EU ESMA Sanctions
Named regulatory sanctions and measures reported to ESMA by national competent authorities.
Source availability
Available for screening
848 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
- Latest successful check
- Our refresh schedule
- Every 6 hours
Data overview
ESMA Regulatory Enforcement Register is published by European Securities and Markets Authority and reporting national authorities.
The available version contains 848 source records before any name search.
The entity-type breakdown is 848 other or unspecified records.
- Source records
- 848
- Publicly browsable records
- 848
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- Other / unspecified
- 848
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The public register contains actions under financial-market legislation, including MiFID, UCITS, market abuse and EMIR. Each record represents an action, not a unique person. Unnamed publisher rows remain in the original snapshot and are excluded from the name index. The public feed does not provide a reliable person/company classification.
Distinguish the action from its current effect
This is regulatory enforcement, not the EU financial asset-freeze list. Check the responsible authority and decision for legal effect, appeals and scope. A publisher expiration date controls data availability and does not establish legal termination. Name removals and anonymization follow the current official snapshot. Linked decisions and third-party material have their own reuse conditions.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- CFReserveEuropean Securities and Markets Authority and reporting national authorities includes CFReserve in ESMA Regulatory Enforcement Register. The recorded action date is 17 Dec 2019.Source recordESMA Regulatory Enforcement Register
- BUDAPEST Hitel- és Fejlesztési Bank Zártkörűen Működő RészvénytársaságEuropean Securities and Markets Authority and reporting national authorities includes BUDAPEST Hitel- és Fejlesztési Bank Zártkörűen Működő Részvénytársaság in ESMA Regulatory Enforcement Register. The recorded action date is 22 Oct 2013.Source recordESMA Regulatory Enforcement Register
- OmegaFXEuropean Securities and Markets Authority and reporting national authorities includes OmegaFX in ESMA Regulatory Enforcement Register. The recorded action date is 17 Dec 2019.Source recordESMA Regulatory Enforcement Register
- OptionFXEuropean Securities and Markets Authority and reporting national authorities includes OptionFX in ESMA Regulatory Enforcement Register. The recorded action date is 17 Dec 2019.Source recordESMA Regulatory Enforcement Register
- Trade IdeaEuropean Securities and Markets Authority and reporting national authorities includes Trade Idea in ESMA Regulatory Enforcement Register. The recorded action date is 17 Dec 2019.Source recordESMA Regulatory Enforcement Register
- www.dif-patrimoine.comEuropean Securities and Markets Authority and reporting national authorities includes www.dif-patrimoine.com in ESMA Regulatory Enforcement Register. The recorded action date is 10 Dec 2019.Source recordESMA Regulatory Enforcement Register
- www.act-financial-solutions.comEuropean Securities and Markets Authority and reporting national authorities includes www.act-financial-solutions.com in ESMA Regulatory Enforcement Register. The recorded action date is 10 Dec 2019.Source recordESMA Regulatory Enforcement Register
- CIB Bank Zrt.European Securities and Markets Authority and reporting national authorities includes CIB Bank Zrt. in ESMA Regulatory Enforcement Register. The recorded action date is 15 Jun 2012.Source recordESMA Regulatory Enforcement Register
- UniCredit Bank Hungary Zrt.European Securities and Markets Authority and reporting national authorities includes UniCredit Bank Hungary Zrt. in ESMA Regulatory Enforcement Register. The recorded action date is 15 May 2013.Source recordESMA Regulatory Enforcement Register
- Random Capital Broker Zártkörűen Működő Rt.European Securities and Markets Authority and reporting national authorities includes Random Capital Broker Zártkörűen Működő Rt. in ESMA Regulatory Enforcement Register. The recorded action date is 27 May 2013.Source recordESMA Regulatory Enforcement Register
- Arca Brokerage House o.c.p., a.s.European Securities and Markets Authority and reporting national authorities includes Arca Brokerage House o.c.p., a.s. in ESMA Regulatory Enforcement Register. The recorded action date is 13 Dec 2019.Source recordESMA Regulatory Enforcement Register
- Expert Base27European Securities and Markets Authority and reporting national authorities includes Expert Base27 in ESMA Regulatory Enforcement Register. The recorded action date is 3 Feb 2020.Source recordESMA Regulatory Enforcement Register
- INTRGROUPEuropean Securities and Markets Authority and reporting national authorities includes INTRGROUP in ESMA Regulatory Enforcement Register. The recorded action date is 3 Feb 2020.Source recordESMA Regulatory Enforcement Register
- My Safe MarketEuropean Securities and Markets Authority and reporting national authorities includes My Safe Market in ESMA Regulatory Enforcement Register. The recorded action date is 3 Feb 2020.Source recordESMA Regulatory Enforcement Register
- AllTradeMarketsEuropean Securities and Markets Authority and reporting national authorities includes AllTradeMarkets in ESMA Regulatory Enforcement Register. The recorded action date is 3 Feb 2020.Source recordESMA Regulatory Enforcement Register
- BormancorpEuropean Securities and Markets Authority and reporting national authorities includes Bormancorp in ESMA Regulatory Enforcement Register. The recorded action date is 3 Feb 2020.Source recordESMA Regulatory Enforcement Register
- Duxa CapitalEuropean Securities and Markets Authority and reporting national authorities includes Duxa Capital in ESMA Regulatory Enforcement Register. The recorded action date is 3 Feb 2020.Source recordESMA Regulatory Enforcement Register
- Totalbanken A/SEuropean Securities and Markets Authority and reporting national authorities includes Totalbanken A/S in ESMA Regulatory Enforcement Register. The recorded action date is 26 Jun 2013.Source recordESMA Regulatory Enforcement Register
- Jyske Bank A/SEuropean Securities and Markets Authority and reporting national authorities includes Jyske Bank A/S in ESMA Regulatory Enforcement Register. The recorded action date is 7 Jun 2012.Source recordESMA Regulatory Enforcement Register
- Danske Andelskassers Bank A/SEuropean Securities and Markets Authority and reporting national authorities includes Danske Andelskassers Bank A/S in ESMA Regulatory Enforcement Register. The recorded action date is 23 Oct 2013.Source recordESMA Regulatory Enforcement Register
- Danske Bank A/SEuropean Securities and Markets Authority and reporting national authorities includes Danske Bank A/S in ESMA Regulatory Enforcement Register. The recorded action date is 18 Feb 2014.Source recordESMA Regulatory Enforcement Register
- Fondsmæglerselskabet StockRate Asset Management A/SEuropean Securities and Markets Authority and reporting national authorities includes Fondsmæglerselskabet StockRate Asset Management A/S in ESMA Regulatory Enforcement Register. The recorded action date is 2 Jan 2013.Source recordESMA Regulatory Enforcement Register
- Demetra Fondsmæglerselskab A/SEuropean Securities and Markets Authority and reporting national authorities includes Demetra Fondsmæglerselskab A/S in ESMA Regulatory Enforcement Register. The recorded action date is 25 Jun 2012.Source recordESMA Regulatory Enforcement Register
- Random Capital Broker Zártkörűen Működő Rt.European Securities and Markets Authority and reporting national authorities includes Random Capital Broker Zártkörűen Működő Rt. in ESMA Regulatory Enforcement Register. The recorded action date is 27 May 2013.Source recordESMA Regulatory Enforcement Register
- Dom Maklerski Bank Ochrony Środowiska S.A.European Securities and Markets Authority and reporting national authorities includes Dom Maklerski Bank Ochrony Środowiska S.A. in ESMA Regulatory Enforcement Register. The recorded action date is 19 Nov 2019.Source recordESMA Regulatory Enforcement Register
- JRS Asset Management ABEuropean Securities and Markets Authority and reporting national authorities includes JRS Asset Management AB in ESMA Regulatory Enforcement Register. The recorded action date is 15 Oct 2013.Source recordESMA Regulatory Enforcement Register
- Mangold Fondkommission ABEuropean Securities and Markets Authority and reporting national authorities includes Mangold Fondkommission AB in ESMA Regulatory Enforcement Register. The recorded action date is 12 Nov 2013.Source recordESMA Regulatory Enforcement Register
- Ericsson & Partners Förmögenhetsförvaltning ABEuropean Securities and Markets Authority and reporting national authorities includes Ericsson & Partners Förmögenhetsförvaltning AB in ESMA Regulatory Enforcement Register. The recorded action date is 15 Apr 2013.Source recordESMA Regulatory Enforcement Register
- Uždaroji akcinė bendrovė Nter Asset ManagementEuropean Securities and Markets Authority and reporting national authorities includes Uždaroji akcinė bendrovė Nter Asset Management in ESMA Regulatory Enforcement Register. The recorded action date is 24 Feb 2020.Source recordESMA Regulatory Enforcement Register
- www.cesco-invest.comEuropean Securities and Markets Authority and reporting national authorities includes www.cesco-invest.com in ESMA Regulatory Enforcement Register. The recorded action date is 11 Feb 2020.Source recordESMA Regulatory Enforcement Register
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Questions about EU ESMA Sanctions
Who publishes EU ESMA Sanctions?
The catalog identifies European Securities and Markets Authority as the publisher in European Union. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select EU ESMA Sanctions for screening?
The current source snapshot marks EU ESMA Sanctions as available for screening. Select its source ID, eu-esma-sanctions, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current EU ESMA Sanctions records here?
Current public records from EU ESMA Sanctions can be browsed here. The current source contains 848 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export EU ESMA Sanctions records?
Access to EU ESMA Sanctions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
Continue exploring
Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.