18 Sep 2018.Source recordESMA Regulatory Enforcement Register
- Mercurius Dom Maklerski Sp. z o.o.European Securities and Markets Authority and reporting national authorities includes Mercurius Dom Maklerski Sp. z o.o. in ESMA Regulatory Enforcement Register. The recorded action date is 21 Aug 2018.Source recordESMA Regulatory Enforcement Register
- Polski Dom Maklerski S.A.European Securities and Markets Authority and reporting national authorities includes Polski Dom Maklerski S.A. in ESMA Regulatory Enforcement Register. The recorded action date is 31 Jul 2018.Source recordESMA Regulatory Enforcement Register
- Time Asset Management S.A.European Securities and Markets Authority and reporting national authorities includes Time Asset Management S.A. in ESMA Regulatory Enforcement Register. The recorded action date is 18 May 2018.Source recordESMA Regulatory Enforcement Register
- HFT Brokers Dom Maklerski S.A.European Securities and Markets Authority and reporting national authorities includes HFT Brokers Dom Maklerski S.A. in ESMA Regulatory Enforcement Register. The recorded action date is 25 Apr 2017.Source recordESMA Regulatory Enforcement Register
- Kuvera Global LLCEuropean Securities and Markets Authority and reporting national authorities includes Kuvera Global LLC in ESMA Regulatory Enforcement Register. The recorded action date is 30 Sep 2019.Source recordESMA Regulatory Enforcement Register
- Mercurius Dom Maklerski Sp. z o.o.European Securities and Markets Authority and reporting national authorities includes Mercurius Dom Maklerski Sp. z o.o. in ESMA Regulatory Enforcement Register. The recorded action date is 9 Jul 2019.Source recordESMA Regulatory Enforcement Register
- Capital PilotsEuropean Securities and Markets Authority and reporting national authorities includes Capital Pilots in ESMA Regulatory Enforcement Register. The recorded action date is 22 Oct 2019.Source recordESMA Regulatory Enforcement Register
- MarketcapitalEuropean Securities and Markets Authority and reporting national authorities includes Marketcapital in ESMA Regulatory Enforcement Register. The recorded action date is 22 Oct 2019.Source recordESMA Regulatory Enforcement Register
- Stock globalEuropean Securities and Markets Authority and reporting national authorities includes Stock global in ESMA Regulatory Enforcement Register. The recorded action date is 22 Oct 2019.Source recordESMA Regulatory Enforcement Register
- Trendinggraphs (Premium Systems)European Securities and Markets Authority and reporting national authorities includes Trendinggraphs (Premium Systems) in ESMA Regulatory Enforcement Register. The recorded action date is 22 Oct 2019.Source recordESMA Regulatory Enforcement Register
- A. SARRIS INVESTMENT SERVICES S.A.European Securities and Markets Authority and reporting national authorities includes A. SARRIS INVESTMENT SERVICES S.A. in ESMA Regulatory Enforcement Register. The recorded action date is 16 Jan 2014.Source recordESMA Regulatory Enforcement Register
- Raiffeisen Bank Zártkörűen Működő RészvénytársaságEuropean Securities and Markets Authority and reporting national authorities includes Raiffeisen Bank Zártkörűen Működő Részvénytársaság in ESMA Regulatory Enforcement Register. The recorded action date is 26 Apr 2013.Source recordESMA Regulatory Enforcement Register
- www.first-matching.comEuropean Securities and Markets Authority and reporting national authorities includes www.first-matching.com in ESMA Regulatory Enforcement Register. The recorded action date is 5 Nov 2019.Source recordESMA Regulatory Enforcement Register
- www.helvea-ltd.comEuropean Securities and Markets Authority and reporting national authorities includes www.helvea-ltd.com in ESMA Regulatory Enforcement Register. The recorded action date is 12 Nov 2019.Source recordESMA Regulatory Enforcement Register
- Blue Hill Capitals (pas de site web, « cloned firm » de www.bluehillscapital.com/)European Securities and Markets Authority and reporting national authorities includes Blue Hill Capitals (pas de site web, « cloned firm » de www.bluehillscapital.com/) in ESMA Regulatory Enforcement Register. The recorded action date is 12 Nov 2019.Source recordESMA Regulatory Enforcement Register
- Lextin Capital / Green Wire Capital (http://lextincapital.com/ - semble à présent inactif - et www.greenwirecapital.com)European Securities and Markets Authority and reporting national authorities includes Lextin Capital / Green Wire Capital (http://lextincapital.com/ - semble à présent inactif - et www.greenwirecapital.com) in ESMA Regulatory Enforcement Register. The recorded action date is 12 Nov 2019.Source recordESMA Regulatory Enforcement Register
- Unique Global Investment (https://ugi.direct/ - semble à présent inactif )European Securities and Markets Authority and reporting national authorities includes Unique Global Investment (https://ugi.direct/ - semble à présent inactif ) in ESMA Regulatory Enforcement Register. The recorded action date is 12 Nov 2019.Source recordESMA Regulatory Enforcement Register
- Oita Sumitomo Corporate (www.oscinternational.com/)European Securities and Markets Authority and reporting national authorities includes Oita Sumitomo Corporate (www.oscinternational.com/) in ESMA Regulatory Enforcement Register. The recorded action date is 12 Nov 2019.Source recordESMA Regulatory Enforcement Register
- SBAV Group (www.sbavgroup.com/)European Securities and Markets Authority and reporting national authorities includes SBAV Group (www.sbavgroup.com/) in ESMA Regulatory Enforcement Register. The recorded action date is 12 Nov 2019.Source recordESMA Regulatory Enforcement Register
- Structured Strategic Capital (www.structuredstrategiccapital.com/)European Securities and Markets Authority and reporting national authorities includes Structured Strategic Capital (www.structuredstrategiccapital.com/) in ESMA Regulatory Enforcement Register. The recorded action date is 12 Nov 2019.Source recordESMA Regulatory Enforcement Register
- Morgan Cowen Capital Markets (www.morgan-cowen.com/)European Securities and Markets Authority and reporting national authorities includes Morgan Cowen Capital Markets (www.morgan-cowen.com/) in ESMA Regulatory Enforcement Register. The recorded action date is 12 Nov 2019.Source recordESMA Regulatory Enforcement Register
- Raiffeisen Bank Zártkörűen Működő RészvénytársaságEuropean Securities and Markets Authority and reporting national authorities includes Raiffeisen Bank Zártkörűen Működő Részvénytársaság in ESMA Regulatory Enforcement Register. The recorded action date is 26 Mar 2012.Source recordESMA Regulatory Enforcement Register
- BANCA NAZIONALE DEL LAVORO S.P.A.European Securities and Markets Authority and reporting national authorities includes BANCA NAZIONALE DEL LAVORO S.P.A. in ESMA Regulatory Enforcement Register. The recorded action date is 9 Dec 2019.Source recordESMA Regulatory Enforcement Register
- KDB Bank Európa Zártkörűen Működő RészvénytársaságEuropean Securities and Markets Authority and reporting national authorities includes KDB Bank Európa Zártkörűen Működő Részvénytársaság in ESMA Regulatory Enforcement Register. The recorded action date is 19 Jul 2013.Source recordESMA Regulatory Enforcement Register
- Budapest Alapkezelő Zártkörűen Működő Rt.European Securities and Markets Authority and reporting national authorities includes Budapest Alapkezelő Zártkörűen Működő Rt. in ESMA Regulatory Enforcement Register. The recorded action date is 25 Sep 2013.Source recordESMA Regulatory Enforcement Register
- BeflixEuropean Securities and Markets Authority and reporting national authorities includes Beflix in ESMA Regulatory Enforcement Register. The recorded action date is 17 Dec 2019.Source recordESMA Regulatory Enforcement Register
- Blue LexusEuropean Securities and Markets Authority and reporting national authorities includes Blue Lexus in ESMA Regulatory Enforcement Register. The recorded action date is 17 Dec 2019.Source recordESMA Regulatory Enforcement Register
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Questions about EU ESMA Sanctions
Who publishes EU ESMA Sanctions?
The catalog identifies European Securities and Markets Authority as the publisher in European Union. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select EU ESMA Sanctions for screening?
The current source snapshot marks EU ESMA Sanctions as available for screening. Select its source ID, eu-esma-sanctions, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current EU ESMA Sanctions records here?
Current public records from EU ESMA Sanctions can be browsed here. The current source contains 848 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export EU ESMA Sanctions records?
Access to EU ESMA Sanctions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
Continue exploring
Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.