EU ESMA Sanctions
Named regulatory sanctions and measures reported to ESMA by national competent authorities.
Source availability
Available for screening
848 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
- Latest successful check
- Our refresh schedule
- Every 6 hours
Data overview
ESMA Regulatory Enforcement Register is published by European Securities and Markets Authority and reporting national authorities.
The available version contains 848 source records before any name search.
The entity-type breakdown is 848 other or unspecified records.
- Source records
- 848
- Publicly browsable records
- 848
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- Other / unspecified
- 848
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The public register contains actions under financial-market legislation, including MiFID, UCITS, market abuse and EMIR. Each record represents an action, not a unique person. Unnamed publisher rows remain in the original snapshot and are excluded from the name index. The public feed does not provide a reliable person/company classification.
Distinguish the action from its current effect
This is regulatory enforcement, not the EU financial asset-freeze list. Check the responsible authority and decision for legal effect, appeals and scope. A publisher expiration date controls data availability and does not establish legal termination. Name removals and anonymization follow the current official snapshot. Linked decisions and third-party material have their own reuse conditions.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Global Alliance CapitalEuropean Securities and Markets Authority and reporting national authorities includes Global Alliance Capital in ESMA Regulatory Enforcement Register. The recorded action date is 28 May 2019.Source recordESMA Regulatory Enforcement Register
- Proud-Market.comEuropean Securities and Markets Authority and reporting national authorities includes Proud-Market.com in ESMA Regulatory Enforcement Register. The recorded action date is 28 May 2019.Source recordESMA Regulatory Enforcement Register
- Elibank-VernonEuropean Securities and Markets Authority and reporting national authorities includes Elibank-Vernon in ESMA Regulatory Enforcement Register. The recorded action date is 28 May 2019.Source recordESMA Regulatory Enforcement Register
- Sheridan Wells AdvisorsEuropean Securities and Markets Authority and reporting national authorities includes Sheridan Wells Advisors in ESMA Regulatory Enforcement Register. The recorded action date is 28 May 2019.Source recordESMA Regulatory Enforcement Register
- JonarnsteinEuropean Securities and Markets Authority and reporting national authorities includes Jonarnstein in ESMA Regulatory Enforcement Register. The recorded action date is 28 May 2019.Source recordESMA Regulatory Enforcement Register
- Echler Solomon FengEuropean Securities and Markets Authority and reporting national authorities includes Echler Solomon Feng in ESMA Regulatory Enforcement Register. The recorded action date is 28 May 2019.Source recordESMA Regulatory Enforcement Register
- Molineaux InvestmentEuropean Securities and Markets Authority and reporting national authorities includes Molineaux Investment in ESMA Regulatory Enforcement Register. The recorded action date is 4 Jun 2019.Source recordESMA Regulatory Enforcement Register
- Go Capital FX (Go Capital 123 - Lancelot Equity Ltd.)European Securities and Markets Authority and reporting national authorities includes Go Capital FX (Go Capital 123 - Lancelot Equity Ltd.) in ESMA Regulatory Enforcement Register. The recorded action date is 9 Jul 2019.Source recordESMA Regulatory Enforcement Register
- VipwayzoneEuropean Securities and Markets Authority and reporting national authorities includes Vipwayzone in ESMA Regulatory Enforcement Register. The recorded action date is 9 Jul 2019.Source recordESMA Regulatory Enforcement Register
- www.aeglobalinvest.comEuropean Securities and Markets Authority and reporting national authorities includes www.aeglobalinvest.com in ESMA Regulatory Enforcement Register. The recorded action date is 9 Jul 2019.Source recordESMA Regulatory Enforcement Register
- www.deutschecapitalpartners.comEuropean Securities and Markets Authority and reporting national authorities includes www.deutschecapitalpartners.com in ESMA Regulatory Enforcement Register. The recorded action date is 9 Jul 2019.Source recordESMA Regulatory Enforcement Register
- www.fortis-prime.comEuropean Securities and Markets Authority and reporting national authorities includes www.fortis-prime.com in ESMA Regulatory Enforcement Register. The recorded action date is 9 Jul 2019.Source recordESMA Regulatory Enforcement Register
- www.rt-europe.beEuropean Securities and Markets Authority and reporting national authorities includes www.rt-europe.be in ESMA Regulatory Enforcement Register. The recorded action date is 9 Jul 2019.Source recordESMA Regulatory Enforcement Register
- MKB Bank Nyrt.European Securities and Markets Authority and reporting national authorities includes MKB Bank Nyrt. in ESMA Regulatory Enforcement Register. The recorded action date is 17 Sep 2012.Source recordESMA Regulatory Enforcement Register
- OTP Alapkezelő Zártkörűen Működő RészvénytársaságEuropean Securities and Markets Authority and reporting national authorities includes OTP Alapkezelő Zártkörűen Működő Részvénytársaság in ESMA Regulatory Enforcement Register. The recorded action date is 20 Sep 2013.Source recordESMA Regulatory Enforcement Register
- Susquehanna International Securities LimitedEuropean Securities and Markets Authority and reporting national authorities includes Susquehanna International Securities Limited in ESMA Regulatory Enforcement Register. The recorded action date is 25 Jun 2013.Source recordESMA Regulatory Enforcement Register
- Merrion Stockbrokers LimitedEuropean Securities and Markets Authority and reporting national authorities includes Merrion Stockbrokers Limited in ESMA Regulatory Enforcement Register. The recorded action date is 21 Mar 2012.Source recordESMA Regulatory Enforcement Register
- Cantor Fitzgerald Ireland LimitedEuropean Securities and Markets Authority and reporting national authorities includes Cantor Fitzgerald Ireland Limited in ESMA Regulatory Enforcement Register. The recorded action date is 12 Dec 2012.Source recordESMA Regulatory Enforcement Register
- www.index-capital.beEuropean Securities and Markets Authority and reporting national authorities includes www.index-capital.be in ESMA Regulatory Enforcement Register. The recorded action date is 30 Sep 2019.Source recordESMA Regulatory Enforcement Register
- www.choices-invest.comEuropean Securities and Markets Authority and reporting national authorities includes www.choices-invest.com in ESMA Regulatory Enforcement Register. The recorded action date is 30 Sep 2019.Source recordESMA Regulatory Enforcement Register
- Dream Equity (InvestingCapital)European Securities and Markets Authority and reporting national authorities includes Dream Equity (InvestingCapital) in ESMA Regulatory Enforcement Register. The recorded action date is 24 Sep 2019.Source recordESMA Regulatory Enforcement Register
- FlixGM (Altridium Group)European Securities and Markets Authority and reporting national authorities includes FlixGM (Altridium Group) in ESMA Regulatory Enforcement Register. The recorded action date is 24 Sep 2019.Source recordESMA Regulatory Enforcement Register
- GlobalmarketsEuropean Securities and Markets Authority and reporting national authorities includes Globalmarkets in ESMA Regulatory Enforcement Register. The recorded action date is 24 Sep 2019.Source recordESMA Regulatory Enforcement Register
- InfinitradeEuropean Securities and Markets Authority and reporting national authorities includes Infinitrade in ESMA Regulatory Enforcement Register. The recorded action date is 24 Sep 2019.Source recordESMA Regulatory Enforcement Register
- InvestteckEuropean Securities and Markets Authority and reporting national authorities includes Investteck in ESMA Regulatory Enforcement Register. The recorded action date is 24 Sep 2019.Source recordESMA Regulatory Enforcement Register
- Key MarketsEuropean Securities and Markets Authority and reporting national authorities includes Key Markets in ESMA Regulatory Enforcement Register. The recorded action date is 24 Sep 2019.Source recordESMA Regulatory Enforcement Register
- KodimaxEuropean Securities and Markets Authority and reporting national authorities includes Kodimax in ESMA Regulatory Enforcement Register. The recorded action date is 24 Sep 2019.Source recordESMA Regulatory Enforcement Register
- MasonfordEuropean Securities and Markets Authority and reporting national authorities includes Masonford in ESMA Regulatory Enforcement Register. The recorded action date is 24 Sep 2019.Source recordESMA Regulatory Enforcement Register
- TradershomeEuropean Securities and Markets Authority and reporting national authorities includes Tradershome in ESMA Regulatory Enforcement Register. The recorded action date is 24 Sep 2019.Source recordESMA Regulatory Enforcement Register
- Pioneer Befektetési Alapkezelő Zártkörűen Működő Rt.European Securities and Markets Authority and reporting national authorities includes Pioneer Befektetési Alapkezelő Zártkörűen Működő Rt. in ESMA Regulatory Enforcement Register. The recorded action date is 8 Feb 2013.Source recordESMA Regulatory Enforcement Register
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Questions about EU ESMA Sanctions
Who publishes EU ESMA Sanctions?
The catalog identifies European Securities and Markets Authority as the publisher in European Union. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select EU ESMA Sanctions for screening?
The current source snapshot marks EU ESMA Sanctions as available for screening. Select its source ID, eu-esma-sanctions, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current EU ESMA Sanctions records here?
Current public records from EU ESMA Sanctions can be browsed here. The current source contains 848 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export EU ESMA Sanctions records?
Access to EU ESMA Sanctions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
Continue exploring
Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.