EU ESMA Sanctions
Named regulatory sanctions and measures reported to ESMA by national competent authorities.
Source availability
Available for screening
848 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
- Latest successful check
- Our refresh schedule
- Every 6 hours
Data overview
ESMA Regulatory Enforcement Register is published by European Securities and Markets Authority and reporting national authorities.
The available version contains 848 source records before any name search.
The entity-type breakdown is 848 other or unspecified records.
- Source records
- 848
- Publicly browsable records
- 848
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- Other / unspecified
- 848
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The public register contains actions under financial-market legislation, including MiFID, UCITS, market abuse and EMIR. Each record represents an action, not a unique person. Unnamed publisher rows remain in the original snapshot and are excluded from the name index. The public feed does not provide a reliable person/company classification.
Distinguish the action from its current effect
This is regulatory enforcement, not the EU financial asset-freeze list. Check the responsible authority and decision for legal effect, appeals and scope. A publisher expiration date controls data availability and does not establish legal termination. Name removals and anonymization follow the current official snapshot. Linked decisions and third-party material have their own reuse conditions.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- ERSTE BANK HUNGARY Zártkörűen Működő RészvénytársaságEuropean Securities and Markets Authority and reporting national authorities includes ERSTE BANK HUNGARY Zártkörűen Működő Részvénytársaság in ESMA Regulatory Enforcement Register. The recorded action date is 22 Nov 2012.Source recordESMA Regulatory Enforcement Register
- Czech Asset Investments, a.s.European Securities and Markets Authority and reporting national authorities includes Czech Asset Investments, a.s. in ESMA Regulatory Enforcement Register. The recorded action date is 15 Oct 2012.Source recordESMA Regulatory Enforcement Register
- CHESHIRE CAPITAL LTDEuropean Securities and Markets Authority and reporting national authorities includes CHESHIRE CAPITAL LTD in ESMA Regulatory Enforcement Register. The recorded action date is 11 May 2018.Source recordESMA Regulatory Enforcement Register
- CYRRUS, a.s.European Securities and Markets Authority and reporting national authorities includes CYRRUS, a.s. in ESMA Regulatory Enforcement Register. The recorded action date is 27 Aug 2013.Source recordESMA Regulatory Enforcement Register
- CIB Bank Zrt.European Securities and Markets Authority and reporting national authorities includes CIB Bank Zrt. in ESMA Regulatory Enforcement Register. The recorded action date is 1 Mar 2018.Source recordESMA Regulatory Enforcement Register
- MBH Befektetési Bank Zártkörűen Működő RészvénytársaságEuropean Securities and Markets Authority and reporting national authorities includes MBH Befektetési Bank Zártkörűen Működő Részvénytársaság in ESMA Regulatory Enforcement Register. The recorded action date is 23 Apr 2018.Source recordESMA Regulatory Enforcement Register
- BETA SECURITIES S.A.European Securities and Markets Authority and reporting national authorities includes BETA SECURITIES S.A. in ESMA Regulatory Enforcement Register. The recorded action date is 15 Apr 2013.Source recordESMA Regulatory Enforcement Register
- Komerční banka, a.s.European Securities and Markets Authority and reporting national authorities includes Komerční banka, a.s. in ESMA Regulatory Enforcement Register. The recorded action date is 28 Apr 2012.Source recordESMA Regulatory Enforcement Register
- INSTANT TRADING EU LTDEuropean Securities and Markets Authority and reporting national authorities includes INSTANT TRADING EU LTD in ESMA Regulatory Enforcement Register. The recorded action date is 2 Aug 2018.Source recordESMA Regulatory Enforcement Register
- Sberbank Magyarország Zártkörűen Működő RészvénytársaságEuropean Securities and Markets Authority and reporting national authorities includes Sberbank Magyarország Zártkörűen Működő Részvénytársaság in ESMA Regulatory Enforcement Register. The recorded action date is 11 Apr 2012.Source recordESMA Regulatory Enforcement Register
- Merrill Lynch InternationalEuropean Securities and Markets Authority and reporting national authorities includes Merrill Lynch International in ESMA Regulatory Enforcement Register. The recorded action date is 18 Oct 2017.Source recordESMA Regulatory Enforcement Register
- PURE CAPITAL S.A.European Securities and Markets Authority and reporting national authorities includes PURE CAPITAL S.A. in ESMA Regulatory Enforcement Register. The recorded action date is 24 Oct 2017.Source recordESMA Regulatory Enforcement Register
- CONSULTINVEST INVESTIMENTI S.P.A. SOCIETA' DI INTERMEDIAZIONE MOBILIARE ABBREVIABILE IN: CONSULTINVEST INVESTIMENTI - S.I.M. S.P.A.European Securities and Markets Authority and reporting national authorities includes CONSULTINVEST INVESTIMENTI S.P.A. SOCIETA' DI INTERMEDIAZIONE MOBILIARE ABBREVIABILE IN: CONSULTINVEST INVESTIMENTI - S.I.M. S.P.A. in ESMA Regulatory Enforcement Register. The recorded action date is 24 Oct 2018.Source recordESMA Regulatory Enforcement Register
- International Markets Live LTDEuropean Securities and Markets Authority and reporting national authorities includes International Markets Live LTD in ESMA Regulatory Enforcement Register. The recorded action date is 23 Jan 2018.Source recordESMA Regulatory Enforcement Register
- Burton MillsEuropean Securities and Markets Authority and reporting national authorities includes Burton Mills in ESMA Regulatory Enforcement Register. The recorded action date is 6 Mar 2018.Source recordESMA Regulatory Enforcement Register
- Hollis Kookmin FinancialEuropean Securities and Markets Authority and reporting national authorities includes Hollis Kookmin Financial in ESMA Regulatory Enforcement Register. The recorded action date is 6 Mar 2018.Source recordESMA Regulatory Enforcement Register
- Schalom and Gerson / SG FinanceEuropean Securities and Markets Authority and reporting national authorities includes Schalom and Gerson / SG Finance in ESMA Regulatory Enforcement Register. The recorded action date is 6 Mar 2018.Source recordESMA Regulatory Enforcement Register
- Loeb-BensonEuropean Securities and Markets Authority and reporting national authorities includes Loeb-Benson in ESMA Regulatory Enforcement Register. The recorded action date is 6 Mar 2018.Source recordESMA Regulatory Enforcement Register
- Meadows FinancialEuropean Securities and Markets Authority and reporting national authorities includes Meadows Financial in ESMA Regulatory Enforcement Register. The recorded action date is 6 Mar 2018.Source recordESMA Regulatory Enforcement Register
- Lambert & Sons IncorporatedEuropean Securities and Markets Authority and reporting national authorities includes Lambert & Sons Incorporated in ESMA Regulatory Enforcement Register. The recorded action date is 6 Mar 2018.Source recordESMA Regulatory Enforcement Register
- GTX OptionsEuropean Securities and Markets Authority and reporting national authorities includes GTX Options in ESMA Regulatory Enforcement Register. The recorded action date is 3 Jul 2018.Source recordESMA Regulatory Enforcement Register
- Denman-Brys GroupEuropean Securities and Markets Authority and reporting national authorities includes Denman-Brys Group in ESMA Regulatory Enforcement Register. The recorded action date is 9 Jul 2018.Source recordESMA Regulatory Enforcement Register
- Evans ChamberlainEuropean Securities and Markets Authority and reporting national authorities includes Evans Chamberlain in ESMA Regulatory Enforcement Register. The recorded action date is 9 Jul 2018.Source recordESMA Regulatory Enforcement Register
- Akita Matsui tradingEuropean Securities and Markets Authority and reporting national authorities includes Akita Matsui trading in ESMA Regulatory Enforcement Register. The recorded action date is 9 Jul 2018.Source recordESMA Regulatory Enforcement Register
- Morgan NewfieldEuropean Securities and Markets Authority and reporting national authorities includes Morgan Newfield in ESMA Regulatory Enforcement Register. The recorded action date is 9 Jul 2018.Source recordESMA Regulatory Enforcement Register
- Sky MarketingEuropean Securities and Markets Authority and reporting national authorities includes Sky Marketing in ESMA Regulatory Enforcement Register. The recorded action date is 9 Jul 2018.Source recordESMA Regulatory Enforcement Register
- Mizuho DKB Brokerage/SDD InternationalEuropean Securities and Markets Authority and reporting national authorities includes Mizuho DKB Brokerage/SDD International in ESMA Regulatory Enforcement Register. The recorded action date is 9 Jul 2018.Source recordESMA Regulatory Enforcement Register
- Worldwide Financing groupEuropean Securities and Markets Authority and reporting national authorities includes Worldwide Financing group in ESMA Regulatory Enforcement Register. The recorded action date is 9 Jul 2018.Source recordESMA Regulatory Enforcement Register
- MetaInvestingEuropean Securities and Markets Authority and reporting national authorities includes MetaInvesting in ESMA Regulatory Enforcement Register. The recorded action date is 4 Sep 2018.Source recordESMA Regulatory Enforcement Register
- GoprofinanceEuropean Securities and Markets Authority and reporting national authorities includes Goprofinance in ESMA Regulatory Enforcement Register. The recorded action date is 4 Sep 2018.Source recordESMA Regulatory Enforcement Register
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Questions about EU ESMA Sanctions
Who publishes EU ESMA Sanctions?
The catalog identifies European Securities and Markets Authority as the publisher in European Union. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select EU ESMA Sanctions for screening?
The current source snapshot marks EU ESMA Sanctions as available for screening. Select its source ID, eu-esma-sanctions, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current EU ESMA Sanctions records here?
Current public records from EU ESMA Sanctions can be browsed here. The current source contains 848 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export EU ESMA Sanctions records?
Access to EU ESMA Sanctions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
Continue exploring
Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.