EU ESMA Sanctions
Named regulatory sanctions and measures reported to ESMA by national competent authorities.
Source availability
Available for screening
848 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
- Latest successful check
- Our refresh schedule
- Every 6 hours
Data overview
ESMA Regulatory Enforcement Register is published by European Securities and Markets Authority and reporting national authorities.
The available version contains 848 source records before any name search.
The entity-type breakdown is 848 other or unspecified records.
- Source records
- 848
- Publicly browsable records
- 848
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- Other / unspecified
- 848
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The public register contains actions under financial-market legislation, including MiFID, UCITS, market abuse and EMIR. Each record represents an action, not a unique person. Unnamed publisher rows remain in the original snapshot and are excluded from the name index. The public feed does not provide a reliable person/company classification.
Distinguish the action from its current effect
This is regulatory enforcement, not the EU financial asset-freeze list. Check the responsible authority and decision for legal effect, appeals and scope. A publisher expiration date controls data availability and does not establish legal termination. Name removals and anonymization follow the current official snapshot. Linked decisions and third-party material have their own reuse conditions.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- BeCFDEuropean Securities and Markets Authority and reporting national authorities includes BeCFD in ESMA Regulatory Enforcement Register. The recorded action date is 4 Sep 2018.Source recordESMA Regulatory Enforcement Register
- Spot2TradeEuropean Securities and Markets Authority and reporting national authorities includes Spot2Trade in ESMA Regulatory Enforcement Register. The recorded action date is 4 Sep 2018.Source recordESMA Regulatory Enforcement Register
- Blonde bear / TradeDaxEuropean Securities and Markets Authority and reporting national authorities includes Blonde bear / TradeDax in ESMA Regulatory Enforcement Register. The recorded action date is 4 Sep 2018.Source recordESMA Regulatory Enforcement Register
- Yamaguchi Laurentian SecuritiesEuropean Securities and Markets Authority and reporting national authorities includes Yamaguchi Laurentian Securities in ESMA Regulatory Enforcement Register. The recorded action date is 11 Sep 2018.Source recordESMA Regulatory Enforcement Register
- Shinsei SecuritiesEuropean Securities and Markets Authority and reporting national authorities includes Shinsei Securities in ESMA Regulatory Enforcement Register. The recorded action date is 11 Sep 2018.Source recordESMA Regulatory Enforcement Register
- Cruzinvest.uk - Publicprivatebank.comEuropean Securities and Markets Authority and reporting national authorities includes Cruzinvest.uk - Publicprivatebank.com in ESMA Regulatory Enforcement Register. The recorded action date is 11 Sep 2018.Source recordESMA Regulatory Enforcement Register
- Sumitomo Gunma HoldingsEuropean Securities and Markets Authority and reporting national authorities includes Sumitomo Gunma Holdings in ESMA Regulatory Enforcement Register. The recorded action date is 11 Sep 2018.Source recordESMA Regulatory Enforcement Register
- Kangyo Yokohama SecuritiesEuropean Securities and Markets Authority and reporting national authorities includes Kangyo Yokohama Securities in ESMA Regulatory Enforcement Register. The recorded action date is 11 Sep 2018.Source recordESMA Regulatory Enforcement Register
- Asahi Marusan ManagementEuropean Securities and Markets Authority and reporting national authorities includes Asahi Marusan Management in ESMA Regulatory Enforcement Register. The recorded action date is 11 Sep 2018.Source recordESMA Regulatory Enforcement Register
- Day Dream Investments Ltd (Utrader)European Securities and Markets Authority and reporting national authorities includes Day Dream Investments Ltd (Utrader) in ESMA Regulatory Enforcement Register. The recorded action date is 4 Sep 2018.Source recordESMA Regulatory Enforcement Register
- DIVINUS Befektetési Alapkezelő Zártkörűen Működő Rt.European Securities and Markets Authority and reporting national authorities includes DIVINUS Befektetési Alapkezelő Zártkörűen Működő Rt. in ESMA Regulatory Enforcement Register. The recorded action date is 27 Mar 2013.Source recordESMA Regulatory Enforcement Register
- Royston Carr Asset ManagementEuropean Securities and Markets Authority and reporting national authorities includes Royston Carr Asset Management in ESMA Regulatory Enforcement Register. The recorded action date is 23 Oct 2018.Source recordESMA Regulatory Enforcement Register
- Aaron BrettEuropean Securities and Markets Authority and reporting national authorities includes Aaron Brett in ESMA Regulatory Enforcement Register. The recorded action date is 23 Oct 2018.Source recordESMA Regulatory Enforcement Register
- Daiju Commodity MarketsEuropean Securities and Markets Authority and reporting national authorities includes Daiju Commodity Markets in ESMA Regulatory Enforcement Register. The recorded action date is 23 Oct 2018.Source recordESMA Regulatory Enforcement Register
- TSB WealthEuropean Securities and Markets Authority and reporting national authorities includes TSB Wealth in ESMA Regulatory Enforcement Register. The recorded action date is 23 Oct 2018.Source recordESMA Regulatory Enforcement Register
- Saga Nagoya SecuritiesEuropean Securities and Markets Authority and reporting national authorities includes Saga Nagoya Securities in ESMA Regulatory Enforcement Register. The recorded action date is 23 Oct 2018.Source recordESMA Regulatory Enforcement Register
- Hana Shizuoka TradingEuropean Securities and Markets Authority and reporting national authorities includes Hana Shizuoka Trading in ESMA Regulatory Enforcement Register. The recorded action date is 23 Oct 2018.Source recordESMA Regulatory Enforcement Register
- RWM HoldingsEuropean Securities and Markets Authority and reporting national authorities includes RWM Holdings in ESMA Regulatory Enforcement Register. The recorded action date is 23 Oct 2018.Source recordESMA Regulatory Enforcement Register
- Fraser HammondEuropean Securities and Markets Authority and reporting national authorities includes Fraser Hammond in ESMA Regulatory Enforcement Register. The recorded action date is 23 Oct 2018.Source recordESMA Regulatory Enforcement Register
- Nanto Sapporo BrokerageEuropean Securities and Markets Authority and reporting national authorities includes Nanto Sapporo Brokerage in ESMA Regulatory Enforcement Register. The recorded action date is 23 Oct 2018.Source recordESMA Regulatory Enforcement Register
- Wainwright Marks ManagementEuropean Securities and Markets Authority and reporting national authorities includes Wainwright Marks Management in ESMA Regulatory Enforcement Register. The recorded action date is 23 Oct 2018.Source recordESMA Regulatory Enforcement Register
- Reed Cavendish Wealth ManagementEuropean Securities and Markets Authority and reporting national authorities includes Reed Cavendish Wealth Management in ESMA Regulatory Enforcement Register. The recorded action date is 23 Oct 2018.Source recordESMA Regulatory Enforcement Register
- MBH Befektetési Bank Zártkörűen Működő RészvénytársaságEuropean Securities and Markets Authority and reporting national authorities includes MBH Befektetési Bank Zártkörűen Működő Részvénytársaság in ESMA Regulatory Enforcement Register. The recorded action date is 22 Apr 2013.Source recordESMA Regulatory Enforcement Register
- fondo pensioneEuropean Securities and Markets Authority and reporting national authorities includes fondo pensione in ESMA Regulatory Enforcement Register. The recorded action date is 21 Jun 2017.Source recordESMA Regulatory Enforcement Register
- fondo pensioneEuropean Securities and Markets Authority and reporting national authorities includes fondo pensione in ESMA Regulatory Enforcement Register. The recorded action date is 21 Jun 2017.Source recordESMA Regulatory Enforcement Register
- fondo pensioneEuropean Securities and Markets Authority and reporting national authorities includes fondo pensione in ESMA Regulatory Enforcement Register. The recorded action date is 21 Jun 2017.Source recordESMA Regulatory Enforcement Register
- fondo pensioneEuropean Securities and Markets Authority and reporting national authorities includes fondo pensione in ESMA Regulatory Enforcement Register. The recorded action date is 26 Jul 2017.Source recordESMA Regulatory Enforcement Register
- Erste Alapkezelő Zártkörűen Működő Rt.European Securities and Markets Authority and reporting national authorities includes Erste Alapkezelő Zártkörűen Működő Rt. in ESMA Regulatory Enforcement Register. The recorded action date is 30 Aug 2012.Source recordESMA Regulatory Enforcement Register
- HybridReserve (Singlebell LTD / SingleBell OU)European Securities and Markets Authority and reporting national authorities includes HybridReserve (Singlebell LTD / SingleBell OU) in ESMA Regulatory Enforcement Register. The recorded action date is 12 Feb 2019.Source recordESMA Regulatory Enforcement Register
- FirstFund Befektetési Alapkezelő Zártkörűen Működő Rt.European Securities and Markets Authority and reporting national authorities includes FirstFund Befektetési Alapkezelő Zártkörűen Működő Rt. in ESMA Regulatory Enforcement Register. The recorded action date is 22 Mar 2013.Source recordESMA Regulatory Enforcement Register
Screen customers against the EU ESMA Sanctions
Start free250 free live screenings • One lifetime allowance • API + dashboard • No credit card
Questions about EU ESMA Sanctions
Who publishes EU ESMA Sanctions?
The catalog identifies European Securities and Markets Authority as the publisher in European Union. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select EU ESMA Sanctions for screening?
The current source snapshot marks EU ESMA Sanctions as available for screening. Select its source ID, eu-esma-sanctions, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current EU ESMA Sanctions records here?
Current public records from EU ESMA Sanctions can be browsed here. The current source contains 848 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export EU ESMA Sanctions records?
Access to EU ESMA Sanctions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
Continue exploring
Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.