EU ESMA Sanctions
Named regulatory sanctions and measures reported to ESMA by national competent authorities.
Source availability
Available for screening
848 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
- Latest successful check
- Our refresh schedule
- Every 6 hours
Data overview
ESMA Regulatory Enforcement Register is published by European Securities and Markets Authority and reporting national authorities.
The available version contains 848 source records before any name search.
The entity-type breakdown is 848 other or unspecified records.
- Source records
- 848
- Publicly browsable records
- 848
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- Other / unspecified
- 848
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The public register contains actions under financial-market legislation, including MiFID, UCITS, market abuse and EMIR. Each record represents an action, not a unique person. Unnamed publisher rows remain in the original snapshot and are excluded from the name index. The public feed does not provide a reliable person/company classification.
Distinguish the action from its current effect
This is regulatory enforcement, not the EU financial asset-freeze list. Check the responsible authority and decision for legal effect, appeals and scope. A publisher expiration date controls data availability and does not establish legal termination. Name removals and anonymization follow the current official snapshot. Linked decisions and third-party material have their own reuse conditions.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- PBN CAPITAL (CAPITAL TECH LTD / PBOX LTD)European Securities and Markets Authority and reporting national authorities includes PBN CAPITAL (CAPITAL TECH LTD / PBOX LTD) in ESMA Regulatory Enforcement Register. The recorded action date is 12 Feb 2019.Source recordESMA Regulatory Enforcement Register
- FXG Trade (Capital FXG Ltd / Nordic Pearl Ltd)European Securities and Markets Authority and reporting national authorities includes FXG Trade (Capital FXG Ltd / Nordic Pearl Ltd) in ESMA Regulatory Enforcement Register. The recorded action date is 12 Feb 2019.Source recordESMA Regulatory Enforcement Register
- CFDS100 (TRSYSTEM Ltd)European Securities and Markets Authority and reporting national authorities includes CFDS100 (TRSYSTEM Ltd) in ESMA Regulatory Enforcement Register. The recorded action date is 12 Feb 2019.Source recordESMA Regulatory Enforcement Register
- 365 Markets (Trustnet LTD)European Securities and Markets Authority and reporting national authorities includes 365 Markets (Trustnet LTD) in ESMA Regulatory Enforcement Register. The recorded action date is 12 Feb 2019.Source recordESMA Regulatory Enforcement Register
- Solar Capital Markets Értékpapír Kereskedelmi Zártkörűen Működő Rt.European Securities and Markets Authority and reporting national authorities includes Solar Capital Markets Értékpapír Kereskedelmi Zártkörűen Működő Rt. in ESMA Regulatory Enforcement Register. The recorded action date is 10 May 2012.Source recordESMA Regulatory Enforcement Register
- ADEMAF SAEuropean Securities and Markets Authority and reporting national authorities includes ADEMAF SA in ESMA Regulatory Enforcement Register. The recorded action date is 5 Mar 2019.Source recordESMA Regulatory Enforcement Register
- Resona Dai-Ichi GroupEuropean Securities and Markets Authority and reporting national authorities includes Resona Dai-Ichi Group in ESMA Regulatory Enforcement Register. The recorded action date is 27 Dec 2018.Source recordESMA Regulatory Enforcement Register
- Ashcroft Cohen Strategic Capital - ACSCEuropean Securities and Markets Authority and reporting national authorities includes Ashcroft Cohen Strategic Capital - ACSC in ESMA Regulatory Enforcement Register. The recorded action date is 27 Dec 2018.Source recordESMA Regulatory Enforcement Register
- Asia AssociatesEuropean Securities and Markets Authority and reporting national authorities includes Asia Associates in ESMA Regulatory Enforcement Register. The recorded action date is 27 Dec 2018.Source recordESMA Regulatory Enforcement Register
- IBG Capital Partners / Index Financial Group / State Bridge PartnersEuropean Securities and Markets Authority and reporting national authorities includes IBG Capital Partners / Index Financial Group / State Bridge Partners in ESMA Regulatory Enforcement Register. The recorded action date is 27 Dec 2018.Source recordESMA Regulatory Enforcement Register
- Cobalt Capital IncEuropean Securities and Markets Authority and reporting national authorities includes Cobalt Capital Inc in ESMA Regulatory Enforcement Register. The recorded action date is 27 Dec 2018.Source recordESMA Regulatory Enforcement Register
- KLMholdingsEuropean Securities and Markets Authority and reporting national authorities includes KLMholdings in ESMA Regulatory Enforcement Register. The recorded action date is 27 Dec 2018.Source recordESMA Regulatory Enforcement Register
- Warrington ShawEuropean Securities and Markets Authority and reporting national authorities includes Warrington Shaw in ESMA Regulatory Enforcement Register. The recorded action date is 27 Dec 2018.Source recordESMA Regulatory Enforcement Register
- GBE-Capital (www.gbe-capital.com)European Securities and Markets Authority and reporting national authorities includes GBE-Capital (www.gbe-capital.com) in ESMA Regulatory Enforcement Register. The recorded action date is 26 Feb 2019.Source recordESMA Regulatory Enforcement Register
- JT-Europe (www.jt-europe.com)European Securities and Markets Authority and reporting national authorities includes JT-Europe (www.jt-europe.com) in ESMA Regulatory Enforcement Register. The recorded action date is 26 Feb 2019.Source recordESMA Regulatory Enforcement Register
- Erste Befektetési Zrt.European Securities and Markets Authority and reporting national authorities includes Erste Befektetési Zrt. in ESMA Regulatory Enforcement Register. The recorded action date is 14 Sep 2012.Source recordESMA Regulatory Enforcement Register
- AFX CAPITAL MARKETS LTDEuropean Securities and Markets Authority and reporting national authorities includes AFX CAPITAL MARKETS LTD in ESMA Regulatory Enforcement Register. The recorded action date is 31 Dec 2012.Source recordESMA Regulatory Enforcement Register
- TRIPLE A EXPERTS INVESTMENT SERVICES SINGLE MEMBER S.A.European Securities and Markets Authority and reporting national authorities includes TRIPLE A EXPERTS INVESTMENT SERVICES SINGLE MEMBER S.A. in ESMA Regulatory Enforcement Register. The recorded action date is 1 Aug 2013.Source recordESMA Regulatory Enforcement Register
- ARDU PRIME S.A.European Securities and Markets Authority and reporting national authorities includes ARDU PRIME S.A. in ESMA Regulatory Enforcement Register. The recorded action date is 29 Aug 2013.Source recordESMA Regulatory Enforcement Register
- IQ OPTION EUROPE LTDEuropean Securities and Markets Authority and reporting national authorities includes IQ OPTION EUROPE LTD in ESMA Regulatory Enforcement Register. The recorded action date is 15 Apr 2019.Source recordESMA Regulatory Enforcement Register
- Asset Management Company "INVL Asset Management"European Securities and Markets Authority and reporting national authorities includes Asset Management Company "INVL Asset Management" in ESMA Regulatory Enforcement Register. The recorded action date is 14 May 2019.Source recordESMA Regulatory Enforcement Register
- Hope AreaEuropean Securities and Markets Authority and reporting national authorities includes Hope Area in ESMA Regulatory Enforcement Register. The recorded action date is 21 May 2019.Source recordESMA Regulatory Enforcement Register
- LittinvestEuropean Securities and Markets Authority and reporting national authorities includes Littinvest in ESMA Regulatory Enforcement Register. The recorded action date is 21 May 2019.Source recordESMA Regulatory Enforcement Register
- MarketscubeEuropean Securities and Markets Authority and reporting national authorities includes Marketscube in ESMA Regulatory Enforcement Register. The recorded action date is 21 May 2019.Source recordESMA Regulatory Enforcement Register
- OMCMarketsEuropean Securities and Markets Authority and reporting national authorities includes OMCMarkets in ESMA Regulatory Enforcement Register. The recorded action date is 21 May 2019.Source recordESMA Regulatory Enforcement Register
- WORLDWIDE SAFE INVESTMENT LIMITEDEuropean Securities and Markets Authority and reporting national authorities includes WORLDWIDE SAFE INVESTMENT LIMITED in ESMA Regulatory Enforcement Register. The recorded action date is 31 May 2019.Source recordESMA Regulatory Enforcement Register
- PlusOptionEuropean Securities and Markets Authority and reporting national authorities includes PlusOption in ESMA Regulatory Enforcement Register. The recorded action date is 21 May 2019.Source recordESMA Regulatory Enforcement Register
- WORLDWIDE SAFE INVESTMENT LIMITEDEuropean Securities and Markets Authority and reporting national authorities includes WORLDWIDE SAFE INVESTMENT LIMITED in ESMA Regulatory Enforcement Register. The recorded action date is 31 May 2019.Source recordESMA Regulatory Enforcement Register
- SSS ServicesEuropean Securities and Markets Authority and reporting national authorities includes SSS Services in ESMA Regulatory Enforcement Register. The recorded action date is 21 May 2019.Source recordESMA Regulatory Enforcement Register
- Swissmain.com/Meridian Banc Ltd.European Securities and Markets Authority and reporting national authorities includes Swissmain.com/Meridian Banc Ltd. in ESMA Regulatory Enforcement Register. The recorded action date is 21 May 2019.Source recordESMA Regulatory Enforcement Register
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Questions about EU ESMA Sanctions
Who publishes EU ESMA Sanctions?
The catalog identifies European Securities and Markets Authority as the publisher in European Union. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select EU ESMA Sanctions for screening?
The current source snapshot marks EU ESMA Sanctions as available for screening. Select its source ID, eu-esma-sanctions, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current EU ESMA Sanctions records here?
Current public records from EU ESMA Sanctions can be browsed here. The current source contains 848 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export EU ESMA Sanctions records?
Access to EU ESMA Sanctions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
Continue exploring
Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.